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person · Reporting owner

Axelrod Andrew

Disclosed activity across 9 companies

Tapewire entity
95824
SEC CIK
0001673921

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Axar Acquisition Corp.AXAR · Entity 17934610% ownerJanuary 26, 2017January 30, 2017
Global Crossing Airlines Group Inc.JETMF · Entity 7307Director · 10% ownerDecember 21, 2023December 26, 2023
JAKKS PACIFIC INCJAKK · Entity 6006Director · See RemarksAugust 09, 2019August 12, 2019
STAGE STORES INCSSI · Entity 14902810% ownerMarch 02, 2020March 11, 2020
STONEMOR PARTNERS LPSTON · Entity 152652Director · 10% ownerDecember 31, 2019January 02, 2020
Stonemor Inc.STON · Entity 122585Director · 10% ownerNovember 03, 2022November 07, 2022
Terra Property Trust, Inc.NONE · Entity 9836DirectorJanuary 06, 2020January 07, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Axar Acquisition Corp.

Report date January 26, 2017 · Filed January 30, 2017

Jointly reported with AXAR CAPITAL MANAGEMENT L.P., Axar GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote6,108,262 Reported balance After 2017-01-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-01-26 · Sale · Disposed 1,189,565 · Balance 6,108,262

F1: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00.

F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Private Placement Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50IndirectSee Footnote5,240,000 Reported balance After 2017-01-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-01-26 · Sale · Disposed 1,310,000 · Balance 5,240,000

F1: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00.

F3: The private placement warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4: The private placement warrants will expire five years after the date on which they first become exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50IndirectSee Footnote675,000 Reported balance After 2016-10-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-10-11 · Other · Acquired 675,000 · Balance 675,000

F5: On October 7, 2016, the Issuer declared a warrant dividend, payable to all holders of record of common stock on October 11, 2016 (the "record date"), consisting of one-half of one warrant per share of common stock. Pursuant to the terms of the Agreement, dated September 16, 2016 (as amended on September 27, 2016), by and among Axar, AR Capital, LLC and the Issuer, Axar waived its rights to receive such dividend with respect to 5,947,827 shares of common stock it held as of the record date, and as a result received 675,000 warrants with respect to the other 1,350,000 shares of common stock it held as of the record date.

F6: The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) October 17, 2017.

F7: The warrants will expire five years after the date on which the Issuer completes its initial business combination, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Securities Purchase Agreement, dated as of January 26, 2017, by and between Axar Master Fund Ltd. ("Axar") and Yoav Wiegenfeld, Axar sold such shares of common stock and private placement warrants to Mr. Wiegenfeld for an aggregate of $2.00 and, upon the closing of the Issuer's initial business combination, Mr. Wiegenfeld will pay to Axar an additional $200,000.00.

F2: The reported securities are held directly by Axar Master Fund, Ltd. Axar Capital Management, LP serves as investment manager to Axar Master Fund, Ltd. Axar GP, LLC is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole member of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3: The private placement warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4: The private placement warrants will expire five years after the date on which they first become exercisable, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

F5: On October 7, 2016, the Issuer declared a warrant dividend, payable to all holders of record of common stock on October 11, 2016 (the "record date"), consisting of one-half of one warrant per share of common stock. Pursuant to the terms of the Agreement, dated September 16, 2016 (as amended on September 27, 2016), by and among Axar, AR Capital, LLC and the Issuer, Axar waived its rights to receive such dividend with respect to 5,947,827 shares of common stock it held as of the record date, and as a result received 675,000 warrants with respect to the other 1,350,000 shares of common stock it held as of the record date.

F6: The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) October 17, 2017.

F7: The warrants will expire five years after the date on which the Issuer completes its initial business combination, at 5:00 p.m., New York time, or earlier upon redemption or liquidation.

Global Crossing Airlines Group Inc.

Report date December 21, 2023 · Filed December 26, 2023

Jointly reported with AXAR CAPITAL MANAGEMENT L.P., Axar GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2030-06-30IndirectSee footnote3,766,715 Reported balance After 2023-12-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-12-21 · Disposition to issuer · Disposed 1,233,285 · Balance 3,766,715

F1: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2030-06-30IndirectSee footnote5,195,451 Reported balance After 2023-12-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-21 · Grant · Acquired 1,428,736 · Balance 5,195,451

F1: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles.

Filing footnotes · ownership attribution and instrument terms

F1: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles.

JAKKS PACIFIC INC

Report date August 09, 2019 · Filed August 12, 2019

Jointly reported with AXAR CAPITAL MANAGEMENT L.P., Axar GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnotes1,141,235 Reported balance Holding disclosure · report date 2019-08-09 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,141,235

F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Series A Senior Preferred Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnotes38,997 Reported balance Holding disclosure · report date 2019-08-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 38,997

F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

STAGE STORES INC

Report date March 02, 2020 · Filed March 11, 2020

Jointly reported with AXAR CAPITAL MANAGEMENT L.P., Axar GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnotes4,300,000 Reported balance Holding disclosure · report date 2020-03-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,300,000

F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed by Mr. Andrew Axelrod, Axar Capital Management, LP (the "Investment Manager") and Axar GP LLC ("GP"), with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

STONEMOR PARTNERS LP

Report date December 31, 2019 · Filed January 02, 2020

Jointly reported with AXAR CAPITAL MANAGEMENT L.P., Axar GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2019-12-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-12-31 · Disposition to issuer · Disposed 11,674,095 · Balance 0

F1: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock").

