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person · Reporting owner

Higginbotham Robert C.T.

Disclosed activity across 1 company

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96187
SEC CIK
0001763753

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PRICE T ROWE GROUP INCTROW · Entity 3212Vice PresidentDecember 12, 2023December 13, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRICE T ROWE GROUP INC

Report date December 12, 2023 · Filed December 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,185 Reported balance After 2023-12-12 transaction · row 1
1 source row

Row 1 · 2023-12-12 · Sale · Disposed 5,977 · Balance 32,185

F1: The range of prices for this transaction were $99.25 to $99.53. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The range of prices for this transaction were $99.25 to $99.53. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2023 Filed Dec 13, 2023 13:44 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 5,977 $99.41 $594,146.67
Disclosure

SEC source: 0001562180-23-008335 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,185

F1 · price: The range of prices for this transaction were $99.25 to $99.53. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 20:14 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 5,374 $98.71 $530,448.19
Disclosure

SEC source: 0001562180-23-008262 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,162

F1 · price: The range of prices for this transaction were $98.41 to $99.30. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 19:25 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 12,681 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008186 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,536

Read SEC document
November 21, 2023 Filed Nov 22, 2023 17:10 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 40,000 $96.52 $3,860,788.00
Disclosure

SEC source: 0001562180-23-007872 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,855

F1 · price: The range of prices for this transaction were $96.47 to $97.01. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2023 Filed Nov 22, 2023 17:10 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 0.0022 $110.00 $0.24
Disclosure

SEC source: 0001562180-23-007872 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,855

Read SEC document
September 01, 2023 Filed Sep 5, 2023 19:39 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 30 $112.63 $3,378.90
Disclosure

SEC source: 0001562180-23-006677 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,855.0022

Read SEC document
September 01, 2023 Filed Sep 5, 2023 19:39 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 206.5616 $93.70 $19,355.05
Disclosure

SEC source: 0001562180-23-006677 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,885.0022

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 19:40 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 213.5876 $139.87 $29,873.90
Disclosure

SEC source: 0001562180-22-008202 · primarydocument.xml · nonDerivative · entry 4

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,678.4406

F4 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 19:40 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 1,100 $120.48 $132,526.90
Disclosure

SEC source: 0001562180-22-008202 · primarydocument.xml · nonDerivative · entry 3

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,464.853

F3 · price: The range of prices for this transaction were $121.60 to 122.5999. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 19:40 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 3,086 $120.48 $371,798.19
Disclosure

SEC source: 0001562180-22-008202 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,564.853

F2 · price: The range of prices for this transaction were $120.58 to 121.5799. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 19:40 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 2,433 $120.48 $293,125.41
Disclosure

SEC source: 0001562180-22-008202 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,650.853

F1 · price: The range of prices for this transaction were $119.58 to 120.5799. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:30 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 81 $200.50 $16,240.50
Disclosure

SEC source: 0001562180-21-007673 · primarydocument.xml · nonDerivative · entry 7

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,083.853

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:30 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 128 $196.23 $25,117.90
Disclosure

SEC source: 0001562180-21-007673 · primarydocument.xml · nonDerivative · entry 6

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,165.853

F6 · price: The range of prices for this transaction were $199.06 to 199.43. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:30 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 502 $196.23 $98,509.27
Disclosure

SEC source: 0001562180-21-007673 · primarydocument.xml · nonDerivative · entry 5

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,293.853

F5 · price: The range of prices for this transaction were $198.06 to 199.04. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:30 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 867 $196.23 $170,134.53
Disclosure

SEC source: 0001562180-21-007673 · primarydocument.xml · nonDerivative · entry 4

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,795.853

F4 · price: The range of prices for this transaction were $197.06 to 198.05. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:30 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 2,161 $196.23 $424,060.81
Disclosure

SEC source: 0001562180-21-007673 · primarydocument.xml · nonDerivative · entry 3

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,662.853

F3 · price: The range of prices for this transaction were $196.05 to 196.98. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:30 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 2,681 $196.23 $526,102.28
Disclosure

