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MAY ALAN RICHARD

Disclosed activity across 1 company

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96042
SEC CIK
0001656207

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CompanyLast reported asReport datePublished
Hewlett Packard Enterprise CoHPE · Entity 2984EVP, Chief People OfficerDecember 15, 2023December 19, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hewlett Packard Enterprise Co

Report date December 15, 2023 · Filed December 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect415,533 Ending reported balance After 2023-12-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-12-15 · Exercise / conversion · Acquired 2,672 · Balance 418,205

Row 2 · 2023-12-15 · Tax withholding · Disposed 2,672 · Balance 415,533

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect71,040 Reported balance After 2023-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-15 · Exercise / conversion · Disposed 2,672 · Balance 71,040

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/08/22 the reporting person was granted 107,428 restricted stock units ("RSUs"), 35,809 of which vested on 12/08/23, 34,473 of which will vest on 12/08/24, and 34,474 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/08/22 the reporting person was granted 107,428 restricted stock units ("RSUs"), 35,809 of which vested on 12/08/23, 34,473 of which will vest on 12/08/24, and 34,474 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2022 Filed Dec 13, 2022 21:47 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 10,154 $16.15 $163,987.10
Disclosure

SEC source: 0001062993-22-023864 · form4.xml · nonDerivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,927

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:47 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 36,389 $16.15 $587,682.35
Disclosure

SEC source: 0001062993-22-023864 · form4.xml · nonDerivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:05 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 107,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023752 · form4.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,428

Underlying: Common Stock · 107,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:05 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,978.8098 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023752 · form4.xml · derivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,163.4695

Underlying: Common Stock · 1,978.8098 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 961.2464 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 1,017.5634 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:05 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,623.9961 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023752 · form4.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,649.7363

Underlying: Common Stock · 1,623.9961 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 788.8886 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 835.1075 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
July 08, 2022 Filed Dec 12, 2022 18:05 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 567.2524 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023752 · form4.xml · derivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784.1766

Underlying: Common Stock · 567.2524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

F2 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 restricted stock units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 275.5542 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22 and 291.6982 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 94,705 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · derivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,705 shares

Expires 2023-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F8 · derivative.exercise_date: This option became exercisable beginning on this date.

F9 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 94,705 $15.08 $1,428,094.58
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

F1 · shares: The reported transaction reflects the reporting person's exercise and sale of his employee stock options pursuant to the Order. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.0200 to $15.1250. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 94,705 $10.48 $992,508.40
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction reflects the reporting person's exercise and sale of his employee stock options pursuant to the Order. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

Read SEC document
January 07, 2022 Filed Jun 7, 2022 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,527.6597 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,184.6597

Underlying: Common Stock · 1,527.6597 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 740.15410 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 787.50560 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 740.15410 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 787.50560 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 740.15410 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 787.50560 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 740.15410 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 787.50560 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

Read SEC document
January 07, 2022 Filed Jun 7, 2022 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,253.7402 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · derivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,025.7402

Underlying: Common Stock · 1,253.7402 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 607.43960 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 646.30060 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 607.43960 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 646.30060 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 607.43960 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 646.30060 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 607.43960 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 646.30060 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

Read SEC document
January 07, 2022 Filed Jun 7, 2022 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 437.9242 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-014471 · form4.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,216.9242

Underlying: Common Stock · 437.9242 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 212.1751 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 225.7491 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F4 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 212.1751 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 225.7491 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F4 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 212.1751 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 225.7491 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

F4 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 212.1751 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 225.7491 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:51 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 3,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-013179 · form4.xml · derivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,772

Underlying: Common Stock · 3,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:51 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 1,278 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-013179 · form4.xml · derivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,779

Underlying: Common Stock · 1,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:51 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 3,360 $14.79 $49,694.40
Disclosure

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:51 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 3,360 $14.79 $49,694.40
Disclosure

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:51 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 1,278 $14.79 $18,901.62
Disclosure

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:51 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 1,278 $14.79 $18,901.62
Disclosure

SEC source: 0001062993-21-013179 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 45,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · derivative · entry 19

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,132

Underlying: Common Stock · 45,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

F6 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

F6 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

F6 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 31,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · derivative · entry 18

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,057

Underlying: Common Stock · 31,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

F5 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 28,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · derivative · entry 17

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 603 $15.21 $9,171.63
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 16

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 1,532 $15.21 $23,301.72
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 15

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 17,722 $15.21 $269,551.62
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 14

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,571

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 45,035 $15.21 $684,982.35
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 13

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 1,106 $15.21 $16,822.26
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 12

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,258

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 2,493 $15.21 $37,918.53
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 11

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 13,993 $15.21 $212,833.53
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 10

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,871

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 31,566 $15.21 $480,118.86
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 9

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 1,444 $15.21 $21,963.24
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 8

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,298

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 3,133 $15.21 $47,652.93
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 7

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 13,177 $15.21 $200,422.17
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 6

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,609

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 28,598 $15.21 $434,975.58
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 5

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 105,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · derivative · entry 20

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,657

Underlying: Common Stock · 105,657 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · price: On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.exercise_date: On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.expiration_date: On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 18,242 $15.38 $280,561.96
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,188

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 40,871 $15.38 $628,595.98
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,430

F2 · shares: On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 23,529 $15.38 $361,876.02
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,559

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:45 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 50,771 $15.38 $780,857.98
Disclosure

SEC source: 0001062993-21-012819 · form4.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,088

F1 · shares: As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:26 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 15,000 $16.30 $244,500.00
Disclosure

SEC source: 0001179706-21-000087 · edgar.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,317

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/21.