F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F3: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Series A Preferred UnitsSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2019-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-31 · Exercise / conversion · Disposed 37,843,177 · Balance 0

F6: Each Series A Preferred Unit of StoneMor LP (i) was convertible into one Common Unit of StoneMor LP at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the LPA) and (ii) at the Effective Time converted into one share of Common Stock in accordance with the terms of the LPA.

F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F5: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019 (the "LPA"), at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.

F3: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Restricted Phantom UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-12-31 · Disposition to issuer · Disposed 9,174.312 · Balance 0

F7: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F8: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding award of restricted phantom units originally granted to Mr. Andrew Axelrod pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan was assumed by StoneMor Inc. and converted into an award denominated in shares of restricted phantom common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Phantom Stock Award") equal to the number of restricted phantom units that were subject to such award of restricted phantom units prior to the Effective Time. Each StoneMor Inc. Phantom Stock Award is subject to the same terms and conditions as were applicable to such award of restricted phantom units immediately before the Effective Time.

F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock").

F2: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F3: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F4: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

F5: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019 (the "LPA"), at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.

F6: Each Series A Preferred Unit of StoneMor LP (i) was convertible into one Common Unit of StoneMor LP at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the LPA) and (ii) at the Effective Time converted into one share of Common Stock in accordance with the terms of the LPA.

F7: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F8: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding award of restricted phantom units originally granted to Mr. Andrew Axelrod pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan was assumed by StoneMor Inc. and converted into an award denominated in shares of restricted phantom common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Phantom Stock Award") equal to the number of restricted phantom units that were subject to such award of restricted phantom units prior to the Effective Time. Each StoneMor Inc. Phantom Stock Award is subject to the same terms and conditions as were applicable to such award of restricted phantom units immediately before the Effective Time.

Stonemor Inc.

Report date November 03, 2022 · Filed November 07, 2022

Jointly reported with AXAR CAPITAL MANAGEMENT L.P., Axar GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 (Common Stock)SEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2022-11-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-11-03 · Grant · Disposed 88,633,045 · Balance 0

F1: As described in the Schedule 13D/A filed by the Reporting Persons with the Securities and Exchange Commission on the date hereof (the "Schedule 13D/A"), on November 3, 2022, the Merger was consummated and all the shares of Common Stock held by the Reporting Persons were contributed pursuant to the terms of the Contribution Agreement. At the Effective Time, shareholders of the Issuer ceased to have any rights with respect to shares of the Common Stock, except their rights under the Merger Agreement. Capitalized terms used but not defined in this Form 4 shall have the meaning set forth in the Schedule 13D/A.

F2: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

Equity Swaps (obligation to buy)SEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2022-11-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-11-03 · Other · Disposed 1,536,717 · Balance 0

F3: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50.

F2: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

Restricted Phantom Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-11-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-03 · Grant · Disposed 9,174.31 · Balance 0

F4: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Schedule 13D/A filed by the Reporting Persons with the Securities and Exchange Commission on the date hereof (the "Schedule 13D/A"), on November 3, 2022, the Merger was consummated and all the shares of Common Stock held by the Reporting Persons were contributed pursuant to the terms of the Contribution Agreement. At the Effective Time, shareholders of the Issuer ceased to have any rights with respect to shares of the Common Stock, except their rights under the Merger Agreement. Capitalized terms used but not defined in this Form 4 shall have the meaning set forth in the Schedule 13D/A.

F2: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F3: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50.

F4: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration.

Terra Property Trust, Inc.

Report date January 06, 2020 · Filed January 07, 2020

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

REPUBLIC AIRWAYS HOLDINGS INC

Report date December 23, 2016 · Filed December 23, 2016

Jointly reported with AXAR CAPITAL MANAGEMENT L.P., Axar GP, LLC

Section 16 reporting ended · disclosed 2016-12-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnotes0 Last balance in matching sequence After 2016-12-23 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 1 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 8,092,000

F1: On December 23, 2016, (the "Transaction Date"), the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP.

F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Row 2 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 6,069,000

F2: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP.

F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Row 3 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 4,046,000

F3: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP.

F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Row 4 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 2,023,000

F4: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP.

F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Row 5 · 2016-12-23 · Sale · Disposed 2,023,000 · Balance 0

F5: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP.

F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Filing footnotes · ownership attribution and instrument terms

F1: On December 23, 2016, (the "Transaction Date"), the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F2: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F3: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F4: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F5: On the Transaction Date, the Reporting Persons entered into and consummated a private sale of 2,023,000 shares for $100 to an individual who is unaffiliated with the Reporting Persons.

