Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PetVivo Holdings, Inc.PETV · Entity 7591 | Director | December 29, 2023 | January 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PetVivo Holdings, Inc.
Report date December 29, 2023 · Filed January 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.06 · Expires 2030-12-28 | Direct | 33,898 |
Reported balance
After 2023-12-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-12-29 · Grant · Acquired 33,898 · Balance 33,898 F1: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2024, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2021 Filed Aug 13, 2021 14:41 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 5,000 | $3.48 | $17,424.00 |
DisclosureSEC source: 0001493152-21-019654 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,384 Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 16:13 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 37,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018182 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,744 F1 · price: The Company's Board of Directors granted James Martin 37,205 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| August 14, 2020 Filed Sep 11, 2020 14:31 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionConvertible Note · Derivative | 40,004 | Not disclosed Strike: $0.25 | Not disclosed |
DisclosureSEC source: 0001493152-20-017623 · ownership.xml · derivative · entry 3 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 40,004 shares Expires 2020-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: James Martin converted his convertible note issued on May 14, 2020, in the outstanding principal amount of $10,000 and interest amount of $153, into shares of common stock at a rate of $.2538 per share. Read SEC document |
| August 14, 2020 Filed Sep 11, 2020 14:31 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | Exercise / conversionCommon Stock | 40,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-017623 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: James Martin converted his convertible note issued on May 14, 2020, in the outstanding principal amount of $10,000 and interest amount of $153, into shares of common stock at a rate of $.2538 per share. Read SEC document |
| July 13, 2020 Filed Jul 16, 2020 11:31 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 3,000 | $0.90 | $2,700.00 |
DisclosureSEC source: 0001493152-20-013421 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,535 Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,000 | $0.81 | $813.40 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 12 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,535 Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,400 | $0.93 | $2,232.00 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 11 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,535 Read SEC document |
| July 06, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 4,684 | $0.62 | $2,904.08 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 10 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,135 Read SEC document |
| July 06, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 3,300 | $0.52 | $1,716.00 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 9 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,451 Read SEC document |
| July 06, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 6,000 | $0.50 | $3,000.00 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 8 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,151 Read SEC document |
| July 02, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 4,000 | $0.46 | $1,840.00 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 7 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,151 Read SEC document |
| July 02, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,090 | $0.45 | $490.50 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 6 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,151 Read SEC document |
| July 02, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 5,210 | $0.44 | $2,292.40 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 5 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,061 Read SEC document |
| June 30, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 4,465 | Not disclosed Strike: $0.44 | Not disclosed |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · derivative · entry 13 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,088 Underlying: Common Stock · 4,465 shares Expires 2025-06-30 F1 · price: The Company granted Jim Martin a warrant for 4,465 shares of common stock for services provided to the Company. Read SEC document |
| June 30, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,766 | $0.44 | $1,217.04 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 4 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,851 Read SEC document |
| June 30, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 3,067 | $0.40 | $1,226.80 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 3 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,085 Read SEC document |
| June 30, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,667 | $0.40 | $1,053.47 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,018 Read SEC document |
| June 30, 2020 Filed Jul 10, 2020 11:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,500 | $0.39 | $982.50 |
DisclosureSEC source: 0001493152-20-013066 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,351 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 10:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 8,000 | $0.37 | $2,960.00 |
DisclosureSEC source: 0001493152-20-010905 · ownership.xml · nonDerivative · entry 5 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,851 Read SEC document |