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April 07, 2021 Filed Jun 9, 2021 16:26 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,019.6755 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000087 · edgar.xml · derivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,473.256

Underlying: Common Stock · 1,019.6755 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,019.67550 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,019.67550 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,019.67550 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,019.67550 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

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April 07, 2021 Filed Jun 9, 2021 16:26 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 476.4679 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000087 · edgar.xml · derivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,075.6905

Underlying: Common Stock · 476.4679 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 476.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F4 · price: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 476.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F4 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 476.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F4 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 476.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

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April 07, 2021 Filed Jun 9, 2021 16:26 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 215.834 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-21-000087 · edgar.xml · derivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259.8639

Underlying: Common Stock · 215.834 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8340 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F3 · price: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8340 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F3 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8340 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

F3 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8340 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.

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March 11, 2021 Filed Mar 15, 2021 18:21 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 OtherCommon Stock 50,414 $0.00 $0.00
Disclosure

SEC source: 0001179706-21-000016 · edgar.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joint Trust

Disclosed balance after: 0

F1 · shares: As previously reported, the reporting person disclaims beneficial ownership of any securities sold or transferred per the Order.

F1 · price: As previously reported, the reporting person disclaims beneficial ownership of any securities sold or transferred per the Order.

F3 · balance_after: The total indirect beneficial ownership reflects a decrease of 50,413 shares due to the transfer of shares previously reported as being held indirectly by the Joint Trust into the reporting person's direct beneficial holdings on 03/11/21.

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March 11, 2021 Filed Mar 15, 2021 18:21 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 OtherCommon Stock 88,612 $0.00 $0.00
Disclosure

SEC source: 0001179706-21-000016 · edgar.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,317

F1 · shares: As previously reported, the reporting person disclaims beneficial ownership of any securities sold or transferred per the Order.

F1 · price: As previously reported, the reporting person disclaims beneficial ownership of any securities sold or transferred per the Order.

F2 · balance_after: The total direct beneficial ownership reflects an increase 50,413 shares due to the transfer of shares previously reported as being held indirectly by the Joint Trust into the reporting person's direct beneficial holdings on 03/11/21.

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March 05, 2021 Filed Mar 9, 2021 18:16 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 115,968 $0.00 Strike: $8.83 $0.00
Disclosure

SEC source: 0001179706-21-000011 · edgar.xml · derivative · entry 10

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,968

Underlying: Common Stock · 115,968 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F10 · derivative.exercise_date: This option became exercisable beginning on this date.

F11 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

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March 05, 2021 Filed Mar 9, 2021 18:16 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 227,049 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001179706-21-000011 · edgar.xml · derivative · entry 9

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,048

Underlying: Common Stock · 227,049 shares

Expires 2023-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

F9 · derivative.exercise_date: As previously reported, the performance contingent stock options vested 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F11 · derivative.expiration_date: This option is no longer exercisable beginning on this date.

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March 05, 2021 Filed Mar 9, 2021 18:16 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 115,968 $14.31 $1,659,629.64
Disclosure

SEC source: 0001179706-21-000011 · edgar.xml · nonDerivative · entry 4

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,516

F2 · shares: The reported transactions reflect the reporting person's exercise and sale of his employee stock options pursuant to a court ordered marital settlement agreement ("Order). The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.1900 to $14.3750. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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March 05, 2021 Filed Mar 9, 2021 18:16 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 115,968 $8.83 $1,023,997.44
Disclosure

SEC source: 0001179706-21-000011 · edgar.xml · nonDerivative · entry 3

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reported transactions reflect the reporting person's exercise and sale of his employee stock options pursuant to a court ordered marital settlement agreement ("Order). The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

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March 05, 2021 Filed Mar 9, 2021 18:16 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 227,049 $14.31 $3,249,320.94
Disclosure

SEC source: 0001179706-21-000011 · edgar.xml · nonDerivative · entry 2

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,516

F2 · shares: The reported transactions reflect the reporting person's exercise and sale of his employee stock options pursuant to a court ordered marital settlement agreement ("Order). The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.1900 to $14.3750. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

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March 05, 2021 Filed Mar 9, 2021 18:16 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 227,049 $8.62 $1,957,162.38
Disclosure

SEC source: 0001179706-21-000011 · edgar.xml · nonDerivative · entry 1

MAY ALAN RICHARD · CIK 0001656207 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reported transactions reflect the reporting person's exercise and sale of his employee stock options pursuant to a court ordered marital settlement agreement ("Order). The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any securities sold on behalf of, or owned by, his ex-spouse pursuant to the Order.

F1 · balance_after: Column 5 includes an administrative adjustment of 82 shares that were over reported in the withholding of taxes related to the reporting person's 12/07/20 reportable transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.