F6: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the shares of Common Stock held by Axar Master Fund, Ltd. The Investment Manager serves as the investment manager of Axar Master Fund, Ltd. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the managing member of the GP.

F7: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may have been deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is or was, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Seventy Seven Energy Inc.

Report date April 20, 2017 · Filed April 20, 2017

Section 16 reporting ended · disclosed 2017-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2017-04-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-04-20 · Disposition to issuer · Disposed 3,579,743 · Balance 0

F1: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: Pursuant to the Agreement, at the effective time of the Merger, 3,579,743 shares of common stock of the Issuer were each converted into the right to receive the Merger Consideration.

F3: These shares of Common Stock are held for the accounts of Axar Master Fund, Ltd. and Star V. Partners LLC. Axar Capital Management, LP serves as investment manager to each of Axar Master Fund, Ltd. and Star V. Partners LLC. Axar GP, LLC, is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole members of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: Pursuant to the Agreement, at the effective time of the Merger, 3,579,743 shares of common stock of the Issuer were each converted into the right to receive the Merger Consideration.

F3: These shares of Common Stock are held for the accounts of Axar Master Fund, Ltd. and Star V. Partners LLC. Axar Capital Management, LP serves as investment manager to each of Axar Master Fund, Ltd. and Star V. Partners LLC. Axar GP, LLC, is the sole general partner of Axar Capital Management, LP. Mr. Axelrod is the sole members of Axar GP, LLC and is the managing partner, portfolio manager and majority control person of Axar Capital Management, LP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2023 Filed Dec 26, 2023 17:10 UTC Global Crossing Airlines Group Inc. JETMF · Entity 7307 GrantWarrants to purchase Common Stock · Derivative 1,428,736 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000905148-23-001714 · form4.xml · derivative · entry 2

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner

Axar GP, LLC · CIK 0001673869 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,195,451

Underlying: Common Stock · 1,428,736 shares

Expires 2030-06-30

F1 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles.

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December 21, 2023 Filed Dec 26, 2023 17:10 UTC Global Crossing Airlines Group Inc. JETMF · Entity 7307 Disposition to issuerWarrants to purchase Common Stock · Derivative 1,233,285 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0000905148-23-001714 · form4.xml · derivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner

Axar GP, LLC · CIK 0001673869 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,766,715

Underlying: Common Stock · 1,233,285 shares

Expires 2030-06-30

F1 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Andrew Axelrod serves as the sole member of Axar GP, LLC, a Delaware limited liability company (the "GP"), which is the general partner of Axar Capital Management L.P., a Delaware limited partnership, that serves as the investment manager (the "Investment Manager") to certain funds and/or managed accounts (collectively, the "Axar Vehicles"), with respect to these warrants (and any common stock received upon exercise thereof) held by the Axar Vehicles.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 16:00 UTC Stonemor Inc. STON · Entity 122585 GrantRestricted Phantom Common Stock · Derivative 9,174.31 $3.50 $32,110.09
Disclosure

SEC source: 0000902664-22-004762 · ownership.xml · derivative · entry 3

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,174.31 shares

Expires not disclosed

F4 · derivative.exercise_price: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration.

F4 · price: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration.

F4 · derivative.exercise_date: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration.

F4 · derivative.expiration_date: This award of restricted phantom Common Stock was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $32,110.09, representing the cash merger consideration.

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November 03, 2022 Filed Nov 7, 2022 16:00 UTC Stonemor Inc. STON · Entity 122585 OtherEquity Swaps (obligation to buy) · Derivative 1,536,717 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-22-004762 · ownership.xml · derivative · entry 2

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,536,717 shares

Expires not disclosed

F3 · derivative.exercise_price: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50.

F3 · price: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50.

F3 · derivative.exercise_date: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50.

F3 · derivative.expiration_date: Settlement of cash settled equity swaps with reference prices ranging from $3.1227 to $7.5565. The cash settled equity swaps were settled pursuant to their terms. The swaps were exercisable at any time and had an expiration date of June 20, 2025. The notional shares settled under the swap contract were settled at a settlement price of $3.50.

F2 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

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November 03, 2022 Filed Nov 7, 2022 16:00 UTC Stonemor Inc. STON · Entity 122585 GrantCommon Stock, par value $0.01 (Common Stock) 88,633,045 $3.50 $310,215,657.50
Disclosure

SEC source: 0000902664-22-004762 · ownership.xml · nonDerivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: As described in the Schedule 13D/A filed by the Reporting Persons with the Securities and Exchange Commission on the date hereof (the "Schedule 13D/A"), on November 3, 2022, the Merger was consummated and all the shares of Common Stock held by the Reporting Persons were contributed pursuant to the terms of the Contribution Agreement. At the Effective Time, shareholders of the Issuer ceased to have any rights with respect to shares of the Common Stock, except their rights under the Merger Agreement. Capitalized terms used but not defined in this Form 4 shall have the meaning set forth in the Schedule 13D/A.

