organization · Reporting owner

HIGHBRIDGE CAPITAL MANAGEMENT LLC

Disclosed activity across 12 companies

Tapewire entity: 95241
SEC CIK: 0000919185

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
A. M. Castle & Co.CTAM · Entity 144324	10% owner	March 27, 2020	March 31, 2020
Benessere Capital Acquisition Corp.BENE · Entity 125175	10% owner	July 20, 2022	July 25, 2022
PARKER DRILLING CO /DE/PKD · Entity 150081	10% owner	February 11, 2020	February 13, 2020
Quotient LtdQTNTF · Entity 116378	10% owner	February 16, 2023	February 27, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

A. M. Castle & Co.

Report date March 27, 2020 · Filed March 31, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	23,028,594	Reported balance After 2020-03-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-03-27 · Other · Acquired 22,519,492 · Balance 23,028,594 F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 22,519,492 shares of Common Stock and $30,492,345 in aggregate principal amount of New Notes in exchange for $60,962,432.00 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("Highbridge Tactical" and together with MSF International, the "Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022SEC Table II · derivative / convertible security	IndirectSee footnote	Not disclosed	Reported balance After 2020-03-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-03-27 · Other · Disposed Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 22,519,492 shares of Common Stock and $30,492,345 in aggregate principal amount of New Notes in exchange for $60,962,432.00 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("Highbridge Tactical" and together with MSF International, the "Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024SEC Table II · derivative / convertible security	IndirectSee footnote	Not disclosed	Reported balance After 2020-03-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-03-27 · Other · Acquired Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 22,519,492 shares of Common Stock and $30,492,345 in aggregate principal amount of New Notes in exchange for $60,962,432.00 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("Highbridge Tactical" and together with MSF International, the "Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 22,519,492 shares of Common Stock and $30,492,345 in aggregate principal amount of New Notes in exchange for $60,962,432.00 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.

F4: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("Highbridge Tactical" and together with MSF International, the "Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

Benessere Capital Acquisition Corp.

Report date July 20, 2022 · Filed July 25, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee footnotes	737,127	Reported balance Holding disclosure · report date 2022-07-20 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 737,127 F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F2: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser.

F2: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

PARKER DRILLING CO /DE/

Report date February 11, 2020 · Filed February 13, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee footnotes	1,962,848	Reported balance After 2020-02-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-02-11 · Purchase · Acquired 5,200 · Balance 1,962,848 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.60 to $14.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.60 to $14.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds.

F3: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Quotient Ltd

Report date February 16, 2023 · Filed February 27, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary Shares, nil par value (the "Ordinary Shares")SEC Table I · non-derivative	IndirectSee footnotes	227,931	Reported balance Holding disclosure · report date 2023-02-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 227,931 F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F4: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Ordinary SharesSEC Table I · non-derivative	IndirectSee footnotes	17,020,000	Reported balance Holding disclosure · report date 2023-02-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 17,020,000 F2: The securities reported herein are held by Merger Co and Finance Co (as defined and described in Schedule 13D/A filed by Highbridge Capital Management, LLC, with respect to the securities of Quotient Limited on February 21, 2023). F4: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectSee footnotes	Not disclosed	Reported balance Holding disclosure · report date 2023-02-16 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F3: The warrants have no expiration date. F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F4: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F2: The securities reported herein are held by Merger Co and Finance Co (as defined and described in Schedule 13D/A filed by Highbridge Capital Management, LLC, with respect to the securities of Quotient Limited on February 21, 2023).

F3: The warrants have no expiration date.

F4: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Past disclosures · reporting ended (8)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CORNER GROWTH ACQUISITION CORP. 2

Report date January 10, 2023 · Filed January 12, 2023

Section 16 reporting ended · disclosed 2023-01-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2023-01-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-01-10 · Other · Disposed 812,712 · Balance 0 F1: As disclosed by the Issuer on January 10, 2023, the Issuer's Offer to Redeem which expired on January 6, 2023 was consummated. The Class A Ordinary Shares reported herein were tendered and accepted for redemption in the offer. The Class A Ordinary Shares were tendered for redemption and accepted by the Issuer pursuant to the Issuer's Offer to Redeem dated October 21, 2022 which expired on January 6, 2023. F2: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F3: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As disclosed by the Issuer on January 10, 2023, the Issuer's Offer to Redeem which expired on January 6, 2023 was consummated. The Class A Ordinary Shares reported herein were tendered and accepted for redemption in the offer. The Class A Ordinary Shares were tendered for redemption and accepted by the Issuer pursuant to the Issuer's Offer to Redeem dated October 21, 2022 which expired on January 6, 2023.

