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Accel X Associates L.L.C.

Disclosed activity across 3 companies

Tapewire entity
96097
SEC CIK
0001494996

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Slack Technologies, Inc.WORK · Entity 13710810% ownerApril 15, 2020April 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Slack Technologies, Inc.

Report date April 15, 2020 · Filed April 17, 2020

Jointly reported with Accel X LP, ACCEL X STRATEGIC PARTNERS LP, Accel Investors 2009 L.L.C.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect986,370 Reported balance After 2020-04-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-04-15 · Other · Disposed 3,048,780 · Balance 986,370

F1: On April 15, 2020, Accel X L.P. distributed, for no consideration, 3,048,780 shares of Class A common stock of the Issuer (the "Accel X Shares") to its limited partners and to Accel X Associates L.L.C. ("Accel X GP"), the general partner of Accel X L.P., representing each such partner's pro rata interest in such Accel X Shares. On the same date, Accel X GP distributed, for no consideration, the Accel X Shares it received in the distribution by Accel X L.P. to its members, representing each such member's pro rata interest in such Accel X Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel X L.P. Accel X GP is the general partner of each of Accel X L.P. and Accel X Strategic Partners L.P. (together, the "Accel X Entities"). Accel X GP has sole voting and dispositive power with regard to the shares held by the Accel X Entities. Accel X GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel X Strategic Partners L.P.74,030 Reported balance After 2020-04-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-04-15 · Other · Disposed 228,820 · Balance 74,030

F3: On April 15, 2020, Accel X Strategic Partners L.P. distributed, for no consideration, 228,820 shares of Class A common stock of the Issuer (the "Accel X Strategic Shares") to its limited partners and to Accel X GP, the general partner of Accel X Strategic Partners L.P., representing each such partner's pro rata interest in such Accel X Strategic Shares. On the same date, Accel X GP distributed, for no consideration, the Accel X Strategic Shares it received in the distribution by Accel X Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel X Strategic Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel X Strategic Partners L.P. Accel X GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2009 L.L.C.39,600 Reported balance After 2020-04-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-04-15 · Other · Disposed 122,400 · Balance 39,600

F5: On April 15, 2020, Accel Investors 2009 L.L.C. distributed, for no consideration, 122,400 shares of Class A common stock of the Issuer (the "Accel 2009 Shares") to its members, representing each such member's pro rata interest in such Accel 2009 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Investors 2009 L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: On April 15, 2020, Accel X L.P. distributed, for no consideration, 3,048,780 shares of Class A common stock of the Issuer (the "Accel X Shares") to its limited partners and to Accel X Associates L.L.C. ("Accel X GP"), the general partner of Accel X L.P., representing each such partner's pro rata interest in such Accel X Shares. On the same date, Accel X GP distributed, for no consideration, the Accel X Shares it received in the distribution by Accel X L.P. to its members, representing each such member's pro rata interest in such Accel X Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel X L.P. Accel X GP is the general partner of each of Accel X L.P. and Accel X Strategic Partners L.P. (together, the "Accel X Entities"). Accel X GP has sole voting and dispositive power with regard to the shares held by the Accel X Entities. Accel X GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: On April 15, 2020, Accel X Strategic Partners L.P. distributed, for no consideration, 228,820 shares of Class A common stock of the Issuer (the "Accel X Strategic Shares") to its limited partners and to Accel X GP, the general partner of Accel X Strategic Partners L.P., representing each such partner's pro rata interest in such Accel X Strategic Shares. On the same date, Accel X GP distributed, for no consideration, the Accel X Strategic Shares it received in the distribution by Accel X Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel X Strategic Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel X Strategic Partners L.P. Accel X GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5: On April 15, 2020, Accel Investors 2009 L.L.C. distributed, for no consideration, 122,400 shares of Class A common stock of the Issuer (the "Accel 2009 Shares") to its members, representing each such member's pro rata interest in such Accel 2009 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Investors 2009 L.L.C.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2017-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,133,112 Reported balance After 2017-10-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-10-02 · Sale · Disposed 4,459,070 · Balance 8,133,112