SEC source: 0001562180-21-007673 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,823.853

F2 · price: The range of prices for this transaction were $195.05 to 196.04. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:30 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 872 $196.23 $171,115.70
Disclosure

SEC source: 0001562180-21-007673 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,504.853

F1 · price: The range of prices for this transaction were $194.05 to 195.04. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 20:40 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 184.143 $189.60 $34,913.07
Disclosure

SEC source: 0001562180-21-007587 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,376.853

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 20:40 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 7,346 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007587 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,192.71

F1 · shares: 12/7/2021 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 9, 2022. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 10, 2025.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:46 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,250 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · derivative · entry 6

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:46 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · derivative · entry 5

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,331 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:46 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 3,331 $146.76 $488,859.89
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 4

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,846.71

F1 · price: The range of prices for this transaction were $146.58 to $146.97. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:46 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 3,250 $146.79 $477,073.68
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 3

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,177.71

F1 · price: The range of prices for this transaction were $146.58 to $146.97. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:46 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 3,250 $70.92 $230,490.00
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,427.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:46 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 3,331 $80.95 $269,642.12
Disclosure

SEC source: 0001562180-20-007447 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,177.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 13:56 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 7,107 $149.07 $1,059,451.15
Disclosure

SEC source: 0001562180-20-007218 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,846.71

Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:19 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 206.286 $127.07 $26,211.98
Disclosure

SEC source: 0001562180-20-007164 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,953.71

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:19 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 7,019 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007164 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,747.424

F1 · shares: 12/8/2020 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 10, 2021. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 10, 2024.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,250 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · derivative · entry 12

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 3,250 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · derivative · entry 11

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Underlying: Common Stock · 3,331 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $78.44 $0.00
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · derivative · entry 10

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,331 shares

Expires 2024-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/9/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · derivative · entry 9

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,331 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 3,331 $124.14 $413,523.33
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 8

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,728.424

F1 · price: The range of prices for this transaction were $124.12 to $124.21. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 3,331 $124.14 $413,523.33
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 7

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,059.424

F1 · price: The range of prices for this transaction were $124.12 to $124.21. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 3,250 $124.14 $403,467.68
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 6

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,390.424

F1 · price: The range of prices for this transaction were $124.12 to $124.21. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 3,331 $124.14 $413,523.33
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 5

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,640.424

F1 · price: The range of prices for this transaction were $124.12 to $124.21. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 3,331 $80.95 $269,642.12
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 4

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,971.424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 3,250 $70.92 $230,490.00
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 3

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,640.424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 3,331 $77.94 $259,632.46
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,390.424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 15:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 3,331 $78.44 $261,289.97
Disclosure

SEC source: 0001562180-19-006165 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,059.424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 10, 2019 Filed Dec 12, 2019 22:55 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 6,392 $122.54 $783,246.28
Disclosure

SEC source: 0001562180-19-006054 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,728.424

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December 03, 2019 Filed Dec 5, 2019 21:06 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 71.453 $118.50 $8,466.90
Disclosure

SEC source: 0001562180-19-005916 · primarydocument.xml · nonDerivative · entry 2

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,120.424

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

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December 03, 2019 Filed Dec 5, 2019 21:06 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 17,386 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005916 · primarydocument.xml · nonDerivative · entry 1

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,048.971

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,075 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 19

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,075 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,075 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 18

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,075 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,250 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 17

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 3,250 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 16

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Underlying: Common Stock · 3,331 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $78.44 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 15

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Underlying: Common Stock · 3,331 shares

Expires 2024-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 09/09/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

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July 26, 2019 Filed Jul 30, 2019 14:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 3,331 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-19-004095 · primarydocument.xml · derivative · entry 14

Higginbotham Robert C.T. · CIK 0001763753 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Underlying: Common Stock · 3,331 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.