Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | EVP and CFO | February 15, 2020 | February 19, 2020 |
| Penguin Solutions, Inc.SGH · Entity 4377 | Director | February 09, 2024 | February 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date February 15, 2020 · Filed February 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 303,869 |
Reported balance
After 2020-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-18 · Sale · Disposed 8,400 · Balance 303,869 F1: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs (the acquisition of which had already been reported on Table I) that vested on February 15, 2020. Proceeds of the sales were tendered to the issuer for payment to the applicable taxing authorities. F2: This transaction was executed in multiple trades at prices ranging from $11.43 to $11.565. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs (the acquisition of which had already been reported on Table I) that vested on February 15, 2020. Proceeds of the sales were tendered to the issuer for payment to the applicable taxing authorities.
F2: This transaction was executed in multiple trades at prices ranging from $11.43 to $11.565. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan.
Penguin Solutions, Inc.
Report date February 09, 2024 · Filed February 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 58,202 |
Reported balance
After 2024-02-09 transaction · row 1
1 source rowRow 1 · 2024-02-09 · Grant · Acquired 6,821 · Balance 58,202 F1: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 29, 2019 18:21 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 10 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,890 Underlying: Class A Common Stock · 3,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019. F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019. F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 29, 2019 18:21 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU) Class B Common Stock · Derivative | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033283 · doc4.xml · derivative · entry 9 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · kind: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019. F5 · derivative.exercise_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019. F5 · derivative.expiration_date: Delivery of shares that vested on January 25, 2019 was deferred by the reporting person until May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 29, 2019 18:21 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 98,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 7 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| May 24, 2019 Filed May 29, 2019 18:21 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 5 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| May 24, 2019 Filed May 29, 2019 18:21 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 6,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 3 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| May 24, 2019 Filed May 29, 2019 18:21 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033283 · doc4.xml · nonDerivative · entry 1 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:15 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Non-qualified Stock Option) · Derivative | 71,352 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-19-011657 · doc4.xml · derivative · entry 2 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,352 Underlying: Class A Common Stock · 71,352 shares Expires not disclosed F3 · derivative.exercise_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. F3 · derivative.expiration_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:15 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 71,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011657 · doc4.xml · nonDerivative · entry 1 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,852 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The RSUs vest as to 25% of the shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. F2 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 11:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 4,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-001695 · dp102029_4-furr.xml · nonDerivative · entry 1 FURR RANDY W · CIK 0001245699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,652 F1 · shares: 100% of the RSUs vest on February 1, 2020. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 18:17 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class A Common Stock) · Derivative | 394,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045396 · doc4.xml · derivative · entry 1 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,735 Underlying: Class A Common Stock · 394,735 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSU vests over two years at six month intervals from July 27, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:32 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 19,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044635 · doc4.xml · derivative · entry 4 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,125 Underlying: Class B Common Stock · 19,125 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:32 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044635 · doc4.xml · derivative · entry 3 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,890 Underlying: Class B Common Stock · 3,890 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:32 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 19,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044635 · doc4.xml · derivative · entry 2 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,998 Underlying: Class B Common Stock · 19,998 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:32 UTC | Bloom Energy Corp BE · Entity 2659 | PurchaseClass A Common Stock | 5,000 | $15.00 | $75,000.00 |
DisclosureSEC source: 0001209191-18-044635 · doc4.xml · nonDerivative · entry 1 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:34 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 53,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044119 · doc4.xml · derivative · entry 2 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,334 Underlying: Class B Common Stock · 53,334 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:34 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044119 · doc4.xml · derivative · entry 1 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class B Common Stock · 80,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 16:20 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 7,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-009075 · dp80660_4-furr.xml · nonDerivative · entry 1 FURR RANDY W · CIK 0001245699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,816 F1 · shares: Reflects restricted stock units that will vest in two installments on the first anniversary of grant and in January 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.