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Guilfoyle James D

Disclosed activity across 1 company

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93947
SEC CIK
0001649570

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Latest disclosed role at each company.

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LyondellBasell Industries N.V.

Report date February 21, 2024 · Filed February 23, 2024

Section 16 reporting ended · disclosed 2024-02-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect63,500.65 Last balance in matching sequence After 2024-02-21 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2024-02-21 · Tax withholding · Disposed 7,826 · Balance 40,126.65

F1: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 20,752 shares of performance-based stock units granted to the Reporting Person on February 25, 2021.

F2: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Row 2 · 2024-02-21 · Tax withholding · Disposed 1,588 · Balance 38,538.65

F3: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 4,210 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021.

F2: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Row 3 · 2024-02-21 · Grant · Acquired 20,752 · Balance 59,290.65

F4: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee.

F2: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Row 4 · 2024-02-21 · Grant · Acquired 4,210 · Balance 63,500.65

F5: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 20,752 shares of performance-based stock units granted to the Reporting Person on February 25, 2021.

F2: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

F3: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 4,210 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021.

F4: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee.

F5: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2024 Filed Feb 23, 2024 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,210 $97.38 $409,969.80
Disclosure

SEC source: 0001562180-24-001689 · primarydocument.xml · nonDerivative · entry 4

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,500.65

F5 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 20,752 $97.38 $2,020,829.76
Disclosure

SEC source: 0001562180-24-001689 · primarydocument.xml · nonDerivative · entry 3

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,290.65

F4 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 25, 2021 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2024 following certification by the Issuer's Compensation & Talent Development Committee.

F2 · balance_after: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,588 $97.38 $154,639.44
Disclosure

SEC source: 0001562180-24-001689 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,538.65

F3 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 4,210 shares in connection with performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 7,826 $97.38 $762,095.88
Disclosure

SEC source: 0001562180-24-001689 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,126.65

F1 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 20,752 shares of performance-based stock units granted to the Reporting Person on February 25, 2021.

F2 · balance_after: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 5,667 $0.00 Strike: $72.73 $0.00
Disclosure

SEC source: 0001562180-23-007883 · primarydocument.xml · derivative · entry 3

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 5,667 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award has fully vested.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 4,825 $96.35 $464,888.75
Disclosure

SEC source: 0001562180-23-007883 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,952.65

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 5,667 $72.73 $412,160.91
Disclosure

SEC source: 0001562180-23-007883 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,777.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:21 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 23,172 $0.00 Strike: $94.65 $0.00
Disclosure

SEC source: 0001562180-23-001917 · primarydocument.xml · derivative · entry 2

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,172

Underlying: Class A Ordinary Shares · 23,172 shares

Expires 2033-02-23

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 23, 2023.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:21 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 6,103 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001917 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,110.65

F1 · balance_after: Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025. The 6,103 RSUs reported on this Form 4 vest on February 23, 2026.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 3,273 $94.89 $310,574.97
Disclosure

SEC source: 0001562180-23-001875 · primarydocument.xml · nonDerivative · entry 4

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,007.65

F5 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 8,729 shares of performance-based stock units granted to the Reporting Person on February 20, 2020.

F2 · balance_after: Includes 11,158 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 732 $94.89 $69,459.48
Disclosure

SEC source: 0001562180-23-001875 · primarydocument.xml · nonDerivative · entry 3

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,280.65

F4 · shares: Represents shares required to satisfy tax withholding obligations for dividend equivalents accrued of 1,950 shares in connection with performance-based stock units granted to the Reporting Person on February 20, 2020.

F2 · balance_after: Includes 11,158 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 1,950 $94.89 $185,035.50
Disclosure

SEC source: 0001562180-23-001875 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,012.65

F3 · shares: Represents shares from the settlement of dividend equivalents that accrued on the performance-based stock units prior to vesting.

F2 · balance_after: Includes 11,158 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 23:49 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 8,729 $94.89 $828,294.81
Disclosure

SEC source: 0001562180-23-001875 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,062.65

F1 · shares: Represents shares earned in connection with the performance-based stock units previously granted and unreportable on February 20, 2020 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 22, 2023 following certification by the Issuer's compensation committee.

