Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LEVI STRAUSS & CO
Report date January 31, 2023 · Filed January 09, 2024
Section 16 reporting ended · disclosed 2024-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 5,050,357 |
Reported balance
After 2023-01-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-01-31 · Gift · Disposed 14,952 · Balance 5,050,357 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
Holding disclosure · report date 2023-01-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 0 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: Peter E. Haas Jr. previously reported shares of Class B Common Stock on behalf of the Peter E. Haas Jr. Family Fund (the "Family Fund"), in his capacity as its Vice-President. Mr. Haas has resigned as Vice President of the Family Fund, and will no longer report the shares owned by the Family Fund. The Family Fund is now filing its own Form 3 to report the ownership of these shares. Mr. Haas disclaims beneficial ownership of these shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,082,740 |
Reported balance
Holding disclosure · report date 2023-01-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,082,740 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 400,000 |
Reported balance
Holding disclosure · report date 2023-01-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 400,000 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4: The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: Peter E. Haas Jr. previously reported shares of Class B Common Stock on behalf of the Peter E. Haas Jr. Family Fund (the "Family Fund"), in his capacity as its Vice-President. Mr. Haas has resigned as Vice President of the Family Fund, and will no longer report the shares owned by the Family Fund. The Family Fund is now filing its own Form 3 to report the ownership of these shares. Mr. Haas disclaims beneficial ownership of these shares.
F3: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.
F4: The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2020 Filed Mar 10, 2021 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 31,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005943 · doc1.xml · derivative · entry 6 Haas Peter E. Jr. · CIK 0001768791 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,210,916 Underlying: Class A Common Stock · 31,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 08, 2020 Filed Mar 10, 2021 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 43,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-005943 · doc1.xml · derivative · entry 5 Haas Peter E. Jr. · CIK 0001768791 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,242,451 Underlying: Class A Common Stock · 43,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:45 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass B Common Stock · Derivative | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012660 · doc4.xml · derivative · entry 1 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,335,030 Underlying: Class A Common Stock · 75 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: These securities are dividend equivalent rights (DERs) granted in connection with RSUs. Each DER represents a contingent right to receive one share of Class B Common Stock on settlement. The DERs vest in a series of 3 equal installments on the dates that are 13, 24 and 36 months following the date of grant. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 17, 2019 Filed Jan 9, 2020 01:54 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass B Common Stock · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000795 · doc1.xml · derivative · entry 4 Haas Peter E. Jr. · CIK 0001768791 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,334,955 Underlying: Class A Common Stock · 284 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · shares: These securities are dividend equivalent rights (DERs) granted in connection with RSUs. Each DER represents a contingent right to receive one share of Class B Common Stock on settlement. The DERs vest in a series of 3 equal installments on the dates that are 13, 24 and 36 months following the date of grant. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: This number includes 18,602 RSUs that previously were reported as Class A Common Stock and corrects an error made in Mr. Haas's Form 3 that was carried over to subsequent Forms 4. Read SEC document |
| October 14, 2019 Filed Jan 9, 2020 01:54 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GiftClass B Common Stock · Derivative | 1,875,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000795 · doc1.xml · derivative · entry 3 Haas Peter E. Jr. · CIK 0001768791 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,334,955 Underlying: Class A Common Stock · 1,875,865 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: This number includes 18,602 RSUs that previously were reported as Class A Common Stock and corrects an error made in Mr. Haas's Form 3 that was carried over to subsequent Forms 4. Read SEC document |
| September 21, 2019 Filed Jan 9, 2020 01:54 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 7,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000795 · doc1.xml · derivative · entry 2 Haas Peter E. Jr. · CIK 0001768791 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,334,955 Underlying: Class A Common Stock · 7,117 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · shares: These RSUs were forfeited on Mr. Haas's retirement from the Issuer's Board of Directors and were previously reported as Class A Common Stock. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: This number includes 18,602 RSUs that previously were reported as Class A Common Stock and corrects an error made in Mr. Haas's Form 3 that was carried over to subsequent Forms 4. Read SEC document |
| June 20, 2019 Filed Aug 9, 2019 20:14 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 7,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045335 · doc4.xml · nonDerivative · entry 1 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,547 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. Read SEC document |
| May 30, 2019 Filed Jan 9, 2020 01:54 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GiftClass B Common Stock · Derivative | 2,434,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000795 · doc1.xml · derivative · entry 1 Haas Peter E. Jr. · CIK 0001768791 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,334,955 Underlying: Class A Common Stock · 2,434,664 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: This number includes 18,602 RSUs that previously were reported as Class A Common Stock and corrects an error made in Mr. Haas's Form 3 that was carried over to subsequent Forms 4. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 2,750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 17 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,367,700 Underlying: Class A Common Stock · 2,750,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Peter E. Haas Jr. Family Fund. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the Peter E. Haas Jr. Family Fund, of which Mr. Haas is Vice President, for the benefit of charitable entities. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 16 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,669,350 Underlying: Class A Common Stock · 820,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 15 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 4,801,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 14 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,801,850 Underlying: Class A Common Stock · 4,801,850 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 29,117,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 13 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,117,700 Underlying: Class A Common Stock · 29,117,700 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The shares are held by the Peter E. Haas Jr. Family Fund, of which Mr. Haas is Vice President, for the benefit of charitable entities. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 11,489,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 12 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,489,350 Underlying: Class A Common Stock · 11,489,350 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 165,040 | $17.00 | $2,805,680.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 11 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · ownership.nature: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 165,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 10 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 165,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by trusts, of which Mr. Haas is trustee, for the benefit of others. F5 · ownership.nature: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 2,750,000 | $17.00 | $46,750,000.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 9 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · ownership.nature: The shares are held by the Peter E. Haas Jr. Family Fund, of which Mr. Haas is Vice President, for the benefit of charitable entities. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 2,750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 8 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,750,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Peter E. Haas Jr. Family Fund. F4 · ownership.nature: The shares are held by the Peter E. Haas Jr. Family Fund, of which Mr. Haas is Vice President, for the benefit of charitable entities. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 820,000 | $17.00 | $13,940,000.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 7 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 6 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 5 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · ownership.nature: The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 4,801,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 4 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 29,117,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 3 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · ownership.nature: The shares are held by the Peter E. Haas Jr. Family Fund, of which Mr. Haas is Vice President, for the benefit of charitable entities. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass A Common Stock | 49,430 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 2 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,430 F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · shares: Each share is represented by an RSU, 4,820 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 11,538,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · nonDerivative · entry 1 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · shares: 49,430 of the shares are represented by restricted stock units (RSUs), 4,820 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2016 Filed Mar 28, 2019 00:20 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 165,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021539 · doc4.xml · derivative · entry 18 Haas Peter E. Jr. · CIK 0001768791 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,636,810 Underlying: Class A Common Stock · 165,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by trusts, of which Mr. Haas is trustee, for the benefit of others. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.