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person · Reporting owner

Johnson James W.

Disclosed activity across 1 company

Tapewire entity
93964
SEC CIK
0001493403

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OSHKOSH CORPOSK · Entity 3573Exec. VP & Pres., VocationalFebruary 21, 2024February 23, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OSHKOSH CORP

Report date February 21, 2024 · Filed February 23, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect53,034.267 Ending reported balance After 2024-02-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-02-21 · Exercise / conversion · Acquired 1,082.812 · Balance 53,518.267

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Row 2 · 2024-02-21 · Tax withholding · Disposed 484 · Balance 53,034.267

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,082.809 Reported balance After 2024-02-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-02-21 · Exercise / conversion · Disposed 1,082.812 · Balance 1,082.809

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2019 Filed May 29, 2019 20:41 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 11,029 $76.05 $838,755.45
Disclosure

SEC source: 0000775158-19-000068 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,122.324

F1 · price: Represents weighted average price. Individual sales by lot ranged from $75.82 to $76.20. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Amount includes a total of 695.97 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 5/29/2019. Between 11/15/2018 and 5/29/2019, the reporting person acquired 22.49 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
May 06, 2019 Filed May 8, 2019 16:51 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6,175 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000058 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,175

Underlying: Common Stock · 6,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 14.47 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000042 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,264.47

Underlying: Common Stock · 14.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.383 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000042 · edgar.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881.105

Underlying: Common Stock · 6.383 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.55 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000042 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046.342

Underlying: Common Stock · 3.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3.523 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · derivative · entry 8

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874.722

Underlying: Common Stock · 3.523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3.92 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · derivative · entry 7

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042.792

Underlying: Common Stock · 3.92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $71.56 $143.12
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,128.834

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3.523 $71.56 $252.11
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,130.834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2018 which fell between dividend record date and dividend payment date.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $71.56 $143.12
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,127.311

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3.92 $71.56 $280.52
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,129.311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2018 which fell between dividend record date and dividend payment date.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 10.57 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · derivative · entry 6

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,878.245

Underlying: Common Stock · 10.57 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:27 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.839 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000192 · edgar.xml · derivative · entry 5

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046.712

Underlying: Common Stock · 7.839 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:36 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1,038.877 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000179 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038.873

Underlying: Common Stock · 1,038.877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:36 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 333 $67.11 $22,347.63
Disclosure

SEC source: 0000775158-18-000179 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125.391

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:36 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,038.877 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000179 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,458.391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:37 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 933.838 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000159 · edgar.xml · derivative · entry 5

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867.675

Underlying: Common Stock · 933.838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:37 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 299 $65.29 $19,521.71
Disclosure

SEC source: 0000775158-18-000159 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,419.514

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:37 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 933.838 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000159 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,718.514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:37 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 4,250 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000159 · edgar.xml · derivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,250

Underlying: Common Stock · 4,250 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:37 UTC OSHKOSH CORP OSK · Entity 3573 GrantOptions · Derivative 7,000 $0.00 Strike: $66.09 $0.00
Disclosure

SEC source: 0000775158-18-000159 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2028-11-19

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:15 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1,711.738 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000142 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,711.738 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:15 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 548 $63.52 $34,808.96
Disclosure

SEC source: 0000775158-18-000142 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,784.676

F2 · balance_after: Amount includes a total of 673.48 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/14/2018. Between 11/14/2017 and 11/14/2018, the reporting person acquired 42.57 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:15 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,711.738 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000142 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,290.106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,174 $62.60 $73,492.40
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,578.368

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,668 $62.60 $229,616.80
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,752.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 947 $62.60 $59,282.20
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,084.368

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:36 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,958 $62.60 $185,170.80
Disclosure

SEC source: 0000775158-18-000123 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,031.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:01 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 9.566 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000114 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801.513

Underlying: Common Stock · 9.566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:01 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.094 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000114 · edgar.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077.75

Underlying: Common Stock · 7.094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 18:01 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 5.845 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000114 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711.738

Underlying: Common Stock · 5.845 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

Read SEC document
May 29, 2018 Filed May 30, 2018 19:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.841 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000078 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791.947

Underlying: Common Stock · 8.841 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
May 29, 2018 Filed May 30, 2018 19:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.557 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000078 · edgar.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.656

Underlying: Common Stock · 6.557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
May 29, 2018 Filed May 30, 2018 19:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 5.402 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000078 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705.893

Underlying: Common Stock · 5.402 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

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February 26, 2018 Filed Feb 27, 2018 20:51 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.106 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000041 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,783.106

Underlying: Common Stock · 8.106 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

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February 26, 2018 Filed Feb 27, 2018 20:51 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.012 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000041 · edgar.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064.099

Underlying: Common Stock · 6.012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

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February 26, 2018 Filed Feb 27, 2018 20:51 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 4.953 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000041 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700.491

Underlying: Common Stock · 4.953 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

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December 05, 2017 Filed Dec 6, 2017 21:59 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.735 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000223 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,058.087

Underlying: Common Stock · 2.735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

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December 05, 2017 Filed Dec 6, 2017 21:59 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $90.04 $180.08
Disclosure

SEC source: 0000775158-17-000223 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,073.368

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:59 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.735 $90.04 $246.26
Disclosure

SEC source: 0000775158-17-000223 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,075.368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2017 which fell between dividend record date and dividend payment date.

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November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.204 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · derivative · entry 11

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060.822

Underlying: Common Stock · 8.204 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F8 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F8 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

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November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 4.507 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · derivative · entry 10

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695.538

Underlying: Common Stock · 4.507 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F7 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

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November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 7,600 $0.00 Strike: $41.52 $0.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · derivative · entry 9

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 7,600 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F5 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/15/2015.

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November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 9,100 $0.00 Strike: $46.94 $0.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · derivative · entry 8

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,100 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F4 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/16/2014.

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November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 5,600 $0.00 Strike: $47.33 $0.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · derivative · entry 7

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,600 shares

Expires 2020-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/12/2016.

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November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 7,600 $90.56 $688,256.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · nonDerivative · entry 6

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,072.633

F1 · price: Represents weighted average price. Individual sales by lot ranged from $90.55 to $90.59. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

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November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 7,600 $41.52 $315,552.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · nonDerivative · entry 5

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,672.633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 9,100 $90.62 $824,642.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,072.633

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 9,100 $46.94 $427,154.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,172.633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:54 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 5,600 $90.59 $507,304.00
Disclosure

SEC source: 0000775158-17-000209 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,072.633

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.