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2008 L.L.C.850,559 Reported balance After 2017-10-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-10-02 · Sale · Disposed 466,328 · Balance 850,559

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel X Strategic Partners L.P.616,315 Reported balance After 2017-10-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-10-02 · Sale · Disposed 337,900 · Balance 616,315

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II L.P.1,949,426 Reported balance After 2017-10-02 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-10-02 · Sale · Disposed 1,068,794 · Balance 1,949,426

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II Strategic Partners L.P.141,150 Reported balance After 2017-10-02 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-10-02 · Sale · Disposed 77,387 · Balance 141,150

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2012 L.L.C.189,720 Reported balance After 2017-10-02 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-10-02 · Sale · Disposed 104,016 · Balance 189,720

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2013 L.L.C.0 Reported balance After 2017-10-02 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-10-02 · Sale · Disposed 1,382 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel XI, L.P.0 Reported balance After 2017-10-02 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2017-10-02 · Sale · Disposed 13,007 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Common StockSEC Table I · non-derivativeIndirectBy Accel XI Strategic Partners L.P.0 Reported balance After 2017-10-02 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2017-10-02 · Sale · Disposed 978 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Filing footnotes · ownership attribution and instrument terms

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Section 16 reporting ended · disclosed 2023-12-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,946,754 Reported balance After 2023-12-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-12-14 · Other · Disposed 423,600 · Balance 1,946,754

F1: On December 14, 2023, Accel X LP distributed, for no consideration, 423,600 shares of Common Stock of the Issuer (the "Accel X LP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such Accel X LP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectBy: Accel X Strategic Partners L.P.147,515 Reported balance After 2023-12-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-12-14 · Other · Disposed 32,100 · Balance 147,515

F2: On December 14, 2023, Accel X Strategic Partners L.P. ("A10SP") distributed, for no consideration, 32,100 shares of Common Stock of the Issuer (the "A10SP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such A10SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Investors 2008 L.L.C.203,580 Reported balance After 2023-12-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-12-14 · Other · Disposed 44,300 · Balance 203,580

F4: On December 14, 2023, Accel Investors 2008 L.L.C. ("AI08") distributed for no consideration 44,300 shares of Common Stock of the Issuer (the "AI08 Shares") to its limited partners, representing each such partner's pro rata interest in such AI08 Shares. All of the aforementioned distributions were made in accordance with the exceptions afforded by Rules 16a-13 and 16a-9 of the Securities and Exchange Act of 1934, as amended.

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Growth Fund II L.P.2,022,312 Reported balance Holding disclosure · report date 2023-12-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,022,312

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Growth Fund II Strategic Partners L.P.146,484 Reported balance Holding disclosure · report date 2023-12-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 146,484

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Growth Fund Investors 2013 L.L.C.217,110 Reported balance Holding disclosure · report date 2023-12-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 217,110

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Filing footnotes · ownership attribution and instrument terms

F1: On December 14, 2023, Accel X LP distributed, for no consideration, 423,600 shares of Common Stock of the Issuer (the "Accel X LP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such Accel X LP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: On December 14, 2023, Accel X Strategic Partners L.P. ("A10SP") distributed, for no consideration, 32,100 shares of Common Stock of the Issuer (the "A10SP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such A10SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

F4: On December 14, 2023, Accel Investors 2008 L.L.C. ("AI08") distributed for no consideration 44,300 shares of Common Stock of the Issuer (the "AI08 Shares") to its limited partners, representing each such partner's pro rata interest in such AI08 Shares. All of the aforementioned distributions were made in accordance with the exceptions afforded by Rules 16a-13 and 16a-9 of the Securities and Exchange Act of 1934, as amended.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries H-1 Preferred Stock · Derivative 151,025 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 18

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2013 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 151,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F8 · ownership.nature: These shares are held by Accel Investors 2013 L.L.C. The managing members of Accel Investors 2013 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Investors 2013 L.L.C.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries H-1 Preferred Stock · Derivative 106,843 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 17

