Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clearwater Analytics Holdings, Inc.CWAN · Entity 35410 | Director | September 23, 2021 | September 24, 2021 |
| Cornerstone OnDemand IncCSOD · Entity 134445 | Director | June 25, 2020 | June 26, 2020 |
| Guidewire Software, Inc.GWRE · Entity 3313 | Director | December 19, 2023 | December 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clearwater Analytics Holdings, Inc.
Report date September 23, 2021 · Filed September 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 80,645 |
Reported balance
Holding disclosure · report date 2021-09-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 80,645 F1: Shares of Class B Common Stock do not represent economic interests in the issuer. Upon exchange of CWAN Holdings LLC Interests ("LLC Interests") that are held by the Reporting Person and reported in Table II hereof, an equal number of the reported shares of the Issuer's Class B Common Stock will be transferred to the Issuer and cancelled for no consideration. F2: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of CWAN Holdings, the Reporting Person may exchange all or a portion of such person's LLC Interests (together with the delivery for no consideration of an equal number of shares of Class B Common Stock) for an equal number of newly issued shares of Class A Common Stock from time to time, subject to customary adjustments, or, at the election of the Issuer, a cash payment equal to the 20-day volume weighted average price of shares of Class A Common Stock immediately prior to the applicable exchange date. |
| CWAN Holdings LLC InterestsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-09-23 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of CWAN Holdings, the Reporting Person may exchange all or a portion of such person's LLC Interests (together with the delivery for no consideration of an equal number of shares of Class B Common Stock) for an equal number of newly issued shares of Class A Common Stock from time to time, subject to customary adjustments, or, at the election of the Issuer, a cash payment equal to the 20-day volume weighted average price of shares of Class A Common Stock immediately prior to the applicable exchange date. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2031-03-09 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-09-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F3: The reported securities are options which vest in four equal annual installments beginning on and including March 9, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B Common Stock do not represent economic interests in the issuer. Upon exchange of CWAN Holdings LLC Interests ("LLC Interests") that are held by the Reporting Person and reported in Table II hereof, an equal number of the reported shares of the Issuer's Class B Common Stock will be transferred to the Issuer and cancelled for no consideration.
F2: Pursuant to the Third Amended and Restated Limited Liability Company Agreement of CWAN Holdings, the Reporting Person may exchange all or a portion of such person's LLC Interests (together with the delivery for no consideration of an equal number of shares of Class B Common Stock) for an equal number of newly issued shares of Class A Common Stock from time to time, subject to customary adjustments, or, at the election of the Issuer, a cash payment equal to the 20-day volume weighted average price of shares of Class A Common Stock immediately prior to the applicable exchange date.
F3: The reported securities are options which vest in four equal annual installments beginning on and including March 9, 2022.
Cornerstone OnDemand Inc
Report date June 25, 2020 · Filed June 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,316 |
Reported balance
After 2020-06-25 transaction · row 1
1 source rowRow 1 · 2020-06-25 · Grant · Acquired 5,823 · Balance 18,316 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person's continued service as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the grant date, or (ii) the date of the Issuer's next annual meeting of shareholders, in each case subject to the Reporting Person's continued service as of such date.
Guidewire Software, Inc.
Report date December 19, 2023 · Filed December 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,555 |
Reported balance
After 2023-12-19 transaction · row 1
1 source rowRow 1 · 2023-12-19 · Grant · Acquired 2,280 · Balance 10,555 F1: These restricted stock units were granted on December 19, 2023, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units were granted on December 19, 2023, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MULESOFT, INC
Report date May 02, 2018 · Filed May 03, 2018
Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-05-02 transaction · row 1
1 source rowRow 1 · 2018-05-02 · Disposition to issuer · Disposed 3,786 · Balance 0 F1: The shares are represented by restricted stock units, or RSUs. F2: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, at the effective time of the merger, each outstanding RSU vested in full and was cancelled and converted into the right to receive (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon closing of the merger, the Reporting Person received Transaction Consideration of $136,296.00 in cash, 269 shares of Salesforce common stock and $22.38 in lieu of any fractional shares of Salesforce common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are represented by restricted stock units, or RSUs.