F2 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

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April 14, 2021 Filed Apr 15, 2021 16:58 UTC Stonemor Inc. STON · Entity 122585 PurchaseCommon Stock, par value $0.01 per share 5,522,732 $2.20 $12,150,010.40
Disclosure

SEC source: 0000902664-21-002353 · ownership.xml · nonDerivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · (See Remarks)

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · (See Remarks)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 88,633,045

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 16:58 UTC Stonemor Inc. STON · Entity 122585 GrantCommon Stock, par value $0.01 per share 10,305,369 $1.03 $10,614,530.07
Disclosure

SEC source: 0000902664-20-004059 · ownership.xml · nonDerivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 83,110,313

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:05 UTC Stonemor Inc. STON · Entity 122585 Disposition to issuerSeries A Preferred Stock, $0.01 par value per share 176 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-002493 · ownership.xml · nonDerivative · entry 3

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · (See Remarks)

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · (See Remarks)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F3 · price: On June 19, 2020, 12,054,795 shares of Common Stock were issued in exchange for the surrender by the Axar Vehicles of 176 shares of ths Issuer's Series A Preferred Stock, $0.01 par value per share.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:05 UTC Stonemor Inc. STON · Entity 122585 GrantCommon Stock, par value $0.01 per share 12,054,795 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-002493 · ownership.xml · nonDerivative · entry 2

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · (See Remarks)

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · (See Remarks)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 72,804,944

F3 · price: On June 19, 2020, 12,054,795 shares of Common Stock were issued in exchange for the surrender by the Axar Vehicles of 176 shares of ths Issuer's Series A Preferred Stock, $0.01 par value per share.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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June 19, 2020 Filed Jun 23, 2020 17:05 UTC Stonemor Inc. STON · Entity 122585 GrantCommon Stock, par value $0.01 per share 11,232,877 $0.73 $8,200,000.21
Disclosure

SEC source: 0000902664-20-002493 · ownership.xml · nonDerivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · (See Remarks)

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · (See Remarks)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 60,750,149

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
April 03, 2020 Filed Apr 3, 2020 16:20 UTC Stonemor Inc. STON · Entity 122585 GrantSeries A Preferred Stock, $0.01 par value per share 176 $50,000.00 $8,800,000.00
Disclosure

SEC source: 0000902664-20-001746 · ownership.xml · nonDerivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 176

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:17 UTC Stonemor Inc. STON · Entity 122585 GrantRestricted Phantom Common Stock · Derivative 9,174.312 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-000011 · ownership.xml · derivative · entry 3

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174.312

Underlying: Common Stock · 9,174.312 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted phantom common stock is the economic equivalent of one share of Common Stock. Restricted phantom common stock become payable, in cash or shares of Common Stock, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F2 · kind: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F7 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding award of restricted phantom units originally granted to Mr. Andrew Axelrod pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan was assumed by StoneMor Inc. and converted into an award denominated in shares of restricted phantom common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Phantom Stock Award") equal to the number of restricted phantom units that were subject to such award of restricted phantom units prior to the Effective Time. Each StoneMor Inc. Phantom Stock Award is subject to the same terms and conditions as were applicable to such award of restricted phantom units immediately before the Effective Time.

F6 · price: Each restricted phantom common stock is the economic equivalent of one share of Common Stock. Restricted phantom common stock become payable, in cash or shares of Common Stock, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F6 · derivative.exercise_date: Each restricted phantom common stock is the economic equivalent of one share of Common Stock. Restricted phantom common stock become payable, in cash or shares of Common Stock, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F6 · derivative.expiration_date: Each restricted phantom common stock is the economic equivalent of one share of Common Stock. Restricted phantom common stock become payable, in cash or shares of Common Stock, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F4 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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December 31, 2019 Filed Jan 2, 2020 16:17 UTC Stonemor Inc. STON · Entity 122585 Exercise / conversionCommon Stock 37,843,177 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-000011 · ownership.xml · nonDerivative · entry 2

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,517,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F5 · kind: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019, at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.

F5 · price: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019, at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.

F3 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F4 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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December 31, 2019 Filed Jan 2, 2020 16:17 UTC Stonemor Inc. STON · Entity 122585 GrantCommon Stock, par value $0.01 ("Common Stock") 11,674,095 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-000011 · ownership.xml · nonDerivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,674,095

F1 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock").

F2 · kind: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F1 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock").

F3 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F4 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:15 UTC STONEMOR PARTNERS LP STON · Entity 152652 Disposition to issuerRestricted Phantom Units · Derivative 9,174.312 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-000009 · ownership.xml · derivative · entry 3

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 9,174.312 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F2 · kind: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F8 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding award of restricted phantom units originally granted to Mr. Andrew Axelrod pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan was assumed by StoneMor Inc. and converted into an award denominated in shares of restricted phantom common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Phantom Stock Award") equal to the number of restricted phantom units that were subject to such award of restricted phantom units prior to the Effective Time. Each StoneMor Inc. Phantom Stock Award is subject to the same terms and conditions as were applicable to such award of restricted phantom units immediately before the Effective Time.