| June 05, 2020 Filed Jun 10, 2020 10:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 5,750 | $0.37 | $2,127.50 |
DisclosureSEC source: 0001493152-20-010905 · ownership.xml · nonDerivative · entry 4 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,851 Read SEC document |
| June 01, 2020 Filed Jun 10, 2020 10:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 3,030 | $0.33 | $999.90 |
DisclosureSEC source: 0001493152-20-010905 · ownership.xml · nonDerivative · entry 3 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martinmoore Holdings Disclosed balance after: 111,101 Read SEC document |
| May 29, 2020 Filed Jun 10, 2020 10:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,500 | $0.27 | $675.00 |
DisclosureSEC source: 0001493152-20-010905 · ownership.xml · nonDerivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,071 Read SEC document |
| May 29, 2020 Filed Jun 10, 2020 10:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 7,500 | $0.28 | $2,100.00 |
DisclosureSEC source: 0001493152-20-010905 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,571 Read SEC document |
| May 14, 2020 Filed Jun 10, 2020 10:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseConvertible Note · Derivative | 39,401 | $10,000.00 Strike: $0.25 | $394,010,000.00 |
DisclosureSEC source: 0001493152-20-010905 · ownership.xml · derivative · entry 7 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,623 Underlying: Common Stock · 39,401 shares Expires 2020-08-14 Read SEC document |
| May 14, 2020 Filed Sep 11, 2020 14:31 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseConvertible Note · Derivative | 40,004 | $10,000.00 Strike: $0.25 | $400,040,000.00 |
DisclosureSEC source: 0001493152-20-017623 · ownership.xml · derivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,004 Underlying: Common stock · 40,004 shares Expires 2020-08-14 Read SEC document |
| March 31, 2020 Filed Jun 10, 2020 10:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 4,905 | Not disclosed Strike: $0.32 | Not disclosed |
DisclosureSEC source: 0001493152-20-010905 · ownership.xml · derivative · entry 6 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,222 Underlying: Common Stock · 4,905 shares Expires 2025-03-31 F1 · price: The Company granted Jim Martin a warrant for 4,905 shares of common stock for services provided to the Company. Read SEC document |
| March 04, 2020 Filed Mar 12, 2020 13:20 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 150 | $0.38 | $57.00 |
DisclosureSEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 4 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martinmoore Holdings Disclosed balance after: 98,071 Read SEC document |
| March 04, 2020 Filed Mar 12, 2020 13:20 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 1,250 | $0.37 | $467.50 |
DisclosureSEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 3 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martinmoore Holdings Disclosed balance after: 97,921 Read SEC document |
| March 03, 2020 Filed Mar 12, 2020 13:20 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 400 | $0.38 | $152.00 |
DisclosureSEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martinmoore Holdings Disclosed balance after: 96,671 Read SEC document |
| March 03, 2020 Filed Mar 12, 2020 13:20 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 500 | $0.40 | $200.00 |
DisclosureSEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martinmoore Holdings Disclosed balance after: 96,271 Read SEC document |
| December 31, 2019 Filed Jan 15, 2020 10:03 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 4,412 | Not disclosed Strike: $0.49 | Not disclosed |
DisclosureSEC source: 0001493152-20-000601 · ownership.xml · derivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,412 Underlying: Common Stock · 4,412 shares Expires 2024-12-31 F1 · price: The Board of Directors awarded James Martin 4,412 warrants for service on committees of the Board. Read SEC document |
| November 29, 2019 Filed Dec 4, 2019 12:27 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,500 | $0.40 | $1,000.00 |
DisclosureSEC source: 0001493152-19-018721 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,445 Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 12:51 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 10,000 | $0.40 | $4,000.00 |
DisclosureSEC source: 0001493152-19-017704 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,938 Read SEC document |
| November 04, 2019 Filed Nov 7, 2019 14:19 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,500 | $0.41 | $1,025.00 |
DisclosureSEC source: 0001493152-19-016612 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,938 Read SEC document |
| October 03, 2019 Filed Oct 9, 2019 16:11 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,500 | $0.40 | $987.50 |
DisclosureSEC source: 0001493152-19-015309 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,438 Read SEC document |
| September 03, 2019 Filed Sep 18, 2019 13:41 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 4,250 | $0.34 | $1,445.00 |
DisclosureSEC source: 0001493152-19-014252 · ownership.xml · nonDerivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Lauren Moore Disclosed balance after: 74,938 Read SEC document |
| September 03, 2019 Filed Sep 18, 2019 13:41 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 5,000 | $0.30 | $1,500.00 |
DisclosureSEC source: 0001493152-19-014252 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,688 Read SEC document |
| September 03, 2019 Filed Oct 9, 2019 16:10 UTC Amendment | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 4,250 | $0.34 | $1,445.00 |
DisclosureSEC source: 0001493152-19-015308 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Martinmoore Holdings Disclosed balance after: 74,938 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.