F2: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, at the effective time of the merger, each outstanding RSU vested in full and was cancelled and converted into the right to receive (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon closing of the merger, the Reporting Person received Transaction Consideration of $136,296.00 in cash, 269 shares of Salesforce common stock and $22.38 in lieu of any fractional shares of Salesforce common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Mar 20, 2020 20:22 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 12,500 | $48.06 | $600,750.00 |
DisclosureSEC source: 0001540041-20-000007 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option is vested and fully exercisable. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 7,709 | $79.85 | $615,525.88 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,205 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · derivative · entry 8 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Common Stock · 2,049 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/8th* of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/2* of the units vested on September 15, 2019 and an additional 1/8th* of the units will vest quarterly thereafter. *Corrects footnotes 8 and 4 on Forms 4 filed September 16, and December 17, 2019, respectively. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 1,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · derivative · entry 7 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,865 Underlying: Common Stock · 1,977 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · derivative · entry 6 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,222 Underlying: Common Stock · 2,611 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth previously described TSR grants have vested according to their terms and conditions. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 2,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · derivative · entry 5 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,561 Underlying: Common Stock · 2,305 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/8th* of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/2* of the units vested on September 15, 2019 and an additional 1/8th* of the units will vest quarterly thereafter. *Corrects footnotes 8 and 4 on Forms 4 filed September 16, and December 17, 2019, respectively. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 3,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · derivative · entry 4 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,746 Underlying: Common Stock · 3,417 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. F4 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 2,408 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · derivative · entry 3 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,303 Underlying: Common Stock · 2,408 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth previously described TSR grants have vested according to their terms and conditions. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:48 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 14,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000022 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 22:20 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantPerformance Shares · Derivative | 27,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805719-20-000010 · edgardoc.xml · derivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 Underlying: Common Stock · 27,200 shares Expires 2030-03-11 F1 · derivative.exercise_date: The vesting of these Restricted Stock Units ("PSUs") is subject to the satisfaction of performance-based conditions, which will be satisfied if certain performance targets, determined by the Issuer, are met over the course of the Issuer's 2021 fiscal year. If the performance-based conditions are not met, then none of the units will vest. If the performance-based conditions are achieved, then all of the units will vest on September 15, 2021. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:44 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $48.06 | $0.00 |
DisclosureSEC source: 0001540041-20-000005 · edgardoc.xml · derivative · entry 4 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,881 Underlying: Common Stock · 12,500 shares Expires 2023-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option is vested and fully exercisable. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:44 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 1,802 | $122.43 | $220,612.91 |
DisclosureSEC source: 0001540041-20-000005 · edgardoc.xml · nonDerivative · entry 3 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,147 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $122.36 to $122.50 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:44 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 10,698 | $122.05 | $1,305,732.62 |
DisclosureSEC source: 0001540041-20-000005 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,949 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $121.36 to $122.35 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:44 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 12,500 | $48.06 | $600,750.00 |
DisclosureSEC source: 0001540041-20-000005 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 21:14 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $48.06 | $0.00 |
DisclosureSEC source: 0001540041-20-000002 · edgardoc.xml · derivative · entry 4 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,381 Underlying: Common Stock · 12,500 shares Expires 2023-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option is vested and fully exercisable. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 21:14 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 7,255 | $112.89 | $818,990.83 |
DisclosureSEC source: 0001540041-20-000002 · edgardoc.xml · nonDerivative · entry 3 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,147 F3 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $112.54 to $113.27 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 21:14 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 12,500 | $112.89 | $1,411,082.50 |
DisclosureSEC source: 0001540041-20-000002 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,402 F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $112.54 to $113.27 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 21:14 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 12,500 | $48.06 | $600,750.00 |
DisclosureSEC source: 0001540041-20-000002 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 21:10 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 15,885 | $105.02 | $1,668,201.40 |
DisclosureSEC source: 0001540041-19-000034 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,402 F1 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $104.75 to $105.39 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 21:10 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 9,231 | $105.06 | $969,808.86 |
DisclosureSEC source: 0001540041-19-000034 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,287 F1 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 21:32 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 7,510 | $105.02 | $788,662.65 |