F8 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding award of restricted phantom units originally granted to Mr. Andrew Axelrod pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan was assumed by StoneMor Inc. and converted into an award denominated in shares of restricted phantom common stock, par value $0.01 per share of StoneMor Inc. ("StoneMor Inc. Phantom Stock Award") equal to the number of restricted phantom units that were subject to such award of restricted phantom units prior to the Effective Time. Each StoneMor Inc. Phantom Stock Award is subject to the same terms and conditions as were applicable to such award of restricted phantom units immediately before the Effective Time.

F7 · derivative.exercise_date: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F7 · derivative.expiration_date: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of Mr. Andrew Axelrod from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F4 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:15 UTC STONEMOR PARTNERS LP STON · Entity 152652 Exercise / conversionSeries A Preferred Units · Derivative 37,843,177 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-000009 · ownership.xml · derivative · entry 2

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Units · 37,843,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Series A Preferred Unit of StoneMor LP (i) was convertible into one Common Unit of StoneMor LP at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the LPA) and (ii) at the Effective Time converted into one share of Common Stock in accordance with the terms of the LPA.

F2 · kind: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F5 · kind: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019 (the "LPA"), at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.

F5 · price: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019 (the "LPA"), at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.

F6 · derivative.exercise_date: Each Series A Preferred Unit of StoneMor LP (i) was convertible into one Common Unit of StoneMor LP at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the LPA) and (ii) at the Effective Time converted into one share of Common Stock in accordance with the terms of the LPA.

F6 · derivative.expiration_date: Each Series A Preferred Unit of StoneMor LP (i) was convertible into one Common Unit of StoneMor LP at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the LPA) and (ii) at the Effective Time converted into one share of Common Stock in accordance with the terms of the LPA.

F5 · derivative.underlying: Pursuant to the terms of the Third Amended and Restated Agreement of Limited Partnership of StoneMor LP, dated as of June 27, 2019 (the "LPA"), at the Effective Time, each Series A Preferred Unit of StoneMor LP held by the Reporting Persons converted into one share of Common Stock.

F3 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F4 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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December 31, 2019 Filed Jan 2, 2020 16:15 UTC STONEMOR PARTNERS LP STON · Entity 152652 Disposition to issuerCommon Units 11,674,095 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-20-000009 · ownership.xml · nonDerivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock").

F2 · kind: Pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended, StoneMor Inc. is the successor issuer to StoneMor LP for purposes of Section 16.

F1 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among StoneMor Partners L.P. ("StoneMor LP"), StoneMor GP LLC (now StoneMor Inc.) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Common Unit of StneMor LP held by the Reporting Persons converted into one share of common stock, par value $0.01 per share, of StoneMor Inc. ("Common Stock").

F3 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the securities held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F4 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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November 05, 2019 Filed Nov 7, 2019 16:10 UTC STONEMOR PARTNERS LP STON · Entity 152652 GrantRestricted Phantom Units · Derivative 9,174.312 $1.09 $10,000.00
Disclosure

SEC source: 0000902664-19-004204 · ownership.xml · derivative · entry 1

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174.312

Underlying: Common Units · 9,174.312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of the Reporting Person from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F3 · price: Reflects the closing price of the issuer's Common Units as reported by the New York Stock Exchange on the trading day immediately preceding the date on which the restricted phantom units were credited.

F1 · derivative.exercise_date: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of the Reporting Person from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F1 · derivative.expiration_date: Each restricted phantom unit is the economic equivalent of one Common Unit. Restricted phantom units become payable, in cash or Common Units, at the election of the issuer, upon the separation of the Reporting Person from service as a director or upon the occurrence of certain other events specified in Section 409A of the Internal Revenue Code of 1986, as amended.

F2 · derivative.underlying_shares: The Reporting Person received these restricted phantom units pursuant to the StoneMor Amended and Restated 2019 Long-Term Incentive Plan (the "Plan") in lieu of payment to the Reporting Person of $10,000 which represents a portion of the Reporting Person's annual director's retainer fee.

F4 · balance_after: Represents restricted phantom units allocated to the Reporting Person's deferred compensation account under the Plan.

F5 · ownership.direct: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), the Reporting Person may be deemed to be the beneficial owner of the securities reported herein to the extent of his pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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October 30, 2019 Filed Oct 31, 2019 16:15 UTC STONEMOR PARTNERS LP NYSE · Entity 152652 PurchaseCommon Units 3,925,660 $1.00 $3,925,660.00
Disclosure

SEC source: 0000902664-19-004137 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,674,095

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 19:30 UTC STONEMOR PARTNERS LP STON · Entity 152652 GrantSeries A Preferred Units · Derivative 37,843,177 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-004109 · ownership.xml · derivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 37,843,177

Underlying: Common Units · 37,843,177 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Series A Preferred Unit is convertible into one Common Unit (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering and (ii) automatically upon the consummation of the C-Corporation Conversion (as defined in the LPA).