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 106,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F7 · ownership.nature: These shares are held by Accel XI Strategic Partners L.P. Accel XI Associates L.L.C. is the general partner of each of the Accel XI Entities. The managing members of Accel XI Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel XI Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel XI Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries H-1 Preferred Stock · Derivative 1,422,056 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 16

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,422,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F6 · ownership.nature: These shares are held by Accel XI LP. Accel XI Associates L.L.C. is the general partner each of Accel XI L.P. and Accel XI Strategic Partners L.P. (together, the "Accel XI Entities"). The managing members of Accel XI Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel XI Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel XI Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries F-1 Preferred Stock · Derivative 172,839 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 15

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2013 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 172,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F8 · ownership.nature: These shares are held by Accel Investors 2013 L.L.C. The managing members of Accel Investors 2013 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Investors 2013 L.L.C.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries F-1 Preferred Stock · Derivative 122,277 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 14

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 122,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F7 · ownership.nature: These shares are held by Accel XI Strategic Partners L.P. Accel XI Associates L.L.C. is the general partner of each of the Accel XI Entities. The managing members of Accel XI Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel XI Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel XI Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries F-1 Preferred Stock · Derivative 1,627,468 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 13

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,627,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F6 · ownership.nature: These shares are held by Accel XI LP. Accel XI Associates L.L.C. is the general partner each of Accel XI L.P. and Accel XI Strategic Partners L.P. (together, the "Accel XI Entities"). The managing members of Accel XI Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel XI Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel XI Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 1,226,520 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 12

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2013 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,226,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F8 · ownership.nature: These shares are held by Accel Investors 2013 L.L.C. The managing members of Accel Investors 2013 L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Investors 2013 L.L.C.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 867,720 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 11

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 867,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F7 · ownership.nature: These shares are held by Accel XI Strategic Partners L.P. Accel XI Associates L.L.C. is the general partner of each of the Accel XI Entities. The managing members of Accel XI Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel XI Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel XI Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 11,549,040 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 10

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 11,549,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F6 · ownership.nature: These shares are held by Accel XI LP. Accel XI Associates L.L.C. is the general partner each of Accel XI L.P. and Accel XI Strategic Partners L.P. (together, the "Accel XI Entities"). The managing members of Accel XI Associates L.L.C. are Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel XI Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel XI Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 86,550 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 9

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2009 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 86,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F5 · ownership.nature: These shares are held by Accel Investors 2009 L.L.C. The managing member of Accel Investors 2009 L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Investors 2009 L.L.C.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 161,790 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 8

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 161,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: These shares are held by Accel X Strategic Partners L.P. Accel X Associates L.L.C. is the general partner of each of the Accel X Entities. The managing members of Accel X Associates L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel X Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel X Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries C Preferred Stock · Derivative 2,155,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 7

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,155,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.direct: These shares are held by Accel X L.P. Accel X Associates L.L.C. is the general partner of each of Accel X L.P. and Accel X Strategic Partners L.P. (together, the "Accel X Entities"). The managing members of Accel X Associates L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel X Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel X Entities, and its managing members share such powers.

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June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries B Preferred Stock · Derivative 291,510 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 6

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2009 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 291,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F5 · ownership.nature: These shares are held by Accel Investors 2009 L.L.C. The managing member of Accel Investors 2009 L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Investors 2009 L.L.C.

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June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries B Preferred Stock · Derivative 544,950 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 5

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 544,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: These shares are held by Accel X Strategic Partners L.P. Accel X Associates L.L.C. is the general partner of each of the Accel X Entities. The managing members of Accel X Associates L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel X Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel X Entities, and its managing members share such powers.

