person · Reporting owner
AXAR CAPITAL MANAGEMENT L.P.
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axar Acquisition Corp.AXAR · Entity 179346 | 10% owner | January 26, 2017 | January 30, 2017 |
| Global Crossing Airlines Group Inc.JETMF · Entity 7307 | Director · 10% owner | December 21, 2023 | December 26, 2023 |
| JAKKS PACIFIC INCJAKK · Entity 6006 | Director · See Remarks | August 09, 2019 | August 12, 2019 |
| STAGE STORES INCSSI · Entity 149028 | 10% owner | March 02, 2020 | March 11, 2020 |
| STONEMOR PARTNERS LPSTON · Entity 152652 | Director · 10% owner · See Remarks | December 31, 2019 | January 02, 2020 |
| Stonemor Inc.STON · Entity 122585 | Director · 10% owner · See Remarks | November 03, 2022 | November 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axar Acquisition Corp.
Report date January 26, 2017 · Filed January 30, 2017
Jointly reported with Axar GP, LLC, Axelrod Andrew
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,108,262 |
Reported balance
After 2017-01-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-01-26 · Sale · Disposed 1,189,565 · Balance 6,108,262 F1: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00. F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Private Placement Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 | IndirectSee Footnote | 5,240,000 |
Reported balance
After 2017-01-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-01-26 · Sale · Disposed 1,310,000 · Balance 5,240,000 F1: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00. F3: The private placement warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4: The private placement warrants will expire five years after the date on which they first become exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 | IndirectSee Footnote | 675,000 |
Reported balance
After 2016-10-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-10-11 · Other · Acquired 675,000 · Balance 675,000 F5: On October 7, 2016, the Issuer declared a warrant dividend, payable to all holders of record of common stock on October 11, 2016 (the "record date"), consisting of one-half of one warrant per share of common stock. Pursuant to the terms of the Agreement, dated September 16, 2016 (as amended on September 27, 2016), by and among Axar, AR Capital, LLC and the Issuer, Axar waived its rights to receive such dividend with respect to 5,947,827 shares of common stock it held as of the record date, and as a result received 675,000 warrants with respect to the other 1,350,000 shares of common stock it held as of the record date. F6: The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) October 17, 2017. F7: The warrants will expire five years after the date on which the Issuer completes its initial business combination, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00.
F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The private placement warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.
F4: The private placement warrants will expire five years after the date on which they first become exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
F5: On October 7, 2016, the Issuer declared a warrant dividend, payable to all holders of record of common stock on October 11, 2016 (the "record date"), consisting of one-half of one warrant per share of common stock. Pursuant to the terms of the Agreement, dated September 16, 2016 (as amended on September 27, 2016), by and among Axar, AR Capital, LLC and the Issuer, Axar waived its rights to receive such dividend with respect to 5,947,827 shares of common stock it held as of the record date, and as a result received 675,000 warrants with respect to the other 1,350,000 shares of common stock it held as of the record date.
F6: The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) October 17, 2017.
F7: The warrants will expire five years after the date on which the Issuer completes its initial business combination, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.
Global Crossing Airlines Group Inc.
Report date December 21, 2023 · Filed December 26, 2023
Jointly reported with Axelrod Andrew, Axar GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2030-06-30 | IndirectSee footnote | 3,766,715 |
Reported balance
After 2023-12-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-12-21 · Disposition to issuer · Disposed 1,233,285 · Balance 3,766,715 F1: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F2: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2030-06-30 | IndirectSee footnote | 5,195,451 |
Reported balance
After 2023-12-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-21 · Grant · Acquired 1,428,736 · Balance 5,195,451 F1: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F2: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F2: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles.
JAKKS PACIFIC INC
Report date August 09, 2019 · Filed August 12, 2019
Jointly reported with Axelrod Andrew, Axar GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 1,141,235 |
Reported balance
Holding disclosure · report date 2019-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,141,235 F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
| Series A Senior Preferred Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 38,997 |
Reported balance
Holding disclosure · report date 2019-08-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,997 F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.
