Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HP INCHPQ · Entity 642 | President, Personal Systems | January 12, 2018 | January 16, 2018 |
| Petco Health & Wellness Company, Inc.WOOF · Entity 5186 | Director · CEO & Chairman | January 16, 2024 | January 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HP INC
Report date January 12, 2018 · Filed January 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,766 |
Reported balance
After 2018-01-12 transaction · row 1
1 source rowRow 1 · 2018-01-12 · Sale · Disposed 15,000 · Balance 130,766 F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/26/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/26/2017.
Petco Health & Wellness Company, Inc.
Report date January 16, 2024 · Filed January 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 997,619 |
Reported balance
After 2024-01-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-16 · Tax withholding · Disposed 20,756 · Balance 997,619 F1: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on January 13, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan"), and a portion vested on January 13, 2024. F2: Includes 568,990 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 600 |
Reported balance
Holding disclosure · report date 2024-01-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 600 F3: These shares are held in accounts for the Reporting Person's children and the Reporting Person is the custodian of the accounts. The Reporting Person disclaims ownership of the shares held in these custodial accounts, and this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 600 |
Reported balance
Holding disclosure · report date 2024-01-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 600 F3: These shares are held in accounts for the Reporting Person's children and the Reporting Person is the custodian of the accounts. The Reporting Person disclaims ownership of the shares held in these custodial accounts, and this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported reflects the withholding of restricted stock units ("RSUs") in satisfaction of the Reporting Person's tax liability. The RSUs were granted to the Reporting Person on January 13, 2021 pursuant to the Petco Health and Wellness Company, Inc. 2021 Equity Incentive Plan (as amended, the "2021 Plan"), and a portion vested on January 13, 2024.
F2: Includes 568,990 outstanding RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of Class A common stock of the Issuer.
F3: These shares are held in accounts for the Reporting Person's children and the Reporting Person is the custodian of the accounts. The Reporting Person disclaims ownership of the shares held in these custodial accounts, and this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2016 Filed Dec 14, 2016 01:33 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 40,033 | $15.78 | $631,720.74 |
DisclosureSEC source: 0001562180-16-003765 · primarydocument.xml · nonDerivative · entry 1 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,820.754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:35 UTC | HP INC HPQ · Entity 642 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 27,024 | $15.78 Strike: $12.49 | $426,438.72 |
DisclosureSEC source: 0001562180-16-003703 · primarydocument.xml · derivative · entry 4 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,025 Underlying: Common Stock · 27,024 shares Expires 2021-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F3 · derivative.exercise_date: On December 10, 2013, the reporting person was granted an option to purchase a total of 81,072 shares, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:35 UTC | HP INC HPQ · Entity 642 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 86,749 | $15.78 Strike: $6.40 | $1,368,899.22 |
DisclosureSEC source: 0001562180-16-003703 · primarydocument.xml · derivative · entry 3 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,479 shares Expires 2020-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · derivative.exercise_date: On December 6, 2012, the reporting person was granted an option to purchase a total of 259,428 shares, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:35 UTC | HP INC HPQ · Entity 642 | SaleCommon Stock | 113,503 | $15.78 | $1,791,077.34 |
DisclosureSEC source: 0001562180-16-003703 · primarydocument.xml · nonDerivative · entry 2 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,787.754 Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 21:35 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 113,503 | $15.78 | $1,791,077.34 |
DisclosureSEC source: 0001562180-16-003703 · primarydocument.xml · nonDerivative · entry 1 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,287.754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 01:12 UTC | HP INC HPQ · Entity 642 | GrantRestricted Stock Units · Derivative | 111,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003725 · primarydocument.xml · derivative · entry 2 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,455 Underlying: Common Stock · 111,455 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F3 · shares: On 12/07/16 the reporting person was granted 111,455 RSUs, 37,151 of which will vest on 12/07/17 and 37,152 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · price: On 12/07/16 the reporting person was granted 111,455 RSUs, 37,151 of which will vest on 12/07/17 and 37,152 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · derivative.exercise_date: On 12/07/16 the reporting person was granted 111,455 RSUs, 37,151 of which will vest on 12/07/17 and 37,152 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. F3 · derivative.expiration_date: On 12/07/16 the reporting person was granted 111,455 RSUs, 37,151 of which will vest on 12/07/17 and 37,152 will vest on each of 12/07/2018 and 12/07/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the HP common stock. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 01:12 UTC | HP INC HPQ · Entity 642 | GrantPerformance Adjusted Restricted Stock Units · Derivative | 153,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003725 · primarydocument.xml · derivative · entry 1 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,042 Underlying: Common Stock · 153,042 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. F2 · shares: On 12/7/16 the reporting person was granted 153,042 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · price: On 12/7/16 the reporting person was granted 153,042 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · derivative.exercise_date: On 12/7/16 the reporting person was granted 153,042 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. F2 · derivative.expiration_date: On 12/7/16 the reporting person was granted 153,042 performance adjusted restricted stock units ("PARSUs"), 50% of which will be earned on each of 12/7/18 and 12/7/19 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/17, 12/7/18 and 12/7/19 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/18 and 12/7/19. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:13 UTC | HP INC HPQ · Entity 642 | Exercise / conversionRestricted Stock Units · Derivative | 48,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-16-003333 · primarydocument.xml · derivative · entry 3 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,558 Underlying: Common Stock · 48,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of HP common stock. F2 · shares: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. F3 · shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. F2 · price: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. F2 · derivative.exercise_date: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. F2 · derivative.expiration_date: As previously reported, on 10/30/2015 the reporting person was granted 140,336 RSUs, 46,778 of which vested on 10/30/2016, 46,779 will vest on 10/30/2017 and 46,779 will vest on 10/30/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,818 vested dividend equivalent rights. F3 · derivative.underlying_shares: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015. Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:13 UTC | HP INC HPQ · Entity 642 | Tax withholdingCommon Stock | 18,264 | $14.09 | $257,339.76 |
DisclosureSEC source: 0001562180-16-003333 · primarydocument.xml · nonDerivative · entry 2 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,784.754 Read SEC document |
| October 30, 2016 Filed Nov 1, 2016 21:13 UTC | HP INC HPQ · Entity 642 | Exercise / conversionCommon Stock | 48,596 | $14.09 | $684,717.64 |
DisclosureSEC source: 0001562180-16-003333 · primarydocument.xml · nonDerivative · entry 1 COUGHLIN RON · CIK 0001656301 · President, Personal Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,048.754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.