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June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries B Preferred Stock · Derivative 7,260,690 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 4

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 7,260,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.direct: These shares are held by Accel X L.P. Accel X Associates L.L.C. is the general partner of each of Accel X L.P. and Accel X Strategic Partners L.P. (together, the "Accel X Entities"). The managing members of Accel X Associates L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel X Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel X Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries A Preferred Stock · Derivative 2,375,430 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 3

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2009 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,375,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F5 · ownership.nature: These shares are held by Accel Investors 2009 L.L.C. The managing member of Accel Investors 2009 L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong, all of whom share voting and dispositive power with regard to the shares held by Accel Investors 2009 L.L.C.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries A Preferred Stock · Derivative 4,440,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 2

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,440,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F4 · ownership.nature: These shares are held by Accel X Strategic Partners L.P. Accel X Associates L.L.C. is the general partner of each of the Accel X Entities. The managing members of Accel X Associates L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel X Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel X Entities, and its managing members share such powers.

Read SEC document
June 07, 2019 Filed Jun 7, 2019 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 ConversionSeries A Preferred Stock · Derivative 59,168,130 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007826 · wf-form4_155995697972366.xml · derivative · entry 1

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel Investors 2009 L.L.C. · CIK 0001494979 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 59,168,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.exercise_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F1 · derivative.expiration_date: The Series A, Series B, Series C, Series F-1 and Series H-1 Preferred Stock are each convertible into Class B Common Stock on a 1:1 basis and have no expiration date. Upon the effectiveness of the Issuer's Registration Statement on Form S-1, all shares of preferred stock were converted, in an exempt transaction pursuant to Rule 16b-7, into shares of Class B Common Stock of the Issuer.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the Reporting Person and has no expiration date.

F3 · ownership.direct: These shares are held by Accel X L.P. Accel X Associates L.L.C. is the general partner of each of Accel X L.P. and Accel X Strategic Partners L.P. (together, the "Accel X Entities"). The managing members of Accel X Associates L.L.C. are Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, and Richard P. Wong. Accel X Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel X Entities, and its managing members share such powers.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 978 $15.79 $15,444.58
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 9

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI Strategic Partners L.P.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

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October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 13,007 $15.79 $205,406.54
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 8

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI, L.P.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 1,382 $15.79 $21,824.54
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 7

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2013 L.L.C.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 104,016 $15.79 $1,642,620.67
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 6

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 189,720

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 77,387 $15.79 $1,222,095.50
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 5

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 141,150

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 1,068,794 $15.79 $16,878,394.85
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 4

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 1,949,426

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 337,900 $15.79 $5,336,116.80
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 3

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 616,315

F1 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 466,328 $15.79 $7,364,251.78
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 2

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 850,559

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:01 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 4,459,070 $15.79 $70,417,633.44
Disclosure

SEC source: 0001140361-17-037672 · doc1.xml · nonDerivative · entry 1

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133,112

F1 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2 · ownership.direct: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 24

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 293,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 23

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 218,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 22

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,018,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 124,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 21

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 124,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 171,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 20

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 171,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 1,638,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 19

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,638,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 171,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 18

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 171,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 236,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 17

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 236,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 2,257,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 16

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 111,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 15

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 111,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 154,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 14

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 154,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 1,477,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 13

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,477,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 536,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 12

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 536,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 740,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 11

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 740,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 7,085,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · derivative · entry 10

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,085,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · nonDerivative · entry 6

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 293,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · nonDerivative · entry 5

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 218,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · nonDerivative · entry 4

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 3,018,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

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May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 944,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · nonDerivative · entry 3

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 954,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 1,303,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · nonDerivative · entry 2

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 1,316,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:37 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 12,459,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018128 · doc1.xml · nonDerivative · entry 1

Accel X LP · CIK 0001419457 · 10% owner

ACCEL X STRATEGIC PARTNERS LP · CIK 0001430231 · 10% owner

Accel XI L.P. · CIK 0001522763 · 10% owner

Accel XI Strategic Partners L.P. · CIK 0001527391 · 10% owner

Accel X Associates L.L.C. · CIK 0001494996 · 10% owner

Accel XI Associates L.L.C. · CIK 0001535603 · 10% owner

Accel Investors 2008 L.L.C. · CIK 0001494980 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,592,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.