F2: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser.

ExcelFin Acquisition Corp.

Report date May 11, 2023 · Filed May 15, 2023

Section 16 reporting ended · disclosed 2023-05-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnotes	418,315	Reported balance After 2023-05-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-05-11 · Sale · Disposed 81,175 · Balance 418,315 F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F2: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

GTY Technology Holdings Inc.

Report date November 05, 2018 · Filed November 07, 2018

Jointly reported with Highbridge MSF International Ltd.

Section 16 reporting ended · disclosed 2018-11-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnote	1,978,000	Reported balance After 2018-11-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-11-05 · Sale · Disposed 500,000 · Balance 1,978,000 F1: The securities reported herein are held by 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of MSF International. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held by 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of MSF International. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

HH&L Acquisition Co.

Report date January 10, 2024 · Filed January 12, 2024

Section 16 reporting ended · disclosed 2024-01-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnotes	250,000	Reported balance After 2024-01-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-01-10 · Sale · Disposed 250,000 · Balance 250,000 F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F2: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

HYCROFT MINING HOLDING CORP

Report date August 27, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnotes	5,995,316	Reported balance After 2021-08-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-08-27 · Sale · Disposed 173,560 · Balance 5,995,316 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.96 to $2.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds. F3: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.96 to $2.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The securities reported herein are held by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"). Highbridge Capital Management, LLC serves as the trading manager of the Highbridge Funds.

KnightSwan Acquisition Corp

Report date December 06, 2023 · Filed January 03, 2024

Section 16 reporting ended · disclosed 2024-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnotes	0	Reported balance After 2023-12-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-12-06 · Other · Disposed 476,069 · Balance 0 F1: In connection with the liquidation and dissolution of the Issuer, the shares held by the Highbridge Funds (as defined below) were redeemed by the Issuer. F2: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F3: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the liquidation and dissolution of the Issuer, the shares held by the Highbridge Funds (as defined below) were redeemed by the Issuer.

TETRALOGIC PHARMACEUTICALS Corp

Report date November 14, 2016 · Filed November 16, 2016

Section 16 reporting ended · disclosed 2016-11-16. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Tempo Automation Holdings, Inc.

