Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | EVP & Chief Transform. Officer | January 30, 2024 | February 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORFOLK SOUTHERN CORP
Report date January 30, 2024 · Filed February 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,056.5119 |
Reported balance
After 2024-01-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-30 · Grant · Acquired 3,717 · Balance 21,056.5119 F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16b-3 plan). F2: The reporting person's previous Form 4 filed on January 30, 2024 overstated the total amount of shares beneficially owned in column 5 by 93 shares due to an administrative error. The amount reported in colunn 5 for this transaction has been updated to reflect this error. |
| Common StockSEC Table I · non-derivative | Direct | 21,601.5119 |
Reported balance
After 2024-01-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-01-30 · Exercise / conversion · Acquired 545 · Balance 21,601.5119 F3: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments. |
| Common StockSEC Table I · non-derivative | Direct | 21,368.5119 |
Reported balance
After 2024-01-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-01-30 · Tax withholding · Disposed 233 · Balance 21,368.5119 |
| Common StockSEC Table I · non-derivative | Direct | 19,778.5119 |
Reported balance
After 2024-01-30 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-01-30 · Tax withholding · Disposed 1,590 · Balance 19,778.5119 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,849 |
Reported balance
After 2024-01-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-01-30 · Grant · Acquired 2,960 · Balance 6,849 F4: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2024, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,304 |
Reported balance
After 2024-01-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-01-30 · Exercise / conversion · Disposed 545 · Balance 6,304 F3: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16b-3 plan).
F2: The reporting person's previous Form 4 filed on January 30, 2024 overstated the total amount of shares beneficially owned in column 5 by 93 shares due to an administrative error. The amount reported in colunn 5 for this transaction has been updated to reflect this error.
F3: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the fourth of four installments.
F4: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2024, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2021 Filed Jan 27, 2021 13:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 88 | $243.28 | $21,408.64 |
DisclosureSEC source: 0001225208-21-001177 · doc4.xml · nonDerivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,974.5119 Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 13:41 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001177 · doc4.xml · nonDerivative · entry 1 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,062.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:48 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2014) · Derivative | 1,061 | Not disclosed Strike: $94.17 | Not disclosed |
DisclosureSEC source: 0001225208-20-012952 · doc4.xml · derivative · entry 7 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,061 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:48 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2014) · Derivative | 579 | Not disclosed Strike: $94.17 | Not disclosed |
DisclosureSEC source: 0001225208-20-012952 · doc4.xml · derivative · entry 6 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061 Underlying: Common Stock · 579 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:48 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 791 | $213.63 | $168,978.72 |
DisclosureSEC source: 0001225208-20-012952 · doc4.xml · nonDerivative · entry 5 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,747.5119 Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:48 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 579 | $214.17 | $124,004.43 |
DisclosureSEC source: 0001225208-20-012952 · doc4.xml · nonDerivative · entry 4 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,538.5119 Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:48 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 472 | $212.02 | $100,071.08 |
DisclosureSEC source: 0001225208-20-012952 · doc4.xml · nonDerivative · entry 3 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,117.5119 Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:48 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 579 | $94.17 | $54,524.43 |
DisclosureSEC source: 0001225208-20-012952 · doc4.xml · nonDerivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,589.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 20:48 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,061 | $94.17 | $99,914.37 |
DisclosureSEC source: 0001225208-20-012952 · doc4.xml · nonDerivative · entry 1 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,010.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 13:09 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,336 | $208.16 | $278,102.43 |
DisclosureSEC source: 0001225208-20-001618 · doc4.xml · nonDerivative · entry 1 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,949.5119 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.1500 to $208.1900, inclusive. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 2,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001491 · doc4.xml · derivative · entry 7 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,043 Underlying: Common Stock · 2,180 shares Expires not disclosed F4 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2020) · Derivative | 2,960 | Not disclosed Strike: $214.50 | Not disclosed |
DisclosureSEC source: 0001225208-20-001491 · doc4.xml · derivative · entry 6 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960 Underlying: Common Stock · 2,960 shares Expires 2030-01-30 F3 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2013) · Derivative | 1,118 | Not disclosed Strike: $69.83 | Not disclosed |
DisclosureSEC source: 0001225208-20-001491 · doc4.xml · derivative · entry 5 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,118 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,118 | $211.83 | $236,826.05 |