F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
STAGE STORES INC
Report date March 02, 2020 · Filed March 11, 2020
Jointly reported with Axelrod Andrew, Axar GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnotes | 4,300,000 |
Reported balance
Holding disclosure · report date 2020-03-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,300,000 F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.
F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
STONEMOR PARTNERS LP
Report date December 31, 2019 · Filed January 02, 2020
Jointly reported with Axelrod Andrew, Axar GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2019-12-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-12-31 · Disposition to issuer · Disposed 11,674,095 · Balance 0 F1: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock"). F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16. F3: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-31 · Exercise / conversion · Disposed 37,843,177 · Balance 0 F6: Each Series A Preferred Unit of StoneMor LP (i) was convertible into one Common Unit of StoneMor LP at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the LPA) and (ii) at the Effective Time converted into one share of Common Stock in accordance with the terms of the LPA. F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16. F5: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019 (the "LPA"), at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock. F3: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
| Restricted Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-31 · Disposition to issuer · Disposed 9,174.312 · Balance 0 F7: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended. F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16. F8: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding award of restricted phantom units originally granted to Mr. Andrew Axelrod pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan was assumed by StoneMor Inc. and converted into an award denominated in shares of restricted phantom common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Phantom Stock Award") equal to the number of restricted phantom units that were subject to such award of restricted phantom units prior to the Effective Time. Each StoneMor Inc. Phantom Stock Award is subject to the same terms and conditions as were applicable to such award of restricted phantom units immediately before the Effective Time. F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock").
F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.
F3: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.
F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
F5: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019 (the "LPA"), at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.
F6: Each Series A Preferred Unit of StoneMor LP (i) was convertible into one Common Unit of StoneMor LP at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the LPA) and (ii) at the Effective Time converted into one share of Common Stock in accordance with the terms of the LPA.
F7: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.
F8: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding award of restricted phantom units originally granted to Mr. Andrew Axelrod pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan was assumed by StoneMor Inc. and converted into an award denominated in shares of restricted phantom common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Phantom Stock Award") equal to the number of restricted phantom units that were subject to such award of restricted phantom units prior to the Effective Time. Each StoneMor Inc. Phantom Stock Award is subject to the same terms and conditions as were applicable to such award of restricted phantom units immediately before the Effective Time.
Stonemor Inc.
Report date November 03, 2022 · Filed November 07, 2022
Jointly reported with Axelrod Andrew, Axar GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 (Common Stock)SEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-11-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-11-03 · Grant · Disposed 88,633,045 · Balance 0 F1: As described in the Schedule 13D/A filed by the Reporting Persons with the Securities and Exchange Commission on the date hereof (the "Schedule 13D/A"), on November 3, 2022, the Merger was consummated and all the shares of Common Stock held by the Reporting Persons were contributed pursuant to the terms of the Contribution Agreement. At the Effective Time, shareholders of the Issuer ceased to have any rights with respect to shares of the Common Stock, except their rights under the Merger Agreement. Capitalized terms used but not defined in this Form 4 shall have the meaning set forth in the Schedule 13D/A. F2: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. |
| Equity Swaps (obligation to buy)SEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2022-11-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-03 · Other · Disposed 1,536,717 · Balance 0 F3: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50. F2: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. |
| Restricted Phantom Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-11-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-11-03 · Grant · Disposed 9,174.31 · Balance 0 F4: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Schedule 13D/A filed by the Reporting Persons with the Securities and Exchange Commission on the date hereof (the "Schedule 13D/A"), on November 3, 2022, the Merger was consummated and all the shares of Common Stock held by the Reporting Persons were contributed pursuant to the terms of the Contribution Agreement. At the Effective Time, shareholders of the Issuer ceased to have any rights with respect to shares of the Common Stock, except their rights under the Merger Agreement. Capitalized terms used but not defined in this Form 4 shall have the meaning set forth in the Schedule 13D/A.
F2: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.
F3: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50.