F5 · kind: Upon the consummation of the Rights Offering, the Series A Preferred Units reported in Table I hereof became derivative securities as the Series A Preferred Units become convertible into Common Units beginning on the 10th day following the completion of the Rights Offering.

F5 · price: Upon the consummation of the Rights Offering, the Series A Preferred Units reported in Table I hereof became derivative securities as the Series A Preferred Units become convertible into Common Units beginning on the 10th day following the completion of the Rights Offering.

F4 · derivative.exercise_date: Each Series A Preferred Unit is convertible into one Common Unit (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering and (ii) automatically upon the consummation of the C-Corporation Conversion (as defined in the LPA).

F4 · derivative.expiration_date: Each Series A Preferred Unit is convertible into one Common Unit (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering and (ii) automatically upon the consummation of the C-Corporation Conversion (as defined in the LPA).

F2 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Series A Preferred Units held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F3 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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October 25, 2019 Filed Oct 29, 2019 19:30 UTC STONEMOR PARTNERS LP STON · Entity 152652 GrantSeries A Preferred Units 1,921,315 $1.20 $2,305,578.00
Disclosure

SEC source: 0000902664-19-004109 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 37,843,177

F1 · kind: 1,921,315 Series A Preferred Units were redeemed by the Company in accordance with their terms as set forth in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA"). In addition, upon the consummation of the Rights Offering (as defined in the LPA) the remaining Series A Preferred Units became derivative securities as the Series A Preferred Units become convertible into Common Units beginning on the 10th day following the completion of the Rights Offering.

F2 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Series A Preferred Units held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F3 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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June 27, 2019 Filed Jun 28, 2019 17:21 UTC STONEMOR PARTNERS LP STON · Entity 152652 GrantSeries A Preferred Units 39,764,492 $1.10 $43,899,999.17
Disclosure

SEC source: 0000902664-19-002894 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · Director · 10% owner · See Remarks

Axar GP, LLC · CIK 0001673869 · Director · 10% owner · See Remarks

Axelrod Andrew · CIK 0001673921 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 39,764,492

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Series A Preferred Units held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 17:11 UTC STONEMOR PARTNERS LP NYSE · Entity 152652 PurchaseCommon Units 9,378 $3,746.00 $35,129,988.00
Disclosure

SEC source: 0000902664-19-001716 · ownership.xml · nonDerivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,748,435

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 27, 2019 Filed Mar 29, 2019 17:11 UTC STONEMOR PARTNERS LP NYSE · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 3,825 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001716 · ownership.xml · derivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,536,717

Underlying: Common Units Representing Limited Partnership Interests · 3,825 shares

Expires not disclosed

F3 · derivative.exercise_price: On dates ranging from March 27, 2019 to March 28, 2019, the Reporting Person increased its equity swap position by 3,825 swaps at references prices ranging from $3.7440 to $3.7458. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On dates ranging from March 27, 2019 to March 28, 2019, the Reporting Person increased its equity swap position by 3,825 swaps at references prices ranging from $3.7440 to $3.7458. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On dates ranging from March 27, 2019 to March 28, 2019, the Reporting Person increased its equity swap position by 3,825 swaps at references prices ranging from $3.7440 to $3.7458. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On dates ranging from March 27, 2019 to March 28, 2019, the Reporting Person increased its equity swap position by 3,825 swaps at references prices ranging from $3.7440 to $3.7458. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 27, 2019 Filed Mar 29, 2019 17:11 UTC STONEMOR PARTNERS LP NYSE · Entity 152652 PurchaseCommon Units 9,296 $3,744.00 $34,804,224.00
Disclosure

SEC source: 0000902664-19-001716 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,739,056

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 26, 2019 Filed Mar 26, 2019 17:25 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 12,284 $3.73 $45,831.60
Disclosure

SEC source: 0000902664-19-001684 · ownership.xml · nonDerivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,729,760

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 25, 2019 Filed Mar 26, 2019 17:25 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 6,142 $3.71 $22,774.54
Disclosure

SEC source: 0000902664-19-001684 · ownership.xml · nonDerivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,717,476

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 22, 2019 Filed Mar 26, 2019 17:25 UTC STONEMOR PARTNERS LP STON · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 6,851 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001684 · ownership.xml · derivative · entry 4

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,532,892

Underlying: Common Units Representing Limited Partnership Interests · 6,851 shares

Expires not disclosed

F3 · derivative.exercise_price: On dates ranging from March 22, 2019 to March 26, 2019, the Reporting Person increased its equity swap position by 6,851 swaps at references prices ranging from $3.7082 to $3.7400. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On dates ranging from March 22, 2019 to March 26, 2019, the Reporting Person increased its equity swap position by 6,851 swaps at references prices ranging from $3.7082 to $3.7400. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On dates ranging from March 22, 2019 to March 26, 2019, the Reporting Person increased its equity swap position by 6,851 swaps at references prices ranging from $3.7082 to $3.7400. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On dates ranging from March 22, 2019 to March 26, 2019, the Reporting Person increased its equity swap position by 6,851 swaps at references prices ranging from $3.7082 to $3.7400. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 22, 2019 Filed Mar 26, 2019 17:25 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 15,023 $3.74 $56,186.02
Disclosure

