Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYMOND JAMES FINANCIAL INC
Report date January 02, 2024 · Filed January 03, 2024
Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,256 |
Reported balance
After 2024-01-02 transaction · row 1
1 source rowRow 1 · 2024-01-02 · Tax withholding · Disposed 200 · Balance 14,256 |
| Common StockSEC Table I · non-derivative | IndirectESOP | 5,002 |
Reported balance
Holding disclosure · report date 2024-01-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,002 F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 29, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 29, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2021 Filed Dec 1, 2021 21:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014274 · doc4.xml · derivative · entry 6 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2023-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, will vest 20% on 11/29/2022, and 20% on 11/29/2023. F4 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on November 29, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,095 | $100.57 | $110,124.15 |
DisclosureSEC source: 0001225208-21-014274 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,662 Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014274 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 19:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014074 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Underlying: Common Stock · 300 shares Expires 2022-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2020, 20% on 11/22/2021, and will vest 20% on 11/22/2022. F5 · balance_after: The RSU grant was previously reported as covering 1,000 shares awarded on November 22, 2017, of which 400 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 19:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 73 | $98.64 | $7,200.72 |
DisclosureSEC source: 0001225208-21-014074 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257 F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 19:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014074 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Read SEC document |
| May 20, 2021 Filed May 21, 2021 14:33 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 1,850 | $132.94 | $245,939.19 |
DisclosureSEC source: 0001225208-21-008384 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355 Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 18:27 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 1,264 | $119.50 | $151,050.15 |
DisclosureSEC source: 0001225208-21-004646 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,205 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $119.45 to $119.51. F3 · balance_after: Includes 35 shares of common stock acquired on March 2, 2021, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · derivative · entry 5 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301 Underlying: Common Stock · 301 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 262 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 63 | $93.49 | $5,889.87 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,434 F2 · balance_after: Includes 45 shares of common stock acquired on December 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 45 shares of common stock acquired on December 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 18:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014264 · doc4.xml · derivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:15 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014073 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 200 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:15 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 48 | $90.95 | $4,365.60 |
DisclosureSEC source: 0001225208-20-014073 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,190 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:15 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014073 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 22, 2020 Filed Nov 24, 2020 19:46 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013857 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 600 shares Expires 2022-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2020, and will vest 20% on 11/22/2021, and 20% on 11/22/2022. Read SEC document |
| November 22, 2020 Filed Nov 24, 2020 19:46 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 146 | $88.51 | $12,922.46 |
DisclosureSEC source: 0001225208-20-013857 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,038 Read SEC document |
| November 22, 2020 Filed Nov 24, 2020 19:46 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013857 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 13:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013777 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 13:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 48 | $89.20 | $4,281.60 |
DisclosureSEC source: 0001225208-20-013777 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,584 Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 13:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013777 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 13:23 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 659 | $90.08 | $59,362.72 |
DisclosureSEC source: 0001225208-20-013705 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,432 F1 · balance_after: Includes 49 shares of common stock acquired on March 3, 2020, 60 shares of common stock acquired on June 2, 2020, and 56 shares of common stock acquired on September 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 400 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · derivative · entry 5 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% 11/21/2018. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,400 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 400 | $48.20 | $19,280.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49 shares of common stock acquired on March 3, 2020 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,400 | $55.49 | $77,686.00 |
DisclosureSEC source: 0001225208-20-004985 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49 shares of common stock acquired on March 3, 2020 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2019 Filed Dec 16, 2019 22:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015861 · doc4.xml · derivative · entry 6 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 206 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2019 Filed Dec 16, 2019 22:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 50 | $90.88 | $4,544.00 |
DisclosureSEC source: 0001225208-19-015861 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 F2 · balance_after: Includes 47 shares of common stock acquired on December 3, 2019 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2019 Filed Dec 16, 2019 22:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015861 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 47 shares of common stock acquired on December 3, 2019 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 22:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015861 · doc4.xml · derivative · entry 5 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302 Underlying: Common Stock · 302 shares Expires 2022-12-13 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 22:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015861 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2024-12-12 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/12/2022, 20% on 12/12/2023, and 20% on 12/12/2024. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:47 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015113 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 600 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% will vest on 11/30/2020, and 20% will vest on 11/30/2021. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:47 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 146 | $89.82 | $13,113.72 |
DisclosureSEC source: 0001225208-19-015113 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,923 Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:47 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015113 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 20:29 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014852 · doc4.xml · derivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-11-22 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014742 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Underlying: Common Stock · 200 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/19/2018, 20% on 11/19/2019, and will vest 20% on 11/19/2020. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 48 | $89.25 | $4,284.00 |
DisclosureSEC source: 0001225208-19-014742 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469 Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014742 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| October 03, 2019 Filed Oct 10, 2019 13:46 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013303 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317 F1 · balance_after: Includes 50 shares of common stock acquired on March 4, 2019, 51 shares of common stock acquired on June 4, 2019, and 55 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016797 · doc4.xml · derivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 Underlying: Common Stock · 225 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 19:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016266 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 206 shares Expires 2018-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 19:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 50 | $76.25 | $3,812.50 |
DisclosureSEC source: 0001225208-18-016266 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226 F2 · balance_after: Includes 52 shares of common stock acquired on December 4, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 19:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016266 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 52 shares of common stock acquired on December 4, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 20:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016005 · doc4.xml · derivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-11-29 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 14:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015784 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Underlying: Common Stock · 600 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: Of the 1,000 RSUs granted on 11/19/2015, 60% vested on 11/19/2018, 20% will vest on 11/19/2019, and 20% will vest on 11/19/2020. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 14:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 142 | $77.91 | $11,063.22 |
DisclosureSEC source: 0001225208-18-015784 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 14:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015784 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:22 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014727 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560 F1 · balance_after: Includes 45 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.