F4: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
REPUBLIC AIRWAYS HOLDINGS INC
Report date December 23, 2016 · Filed December 23, 2016
Jointly reported with Axar GP, LLC, Axelrod Andrew
Section 16 reporting ended · disclosed 2016-12-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Last balance in matching sequence
After 2016-12-23 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 8,092,000 F1: On December 23, 2016, (the "Transaction Date"), the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Row 2 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 6,069,000 F2: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Row 3 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 4,046,000 F3: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Row 4 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 2,023,000 F4: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Row 5 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 0 F5: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 23, 2016, (the "Transaction Date"), the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.
F2: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.
F3: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.
F4: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.
F5: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.
F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP.
F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 10,478 | $4.42 | $46,305.43 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 17 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,768,727 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| September 06, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 20,000 | $4.45 | $89,068.00 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 16 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,758,249 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| September 05, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 13,772 | $4.47 | $61,610.42 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 15 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,738,249 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| September 04, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 20,000 | $4.46 | $89,190.00 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 14 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,724,477 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 31, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 1,571 | $4.49 | $7,053.95 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 13 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,704,477 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 30, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 2,044 | $4.50 | $9,192.48 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 12 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,702,906 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 29, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 3,308 | $4.49 | $14,858.54 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 11 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,700,862 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 28, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 4,240 | $4.50 | $19,059.22 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 10 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,697,554 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 27, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 10,717 | $4.49 | $48,121.47 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 9 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,693,314 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 20, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 2,176 | $4.48 | $9,747.39 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 8 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,682,597 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 15, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 640 | $4.50 | $2,880.00 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 7 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,680,421 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 13, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 400 | $4.50 | $1,800.00 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 6 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,679,781 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 09, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 12,800 | $4.47 | $57,153.28 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 5 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,679,381 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 08, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 400 | $4.50 | $1,800.00 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 4 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,666,581 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 07, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 1,520 | $4.50 | $6,840.00 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 3 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,666,181 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 06, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 7,200 | $4.49 | $32,305.68 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 2 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,664,661 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 03, 2018 Filed Sep 28, 2018 11:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | PurchaseCommon Units | 6,848 | $4.35 | $29,820.99 |
DisclosureSEC source: 0000902664-18-003568 · ownership.xml · nonDerivative · entry 1 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,657,461 F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| August 03, 2018 Filed Oct 2, 2018 19:43 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherEquity Swaps (obligation to buy) · Derivative | 61,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-18-003599 · ownership.xml · derivative · entry 3 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,357,180 Underlying: Common Units Representing Limited Partnership Interests · 61,180 shares Expires 2019-06-20 F3 · derivative.exercise_price: On dates ranging from August 3, 2018 to October 2, 2018, the Reporting Person increased its equity swap position by 61,180 swaps. The reference prices of the equity swaps range from $4.3358 to $5.1387. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II. F3 · date: On dates ranging from August 3, 2018 to October 2, 2018, the Reporting Person increased its equity swap position by 61,180 swaps. The reference prices of the equity swaps range from $4.3358 to $5.1387. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II. F3 · price: On dates ranging from August 3, 2018 to October 2, 2018, the Reporting Person increased its equity swap position by 61,180 swaps. The reference prices of the equity swaps range from $4.3358 to $5.1387. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II. F4 · derivative.exercise_date: These cash-settled equity swaps can be settled at any time before the expiration date. F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnerhip Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP. F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:39 UTC | Axar Acquisition Corp. AXAR · Entity 179346 | SalePrivate Placement Warrants (Right to Buy) · Derivative | 1,310,000 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-004863 · v457996_4.xml · derivative · entry 2 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,240,000 Underlying: Common Stock · 1,310,000 shares Expires not disclosed F1 · price: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00. F3 · derivative.exercise_date: The private placement warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The private placement warrants will expire five years after the date on which they first become exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F2 · ownership.nature: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:39 UTC | Axar Acquisition Corp. AXAR · Entity 179346 | SaleCommon Stock | 1,189,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-004863 · v457996_4.xml · nonDerivative · entry 1 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,108,262 F1 · price: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00. F2 · ownership.nature: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 16:17 UTC | REPUBLIC AIRWAYS HOLDINGS INC RJETQ · Entity 180207 | SaleCommon Stock, par value $0.001 per share | 2,023,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-16-001817 · republicairways_fm4dec232016.xml · nonDerivative · entry 5 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F5 · kind: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F5 · price: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6 · ownership.direct: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. F6 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 16:17 UTC | REPUBLIC AIRWAYS HOLDINGS INC RJETQ · Entity 180207 | SaleCommon Stock, par value $0.001 per share | 2,023,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-16-001817 · republicairways_fm4dec232016.xml · nonDerivative · entry 4 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,023,000 F4 · kind: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F4 · price: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6 · ownership.direct: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. F6 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 16:17 UTC | REPUBLIC AIRWAYS HOLDINGS INC RJETQ · Entity 180207 | SaleCommon Stock, par value $0.001 per share | 2,023,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-16-001817 · republicairways_fm4dec232016.xml · nonDerivative · entry 3 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,046,000 F3 · kind: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F3 · price: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6 · ownership.direct: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. F6 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 16:17 UTC | REPUBLIC AIRWAYS HOLDINGS INC RJETQ · Entity 180207 | SaleCommon Stock, par value $0.001 per share | 2,023,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-16-001817 · republicairways_fm4dec232016.xml · nonDerivative · entry 2 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,069,000 F2 · kind: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F2 · price: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6 · ownership.direct: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. F6 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 16:17 UTC | REPUBLIC AIRWAYS HOLDINGS INC RJETQ · Entity 180207 | SaleCommon Stock, par value $0.001 per share | 2,023,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905718-16-001817 · republicairways_fm4dec232016.xml · nonDerivative · entry 1 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,092,000 F1 · kind: On December 23, 2016, (the "Transaction Date"), the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F1 · price: On December 23, 2016, (the "Transaction Date"), the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons. F6 · ownership.direct: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. F6 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP. F7 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Read SEC document |
| October 11, 2016 Filed Jan 30, 2017 21:39 UTC | Axar Acquisition Corp. AXAR · Entity 179346 | OtherWarrants (Right to Buy) · Derivative | 675,000 | Not disclosed Strike: $12.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-004863 · v457996_4.xml · derivative · entry 3 AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner Axar GP, LLC · CIK 0001673869 · 10% owner Axelrod Andrew · CIK 0001673921 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 675,000 Underlying: Common Stock · 675,000 shares Expires not disclosed F5 · kind: On October 7, 2016, the Issuer declared a warrant dividend, payable to all holders of record of common stock on October 11, 2016 (the "record date"), consisting of one-half of one warrant per share of common stock. Pursuant to the terms of the Agreement, dated September 16, 2016 (as amended on September 27, 2016), by and among Axar, AR Capital, LLC and the Issuer, Axar waived its rights to receive such dividend with respect to 5,947,827 shares of common stock it held as of the record date, and as a result received 675,000 warrants with respect to the other 1,350,000 shares of common stock it held as of the record date. F5 · price: On October 7, 2016, the Issuer declared a warrant dividend, payable to all holders of record of common stock on October 11, 2016 (the "record date"), consisting of one-half of one warrant per share of common stock. Pursuant to the terms of the Agreement, dated September 16, 2016 (as amended on September 27, 2016), by and among Axar, AR Capital, LLC and the Issuer, Axar waived its rights to receive such dividend with respect to 5,947,827 shares of common stock it held as of the record date, and as a result received 675,000 warrants with respect to the other 1,350,000 shares of common stock it held as of the record date. F6 · derivative.exercise_date: The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) October 17, 2017. F7 · derivative.expiration_date: The warrants will expire five years after the date on which the Issuer completes its initial business combination, at 5:00 p.m., New York time, or earlier upon redemption or liquidation. F2 · ownership.nature: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.