Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UMB FINANCIAL CORPUMBF · Entity 2021 | President of Subsidiary | October 03, 2018 | October 04, 2018 |
| VALLEY NATIONAL BANCORPVLY · Entity 3674 | SEVP, Chief Financial Officer | February 20, 2024 | February 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UMB FINANCIAL CORP
Report date October 03, 2018 · Filed October 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,250.9536 |
Ending reported balance
After 2018-10-03 transaction · row 15
15 source rows · reconciled sequenceRow 1 · 2018-10-03 · Sale · Disposed 100 · Balance 57,627.9536 Row 2 · 2018-10-03 · Sale · Disposed 600 · Balance 57,027.9536 Row 3 · 2018-10-03 · Sale · Disposed 1,330 · Balance 55,697.9536 Row 4 · 2018-10-03 · Sale · Disposed 804 · Balance 54,893.9536 Row 5 · 2018-10-03 · Sale · Disposed 199 · Balance 54,694.9536 Row 6 · 2018-10-03 · Sale · Disposed 320 · Balance 54,374.9536 Row 7 · 2018-10-03 · Sale · Disposed 100 · Balance 54,274.9536 Row 8 · 2018-10-03 · Sale · Disposed 1,256 · Balance 53,018.9536 Row 9 · 2018-10-03 · Sale · Disposed 300 · Balance 52,718.9536 Row 10 · 2018-10-03 · Sale · Disposed 69 · Balance 52,649.9536 Row 11 · 2018-10-03 · Sale · Disposed 800 · Balance 51,849.9536 Row 12 · 2018-10-03 · Sale · Disposed 899 · Balance 50,950.9536 Row 13 · 2018-10-03 · Sale · Disposed 400 · Balance 50,550.9536 Row 14 · 2018-10-03 · Sale · Disposed 200 · Balance 50,350.9536 Row 15 · 2018-10-03 · Sale · Disposed 100 · Balance 50,250.9536 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 290.2006 |
Reported balance
Holding disclosure · report date 2018-10-03 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 290.2006 |
VALLEY NATIONAL BANCORP
Report date February 20, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,114 |
Ending reported balance
After 2024-02-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-20 · Grant · Acquired 21,299 · Balance 108,781 F1: Restricted stock units (RSUs) granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan. The RSUs are time-based with three-year equal vesting, with vesting on each February 1 for the next three years. Row 2 · 2024-02-20 · Grant · Acquired 80,831 · Balance 189,612 F2: Payout of performance stock units granted in early 2021. Row 3 · 2024-02-20 · Tax withholding · Disposed 40,498 · Balance 149,114 F3: Shares withheld to satisfy tax withholding obligations arising upon the payout of performance stock units in a transaction exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan. The RSUs are time-based with three-year equal vesting, with vesting on each February 1 for the next three years.
F2: Payout of performance stock units granted in early 2021.
F3: Shares withheld to satisfy tax withholding obligations arising upon the payout of performance stock units in a transaction exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 200 | $74.17 | $14,834.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 10 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,034.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.26 | $7,426.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 9 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,234.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.39 | $7,439.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 8 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,334.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.34 | $7,434.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 7 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,434.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.09 | $7,409.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 6 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,534.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.25 | $7,425.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 5 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,634.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.29 | $7,429.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 4 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,734.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.20 | $7,420.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 3 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,834.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.12 | $7,412.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 2 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,934.6902 Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 1,700 | $41.71 | $70,907.00 |
DisclosureSEC source: 0001127602-17-016913 · form4.xml · nonDerivative · entry 1 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,034.6902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 600 | $0.00 Strike: $41.71 | $0.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · derivative · entry 9 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,457 Underlying: Common Stock · 600 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $76.50 | $7,650.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · nonDerivative · entry 7 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,334.6902 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $76.59 | $7,659.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · nonDerivative · entry 6 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,434.6902 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $76.84 | $7,684.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · nonDerivative · entry 5 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,534.6902 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $76.50 | $7,650.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · nonDerivative · entry 4 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,634.6902 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $76.61 | $7,661.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · nonDerivative · entry 3 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,734.6902 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $76.50 | $7,650.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · nonDerivative · entry 2 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,834.6902 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 600 | $41.71 | $25,026.00 |
DisclosureSEC source: 0001127602-17-015890 · form4.xml · nonDerivative · entry 1 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,934.6902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 16:00 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 155 | $76.87 | $11,914.85 |
DisclosureSEC source: 0001127602-17-005718 · form4.xml · nonDerivative · entry 3 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,220.9349 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:00 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 355 | $76.87 | $27,288.85 |
DisclosureSEC source: 0001127602-17-005718 · form4.xml · nonDerivative · entry 2 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,375.9349 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 16:00 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 144 | $76.87 | $11,069.28 |
DisclosureSEC source: 0001127602-17-005718 · form4.xml · nonDerivative · entry 1 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,730.9349 Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 19:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantStock Option (Right to Buy) · Derivative | 8,039 | $0.00 Strike: $75.25 | $0.00 |
DisclosureSEC source: 0001127602-17-004043 · form4.xml · derivative · entry 3 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,039 Underlying: Common Stock · 8,039 shares Expires 2027-02-02 F2 · derivative.exercise_date: Options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 19:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 5,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004043 · form4.xml · nonDerivative · entry 1 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,874.9349 Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:42 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 1,047 | $73.36 | $76,807.92 |
DisclosureSEC source: 0001127602-17-002392 · form4.xml · nonDerivative · entry 2 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,144.9349 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 23:42 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Disposition to issuerCommon Stock | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002392 · form4.xml · nonDerivative · entry 1 Hagedorn Michael D · CIK 0001321912 · President of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,191.9349 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.