SEC source: 0000902664-19-001684 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,711,334

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 17:15 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 14,608 $3.74 $54,619.31
Disclosure

SEC source: 0000902664-19-001607 · ownership.xml · nonDerivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,696,311

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 17:15 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 13,778 $3.75 $51,612.39
Disclosure

SEC source: 0000902664-19-001607 · ownership.xml · nonDerivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,681,703

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 17:15 UTC STONEMOR PARTNERS LP STON · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 5,892 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001607 · ownership.xml · derivative · entry 4

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,526,041

Underlying: Common Units Representing Limited Partnership Interests · 5,892 shares

Expires not disclosed

F3 · derivative.exercise_price: On dates ranging from March 18, 2019 to March 20, 2019, the Reporting Person increased its equity swap position by 5,892 swaps at reference prices ranging from $3.7388 to $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On dates ranging from March 18, 2019 to March 20, 2019, the Reporting Person increased its equity swap position by 5,892 swaps at reference prices ranging from $3.7388 to $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On dates ranging from March 18, 2019 to March 20, 2019, the Reporting Person increased its equity swap position by 5,892 swaps at reference prices ranging from $3.7388 to $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On dates ranging from March 18, 2019 to March 20, 2019, the Reporting Person increased its equity swap position by 5,892 swaps at reference prices ranging from $3.7388 to $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 18, 2019 Filed Mar 20, 2019 17:15 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 377 $3.75 $1,413.75
Disclosure

SEC source: 0000902664-19-001607 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,667,925

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of the Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:01 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 1,328 $3.73 $4,950.78
Disclosure

SEC source: 0000902664-19-001583 · ownership.xml · nonDerivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,667,548

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 17:01 UTC STONEMOR PARTNERS LP STON · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 1,496 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001583 · ownership.xml · derivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,520,149

Underlying: Common Units Representing Limited Partnership Interests · 1,496 shares

Expires not disclosed

F3 · derivative.exercise_price: On dates ranging from March 14, 2019 to March 15, 2019, the Reporting Person increased its equity swap position by 1,496 swaps at references prices ranging from $3.7276 to $3.7481. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On dates ranging from March 14, 2019 to March 15, 2019, the Reporting Person increased its equity swap position by 1,496 swaps at references prices ranging from $3.7276 to $3.7481. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On dates ranging from March 14, 2019 to March 15, 2019, the Reporting Person increased its equity swap position by 1,496 swaps at references prices ranging from $3.7276 to $3.7481. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On dates ranging from March 14, 2019 to March 15, 2019, the Reporting Person increased its equity swap position by 1,496 swaps at references prices ranging from $3.7276 to $3.7481. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 14, 2019 Filed Mar 18, 2019 17:01 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 5,976 $3.75 $22,398.05
Disclosure

SEC source: 0000902664-19-001583 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,666,220

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 12, 2019 Filed Mar 12, 2019 17:42 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 415 $3.69 $1,531.35
Disclosure

SEC source: 0000902664-19-001474 · ownership.xml · nonDerivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,660,244

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 11, 2019 Filed Mar 12, 2019 17:42 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 4,980 $3.70 $18,401.10
Disclosure

SEC source: 0000902664-19-001474 · ownership.xml · nonDerivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,659,829

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 08, 2019 Filed Mar 12, 2019 17:42 UTC STONEMOR PARTNERS LP STON · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 2,584 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001474 · ownership.xml · derivative · entry 4

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,518,653

Underlying: Common Units Representing Limited Partnership Interests · 2,584 shares

Expires not disclosed

F3 · derivative.exercise_price: On dates ranging from March 8, 2019 to March 12, 2019, the Reporting Person increased its equity swap position by 2,584 swaps at references prices ranging from $3.6900 to $3.7435. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On dates ranging from March 8, 2019 to March 12, 2019, the Reporting Person increased its equity swap position by 2,584 swaps at references prices ranging from $3.6900 to $3.7435. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On dates ranging from March 8, 2019 to March 12, 2019, the Reporting Person increased its equity swap position by 2,584 swaps at references prices ranging from $3.6900 to $3.7435. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On dates ranging from March 8, 2019 to March 12, 2019, the Reporting Person increased its equity swap position by 2,584 swaps at references prices ranging from $3.6900 to $3.7435. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 08, 2019 Filed Mar 12, 2019 17:42 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 7,221 $3.74 $27,035.42
Disclosure

SEC source: 0000902664-19-001474 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,654,849

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 01, 2019 Filed Mar 5, 2019 17:27 UTC STONEMOR PARTNERS LP STON · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 17 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001373 · ownership.xml · derivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,516,069

