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person · Reporting owner

Johnson James W.

Disclosed activity across 1 company

Tapewire entity
93964
SEC CIK
0001493403

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OSHKOSH CORPOSK · Entity 3573Exec. VP & Pres., VocationalFebruary 21, 2024February 23, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OSHKOSH CORP

Report date February 21, 2024 · Filed February 23, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect53,034.267 Ending reported balance After 2024-02-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-02-21 · Exercise / conversion · Acquired 1,082.812 · Balance 53,518.267

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Row 2 · 2024-02-21 · Tax withholding · Disposed 484 · Balance 53,034.267

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,082.809 Reported balance After 2024-02-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-02-21 · Exercise / conversion · Disposed 1,082.812 · Balance 1,082.809

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/21/2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2021 Filed Sep 1, 2021 20:05 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.083 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008089 · form4.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,136.253

Underlying: Common Stock · 6.083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 20:05 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.076 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008089 · form4.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133.739

Underlying: Common Stock · 6.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 20:05 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 4.196 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-008089 · form4.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473.437

Underlying: Common Stock · 4.196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 11.207 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005229 · form4.xml · derivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475.061

Underlying: Common Stock · 11.207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 5.335 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005229 · form4.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130.17

Underlying: Common Stock · 5.335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 5.328 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005229 · form4.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127.663

Underlying: Common Stock · 5.328 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 20:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.68 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005229 · form4.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469.241

Underlying: Common Stock · 3.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:00 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 9,910.094 $131.42 $1,302,384.55
Disclosure

SEC source: 0001062993-21-004384 · form4.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000.896

F1 · price: Represents weighted average price. Individual sales by lot ranged from $130.39 to $132.39. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:18 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2,121.305 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-004243 · form4.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122.335

Underlying: Common Stock · 2,121.305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:18 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 948 $132.25 $125,373.00
Disclosure

SEC source: 0001062993-21-004243 · form4.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,910.99

F2 · balance_after: Amount includes a total of 782.52 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 5/7/2021. Between 2/17/2021 and 5/7/2021, the reporting person acquired 7.45 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:18 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,121.305 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-004243 · form4.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,851.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 13.854 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002135 · form4.xml · derivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,463.854

Underlying: Common Stock · 13.854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.595 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002135 · form4.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124.835

Underlying: Common Stock · 6.595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 13.17 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002135 · form4.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243.64

Underlying: Common Stock · 13.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 18:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 4.548 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002135 · form4.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465.561

Underlying: Common Stock · 4.548 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 19:32 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 7,500 $0.00 Strike: $66.89 $0.00
Disclosure

SEC source: 0001062993-21-001589 · form4.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F4 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 19:32 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 7,500 $99.53 $746,475.00
Disclosure

SEC source: 0001062993-21-001589 · form4.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,730.235

F1 · price: Represents weighted average price. Individual sales by lot ranged from $99.48 to $99.56. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

F2 · balance_after: Amount includes a total of 775.07 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through February 16, 2020. Between 11/20/2020 and 2/16/2021, the reporting person acquired 11.18 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 19:32 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 7,500 $66.89 $501,675.00
Disclosure

SEC source: 0001062993-21-001589 · form4.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,719.055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 4.32 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · derivative · entry 9

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118.24

Underlying: Common Stock · 4.32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 5.965 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · derivative · entry 8

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461.013

Underlying: Common Stock · 5.965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3.946 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · derivative · entry 7

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3.946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 3 $80.50 $241.50
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · nonDerivative · entry 6

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,719.055

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 4.32 $80.50 $347.76
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · nonDerivative · entry 5

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,722.055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 18, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 3 $80.50 $241.50
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,717.735

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 5.965 $80.50 $480.18
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,720.735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $80.50 $161.00
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,714.77

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:00 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3.946 $80.50 $317.65
Disclosure

SEC source: 0000775158-20-000179 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,716.77

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2020 which fell between dividend record date and dividend payment date.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 18:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 12.968 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000168 · edgar.xml · derivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122.56

Underlying: Common Stock · 12.968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 18:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 17.272 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000168 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230.47

Underlying: Common Stock · 17.272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 18:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 11.93 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000168 · edgar.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466.978

Underlying: Common Stock · 11.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 18:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.946 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000168 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.946

Underlying: Common Stock · 3.946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 20:30 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 962.529 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000148 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 962.529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

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November 20, 2020 Filed Nov 23, 2020 20:30 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 430 $80.55 $34,636.50
Disclosure

SEC source: 0000775158-20-000148 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,712.824

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November 20, 2020 Filed Nov 23, 2020 20:30 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 962.529 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-20-000148 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,142.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

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November 19, 2020 Filed Nov 20, 2020 18:03 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1,455.045 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000141 · edgar.xml · derivative · entry 6

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455.048

Underlying: Common Stock · 1,455.045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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November 19, 2020 Filed Nov 20, 2020 18:03 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 650 $80.19 $52,123.50
Disclosure

SEC source: 0000775158-20-000141 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,180.295

F2 · balance_after: Amount includes a total of 763.89 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/19/2020. Between 5/8/2020 and 11/19/2020, the reporting person acquired 23.58 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

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November 19, 2020 Filed Nov 20, 2020 18:03 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,455.045 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-20-000141 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,806.715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

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November 18, 2020 Filed Nov 20, 2020 18:03 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1,053.785 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000141 · edgar.xml · derivative · entry 5

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109.592

Underlying: Common Stock · 1,053.785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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November 18, 2020 Filed Nov 20, 2020 18:03 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 496 $79.23 $39,298.08
Disclosure

SEC source: 0000775158-20-000141 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,351.67

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November 18, 2020 Filed Nov 20, 2020 18:03 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,053.785 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-20-000141 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,847.67

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

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November 16, 2020 Filed Nov 18, 2020 21:45 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 4,450 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000118 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Common Stock · 4,450 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

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October 15, 2020 Filed Oct 19, 2020 15:13 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 585 $79.47 $46,489.95
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,793.885

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October 15, 2020 Filed Oct 19, 2020 15:13 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,243 $79.47 $98,781.21
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,378.885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020.

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October 15, 2020 Filed Oct 19, 2020 15:13 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,371 $79.47 $108,953.37
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,135.885

Read SEC document
October 15, 2020 Filed Oct 19, 2020 15:13 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,916 $79.47 $231,734.52
Disclosure

SEC source: 0000775158-20-000105 · edgar.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,506.885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2017 through September 30, 2020 (which takes into account performance through June 30, 2020).

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August 31, 2020 Filed Sep 1, 2020 20:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 12.275 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000084 · edgar.xml · derivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163.377

Underlying: Common Stock · 12.275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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August 31, 2020 Filed Sep 1, 2020 20:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 16.349 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000084 · edgar.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213.198

Underlying: Common Stock · 16.349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

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August 31, 2020 Filed Sep 1, 2020 20:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 11.293 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000084 · edgar.xml · derivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,910.093

Underlying: Common Stock · 11.293 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3.735 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000084 · edgar.xml · derivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962.529

Underlying: Common Stock · 3.735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:08 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 13.108 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000060 · edgar.xml · derivative · entry 4

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,151.102

Underlying: Common Stock · 13.108 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.