DisclosureSEC source: 0001540041-19-000032 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,518 F2 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 21:32 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | GrantCommon Stock | 1,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000032 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,028 F1 · kind: Exempt grant of restricted stock units (RSUs). The RSUs shall vest fully on December 17, 2020 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 17, 2020. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:31 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-19-000022 · edgardoc.xml · derivative · entry 7 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,147 Underlying: Common Stock · 2,049 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:31 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 1,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-19-000022 · edgardoc.xml · derivative · entry 6 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,842 Underlying: Common Stock · 1,977 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:31 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-19-000022 · edgardoc.xml · derivative · entry 5 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,833 Underlying: Common Stock · 2,610 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:31 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 2,305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-19-000022 · edgardoc.xml · derivative · entry 4 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,866 Underlying: Common Stock · 2,305 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:31 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 3,416 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-19-000022 · edgardoc.xml · derivative · entry 3 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,163 Underlying: Common Stock · 3,416 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:31 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 2,408 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001721294-19-000022 · edgardoc.xml · derivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,711 Underlying: Common Stock · 2,408 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 00:31 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 14,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001721294-19-000022 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:56 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 25,117 | $106.06 | $2,663,909.02 |
DisclosureSEC source: 0001540041-19-000030 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,324 F1 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 23:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,208 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001540041-19-000028 · edgardoc.xml · derivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,208 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 23:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 2,208 | $45.27 | $99,956.16 |
DisclosureSEC source: 0001540041-19-000028 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 20:51 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 49,982 | $106.78 | $5,337,102.95 |
DisclosureSEC source: 0001540041-19-000026 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,233 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 11 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,196 Underlying: Common Stock · 2,049 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 1,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 10 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,819 Underlying: Common Stock · 1,978 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 9 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,443 Underlying: Common Stock · 2,611 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,894 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 8 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,894 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 9,221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 7 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,171 Underlying: Common Stock · 9,221 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 3,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 6 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,579 Underlying: Common Stock · 3,417 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. F7 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 63,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 5 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,119 Underlying: Common Stock · 63,375 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The actual number of Performance Restricted Stock Units ("TSRs") earned based on the Issuer's total shareholder return percentile ranking relative to the companies in the S&P Software and Series Select Industry Index ("TSR Rank") for a two year cumulative performance period commencing August 1, 2016 and ending July 31, 2018; the Company's TSR Rank for a three-year cumulative performance period commencing August 1, 2016 and ending July 31, 2019; and a revenue/operating multiplier. All earned TSRs vested after July 31, 2019, based on the Issuer's percentile rankings and revenue/operating multiplier as affirmed by the Issuer's board of directors and subject to the Reporting Person's continued service to the Issuer. F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 7,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 4 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,494 Underlying: Common Stock · 7,921 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The actual number of Performance Restricted Stock Units ("TSRs") earned based on the Issuer's total shareholder return percentile ranking relative to the companies in the S&P software and Series Select Industry Index for a three year cumulative performance period commencing August 1, 2016 and ending July 31, 2019. All earned TSRs vested after July 31, 2019, based on the Issuer's percentile ranking as affirmed by the Issuer's board of directors and subject to the Reporting Person's continued service to the Issuer. F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 2,408 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 3 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,415 Underlying: Common Stock · 2,408 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2016 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionPerformance Shares · Derivative | 4,341 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · derivative · entry 2 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,341 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 00:30 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionCommon Stock | 100,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000024 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:26 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 12,351 | $107.41 | $1,326,601.15 |
DisclosureSEC source: 0001540041-19-000022 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $107.21 to $107.49 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:42 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | SaleCommon Stock | 9,748 | $99.49 | $969,856.79 |
DisclosureSEC source: 0001540041-19-000020 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,351 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| June 15, 2019 Filed Jun 17, 2019 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000018 · edgardoc.xml · derivative · entry 8 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,245 Underlying: Common Stock · 2,049 shares Expires 2028-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/8th* of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer through each such vesting date. *Reflects correct vesting terms and further corrects footnote 6 from statements filed December 15, 2018 and March 15, 2019. Read SEC document |
| June 15, 2019 Filed Jun 17, 2019 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 1,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000018 · edgardoc.xml · derivative · entry 7 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,797 Underlying: Common Stock · 1,977 shares Expires 2027-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period. Read SEC document |
| June 15, 2019 Filed Jun 17, 2019 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000018 · edgardoc.xml · derivative · entry 6 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,054 Underlying: Common Stock · 2,611 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2019 and (ii) attainment of certain financial targets by Issuer over the same period. Read SEC document |
| June 15, 2019 Filed Jun 17, 2019 23:03 UTC | Guidewire Software, Inc. GWRE · Entity 3313 | Exercise / conversionRestricted Stock Unit · Derivative | 2,893 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-19-000018 · edgardoc.xml · derivative · entry 5 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,894 Underlying: Common Stock · 2,893 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.