Underlying: Common Units Representing Limited Partnership Interests · 17 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 1, 2019, the Reporting Person increased its equity swap position by 17 swaps at a reference price of $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On March 1, 2019, the Reporting Person increased its equity swap position by 17 swaps at a reference price of $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On March 1, 2019, the Reporting Person increased its equity swap position by 17 swaps at a reference price of $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On March 1, 2019, the Reporting Person increased its equity swap position by 17 swaps at a reference price of $3.7500. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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March 01, 2019 Filed Mar 5, 2019 17:27 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 83 $3.75 $311.25
Disclosure

SEC source: 0000902664-19-001373 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,647,628

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 17:23 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 29,467 $3.74 $110,294.98
Disclosure

SEC source: 0000902664-19-001316 · ownership.xml · nonDerivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,647,545

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 17:23 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 35,429 $3.74 $132,504.46
Disclosure

SEC source: 0000902664-19-001316 · ownership.xml · nonDerivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,618,078

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 17:23 UTC STONEMOR PARTNERS LP STON · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 26,892 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001316 · ownership.xml · derivative · entry 4

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,516,052

Underlying: Common Units Representing Limited Partnership Interests · 26,892 shares

Expires not disclosed

F3 · derivative.exercise_price: On dates ranging from February 26, 2019 to February 28, 2019, the Reporting Person increased its equity swap position by 26,892 swaps at references prices ranging from $3.7404 to $3.7434. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On dates ranging from February 26, 2019 to February 28, 2019, the Reporting Person increased its equity swap position by 26,892 swaps at references prices ranging from $3.7404 to $3.7434. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On dates ranging from February 26, 2019 to February 28, 2019, the Reporting Person increased its equity swap position by 26,892 swaps at references prices ranging from $3.7404 to $3.7434. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On dates ranging from February 26, 2019 to February 28, 2019, the Reporting Person increased its equity swap position by 26,892 swaps at references prices ranging from $3.7404 to $3.7434. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 17:23 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 66,400 $3.74 $248,535.20
Disclosure

SEC source: 0000902664-19-001316 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,582,649

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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February 22, 2019 Filed Feb 25, 2019 17:07 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 2,158 $3.75 $8,081.71
Disclosure

SEC source: 0000902664-19-001287 · ownership.xml · nonDerivative · entry 2

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,516,249

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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February 21, 2019 Filed Feb 25, 2019 17:07 UTC STONEMOR PARTNERS LP STON · Entity 152652 OtherEquity Swaps (obligation to buy) · Derivative 2,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-19-001287 · ownership.xml · derivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,489,160

Underlying: Common Units Representing Limited Partnership Interests · 2,346 shares

Expires not disclosed

F3 · derivative.exercise_price: On dates ranging from February 21, 2019 to February 22, 2019, the Reporting Person increased its equity swap position by 2,346 swaps at references prices ranging from $3.5902 to $3.7452. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · price: On dates ranging from February 21, 2019 to February 22, 2019, the Reporting Person increased its equity swap position by 2,346 swaps at references prices ranging from $3.5902 to $3.7452. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.exercise_date: On dates ranging from February 21, 2019 to February 22, 2019, the Reporting Person increased its equity swap position by 2,346 swaps at references prices ranging from $3.5902 to $3.7452. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F3 · derivative.expiration_date: On dates ranging from February 21, 2019 to February 22, 2019, the Reporting Person increased its equity swap position by 2,346 swaps at references prices ranging from $3.5902 to $3.7452. These cash-settled equity swaps can be settled at any time and shall continue until terminated as elected by the parties, and currently have an initial reference termination date of June 20, 2022. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Person in cash an amount determined in part by reference to any increase between the initial reference price and the market value of a notional number of Common Units on the applicable expiration date set set forth in Table II or (ii) the Reporting Person will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price and the market value of the reference shares on the applicable expiration date listed in Table II.

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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February 21, 2019 Filed Feb 25, 2019 17:07 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 9,296 $3.59 $33,372.64
Disclosure

SEC source: 0000902664-19-001287 · ownership.xml · nonDerivative · entry 1

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,514,091

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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February 20, 2019 Filed Feb 20, 2019 17:52 UTC STONEMOR PARTNERS LP STON · Entity 152652 PurchaseCommon Units 4,621 $3.49 $16,113.43
Disclosure

SEC source: 0000902664-19-001240 · ownership.xml · nonDerivative · entry 3

AXAR CAPITAL MANAGEMENT L.P. · CIK 0001650781 · 10% owner

Axar GP, LLC · CIK 0001673869 · 10% owner

Axelrod Andrew · CIK 0001673921 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 7,504,795

F1 · ownership.nature: This Form 4 is filed by Axar Capital Management, LP (the "Investment Manager"), Axar GP LLC ("GP") and Mr. Andrew Axelrod, with respect to the Common Units Representing Limited Partnership Interests (the "Common Units") held by certain funds and/or managed accounts (collectively, the "Axar Vehicles"). The Investment Manager serves as the investment manager of the Axar Vehicles. GP is the general partner of Investment Manager. Mr. Andrew Axelrod serves as the sole member of the GP.

F2 · ownership.nature: Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein to the extent of his or its pecuniary interest therein, but disclaims beneficial ownership in excess of such amount; and pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.