Report date June 21, 2022 · Filed June 23, 2022

Section 16 reporting ended · disclosed 2022-06-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnotes	779,216	Last balance in matching sequence After 2022-06-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2022-06-21 · Sale · Disposed 55,941 · Balance 885,182 F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F2: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 2 · 2022-06-22 · Sale · Disposed 105,966 · Balance 779,216 F1: The securities reported herein are held by certain funds and accounts (the "Highbridge Funds") to which Highbridge Capital Management, LLC (the "Reporting Person"), a Delaware limited liability company, serves as investment adviser. F2: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 31, 2020 Filed Feb 4, 2020 16:30 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock, par value $0.01 per share ("Common Stock")	80,020	$17.12	$1,369,942.40	Disclosure SEC source: 0000902664-20-000706 · ownership.xml · nonDerivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,735,003 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.96 to $17.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
January 30, 2020 Filed Jan 31, 2020 16:39 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock	81,385	$17.55	$1,428,306.75	Disclosure SEC source: 0000902664-20-000623 · ownership.xml · nonDerivative · entry 2 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,654,983 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.20 to $17.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
January 29, 2020 Filed Jan 31, 2020 16:39 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock, par value $0.01 per share ("Common Stock")	10,914	$18.20	$198,634.80	Disclosure SEC source: 0000902664-20-000623 · ownership.xml · nonDerivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,573,598 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.98 to $18.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
January 23, 2020 Filed Jan 24, 2020 16:12 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock	2,214	$17.92	$39,674.88	Disclosure SEC source: 0000902664-20-000466 · ownership.xml · nonDerivative · entry 2 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,562,684 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.84 to $18.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:12 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock, par value $0.01 per share ("Common Stock")	10,482	$17.84	$186,998.88	Disclosure SEC source: 0000902664-20-000466 · ownership.xml · nonDerivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,560,470 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.71 to $17.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
January 21, 2020 Filed Jan 21, 2020 18:35 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock	10,212	$17.60	$179,731.20	Disclosure SEC source: 0000902664-20-000337 · ownership.xml · nonDerivative · entry 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,549,988 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.42 to $17.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
January 17, 2020 Filed Jan 21, 2020 18:35 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock	16,458	$17.94	$295,256.52	Disclosure SEC source: 0000902664-20-000337 · ownership.xml · nonDerivative · entry 2 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,539,776 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.87 to $18.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
January 16, 2020 Filed Jan 21, 2020 18:35 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	PurchaseCommon Stock, par value $0.01 per share ("Common Stock")	16,359	$17.43	$285,137.37	Disclosure SEC source: 0000902664-20-000337 · ownership.xml · nonDerivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,523,318 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.33 to $17.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by (i) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTC") and (ii) Highbridge SCF Special Situations SPV, L.P., a Cayman Islands exempted limited partnership ("SCFS" and together with HTC, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document
April 05, 2019 Filed Apr 8, 2019 16:05 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock	19,827	$16.83	$333,688.41	Disclosure SEC source: 0000902664-19-001822 · ownership.xml · nonDerivative · entry 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,455,961 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
April 05, 2019 Filed Apr 8, 2019 16:05 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock	67,954	$17.76	$1,206,863.04	Disclosure SEC source: 0000902664-19-001822 · ownership.xml · nonDerivative · entry 2 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,475,788 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
April 05, 2019 Filed Apr 8, 2019 16:05 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock, par value $0.16 2/3 per share ("Common Stock")	1,000	$17.79	$17,790.00	Disclosure SEC source: 0000902664-19-001822 · ownership.xml · nonDerivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,543,742 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
April 04, 2019 Filed Apr 5, 2019 18:33 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock	10,526	$15.83	$166,626.58	Disclosure SEC source: 0000902664-19-001801 · ownership.xml · nonDerivative · entry 5 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,544,742 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
April 04, 2019 Filed Apr 5, 2019 18:33 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock	10,000	$16.12	$161,200.00	Disclosure SEC source: 0000902664-19-001801 · ownership.xml · nonDerivative · entry 4 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,555,268 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
April 03, 2019 Filed Apr 5, 2019 18:33 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock	130	$17.25	$2,242.50	Disclosure SEC source: 0000902664-19-001801 · ownership.xml · nonDerivative · entry 3 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,565,268 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
April 03, 2019 Filed Apr 5, 2019 18:33 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock	300	$17.32	$5,196.00	Disclosure SEC source: 0000902664-19-001801 · ownership.xml · nonDerivative · entry 2 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,565,398 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
April 03, 2019 Filed Apr 5, 2019 18:33 UTC	PARKER DRILLING CO /DE/ PKD · Entity 150081	SaleCommon Stock, par value $0.16 2/3 per share ("Common Stock")	27,295	$16.10	$439,449.50	Disclosure SEC source: 0000902664-19-001801 · ownership.xml · nonDerivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,565,698 F1 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Highbridge Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:34 UTC	GTY Technology Holdings Inc. GTYH · Entity 125445	SaleClass A Ordinary Shares, par value $0.0001 per share	500,000	$10.12	$5,060,000.00	Disclosure SEC source: 0000902664-18-003966 · ownership.xml · nonDerivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 1992 MSF International Ltd. · CIK 0001308315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,978,000 F1 · ownership.nature: The securities reported herein are held by 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of MSF International. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
June 05, 2018 Filed Jun 7, 2018 17:48 UTC	A. M. Castle & Co. CTAM · Entity 144324	Purchase5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 · Derivative	Not disclosed	$2,090,545.77	$2,278,524.00	Disclosure SEC source: 0000902664-18-002504 · p18-1299form4.xml · derivative · entry 1 HIGHBRIDGE CAPITAL MANAGEMENT LLC · CIK 0000919185 · 10% owner 1992 MSF International Ltd. · CIK 0001308315 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · 604,720 shares Expires not disclosed F1 · derivative.exercise_price: The Convertible Notes are convertible into shares of Common Stock at an initial conversion rate of 0.2654 shares of Common Stock per $1.00 principal amount of Convertible Notes (subject to adjustment in certain circumstances in accordance with the terms of the Convertible Notes). F2 · derivative.exercise_date: The Issuer's 5.00% / 7.00% Convertible Senior Secured PIK Toggle Notes due 2022 (the "Convertible Notes") are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2022, the maturity date of the Convertible Notes. F2 · derivative.expiration_date: The Issuer's 5.00% / 7.00% Convertible Senior Secured PIK Toggle Notes due 2022 (the "Convertible Notes") are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2022, the maturity date of the Convertible Notes. F3 · derivative.underlying: Upon conversion of the Convertible Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F3 · derivative.underlying_shares: Upon conversion of the Convertible Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4 · valueOwnedAfter: Includes $2,053,185 principal amount of Convertible Notes received as payment-in-kind interest. F5 · ownership.nature: The securities reported herein are held by (i) 1992 MSF International Ltd., a Cayman Islands exempted company ("MSF International") and (ii) 1992 Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("1992 Tactical" and together with MSF International, the "Funds"). Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Funds. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.