DisclosureSEC source: 0001225208-20-001491 · doc4.xml · nonDerivative · entry 4 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,285.5119 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 523 | $213.32 | $111,566.36 |
DisclosureSEC source: 0001225208-20-001491 · doc4.xml · nonDerivative · entry 3 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,403.5119 Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,118 | $69.83 | $78,069.94 |
DisclosureSEC source: 0001225208-20-001491 · doc4.xml · nonDerivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,926.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:18 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 1,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001491 · doc4.xml · nonDerivative · entry 1 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,808.5119 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001320 · doc4.xml · derivative · entry 6 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 910 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2019, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2019, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2019, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2019, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2019, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001320 · doc4.xml · derivative · entry 5 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863 Underlying: Common Stock · 287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of four installments. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 253 | $204.14 | $51,647.42 |
DisclosureSEC source: 0001225208-20-001320 · doc4.xml · nonDerivative · entry 4 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,927.5119 Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 80 | $204.14 | $16,331.20 |
DisclosureSEC source: 0001225208-20-001320 · doc4.xml · nonDerivative · entry 3 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,180.5119 Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001320 · doc4.xml · nonDerivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,260.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:10 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001320 · doc4.xml · nonDerivative · entry 1 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001302 · doc4.xml · derivative · entry 6 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 340 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 27, 2015, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001302 · doc4.xml · derivative · entry 5 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630 Underlying: Common Stock · 315 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F1 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F1 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F1 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. F1 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 95 | $204.22 | $19,400.43 |
DisclosureSEC source: 0001225208-20-001302 · doc4.xml · nonDerivative · entry 4 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,063.5119 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 88 | $204.22 | $17,971.36 |
DisclosureSEC source: 0001225208-20-001302 · doc4.xml · nonDerivative · entry 3 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,158.5119 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001302 · doc4.xml · nonDerivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,246.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 23:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001302 · doc4.xml · nonDerivative · entry 1 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,931.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:24 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2013) · Derivative | 1,432 | Not disclosed Strike: $69.83 | Not disclosed |
DisclosureSEC source: 0001225208-19-013977 · doc4.xml · derivative · entry 3 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118 Underlying: Common Stock · 1,432 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:24 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 545 | $183.62 | $100,072.57 |
DisclosureSEC source: 0001225208-19-013977 · doc4.xml · nonDerivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,591.5119 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 15:24 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,432 | $69.83 | $99,996.56 |
DisclosureSEC source: 0001225208-19-013977 · doc4.xml · nonDerivative · entry 1 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,136.5119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 16, 2019 Filed Sep 12, 2019 20:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-012365 · doc4.xml · derivative · entry 3 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 Underlying: Common Stock · 360 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. Read SEC document |
| August 16, 2019 Filed Sep 12, 2019 20:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 08/16/2019) · Derivative | 500 | Not disclosed Strike: $173.00 | Not disclosed |
DisclosureSEC source: 0001225208-19-012365 · doc4.xml · derivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires 2029-01-27 F1 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-erm Incentive Plan (a 16b-3 plan). Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 21:04 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-007283 · doc4.xml · derivative · entry 3 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760 Underlying: Common Stock · 760 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in three annual installments beginning on January 28, 2021. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 21:04 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 04/25/2019) · Derivative | 940 | Not disclosed Strike: $204.06 | Not disclosed |
DisclosureSEC source: 0001225208-19-007283 · doc4.xml · derivative · entry 2 Adams Ann A · CIK 0001772612 · EVP-Chief Transform. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940 Underlying: Common Stock · 940 shares Expires 2029-01-27 F1 · price: Reports the grant to the reporting person of an option to purchase shares of common stock un the Norfolk Southern Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.