F2 · balance_after: Includes 11,158 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 21:15 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 1,637 $97.32 $159,312.84
Disclosure

SEC source: 0001562180-23-001649 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · SVP, O&P (EAMEI)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,333.65

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 4,365 shares of restricted stock units granted to the reporting person on February 20, 2020.

F2 · balance_after: Includes 11,158 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 5,667 $0.00 Strike: $72.73 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 9

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Class A Ordinary Shares · 5,667 shares

Expires 2026-02-16

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F10 · derivative.exercise_date: This stock option award was previously reported as an option relating to 5,667 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $77.93 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 29,816 $0.00 Strike: $78.15 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 8

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,816

Underlying: Class A Ordinary Shares · 29,816 shares

Expires 2030-02-20

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F9 · derivative.exercise_date: This stock option award was previously reported as an option relating to 29,816 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $83.35 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 18,867 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 7

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867

Underlying: Class A Ordinary Shares · 18,867 shares

Expires 2029-02-21

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F8 · derivative.exercise_date: This stock option award was previously reported as an option relating to 18,867 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $88.50 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 1,205 $0.00 Strike: $84.74 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 6

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

Underlying: Class A Ordinary Shares · 1,205 shares

Expires 2025-02-17

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F7 · derivative.exercise_date: This stock option award was previously reported as an option relating to 1,205 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $89.94 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 9,148 $0.00 Strike: $87.49 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 5

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148

Underlying: Class A Ordinary Shares · 9,148 shares

Expires 2027-02-16

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F6 · derivative.exercise_date: This stock option award was previously reported as an option relating to 9,148 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $92.69 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

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June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 23,605 $0.00 Strike: $89.26 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 4

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,605

Underlying: Class A Ordinary Shares · 23,605 shares

Expires 2032-02-24

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F5 · derivative.exercise_date: This stock option award was previously reported as an option relating to 23,605 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $94.46 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

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June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 347 $0.00 Strike: $96.23 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 3

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

Underlying: Class A Ordinary Shares · 347 shares

Expires 2025-06-01

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F4 · derivative.exercise_date: This stock option award was previously reported as an option relating to 347 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $101.43 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 27,102 $0.00 Strike: $99.21 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,102

Underlying: Class A Ordinary Shares · 27,102 shares

Expires 2031-02-25

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F3 · derivative.exercise_date: This stock option award was previously reported as an option relating to 27,102 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $104.41 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

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June 06, 2022 Filed Jun 8, 2022 21:59 UTC LyondellBasell Industries N.V. LYB · Entity 3246 OtherStock Options (Right to Buy) · Derivative 11,651 $0.00 Strike: $103.89 $0.00
Disclosure

SEC source: 0001562180-22-004928 · primarydocument.xml · derivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,651

Underlying: Class A Ordinary Shares · 11,651 shares

Expires 2028-02-21

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F2 · derivative.exercise_date: This stock option award was previously reported as an option relating to 11,651 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $109.09 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 610 $0.00 Strike: $60.51 $0.00
Disclosure

SEC source: 0001562180-22-004786 · primarydocument.xml · derivative · entry 6

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 610 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 408 on February 12, 2014 and 406 on February 12, 2016 and 406 on February 12, 2016, 610 of which were exercised on May 5, 2021.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 914 $0.00 Strike: $85.80 $0.00
Disclosure

SEC source: 0001562180-22-004786 · primarydocument.xml · derivative · entry 5

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 914 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 306 on February 20, 2015; 304 on February 20, 2016 and 304 on February 20, 2017.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 450 $114.59 $51,565.50
Disclosure

SEC source: 0001562180-22-004786 · primarydocument.xml · nonDerivative · entry 4

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,970.65

F1 · balance_after: Includes 15,523 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,365 granted on February 20, 2020 that vest on February 20, 2023; 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 800 $114.59 $91,672.00
Disclosure

SEC source: 0001562180-22-004786 · primarydocument.xml · nonDerivative · entry 3

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,420.65

F1 · balance_after: Includes 15,523 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,365 granted on February 20, 2020 that vest on February 20, 2023; 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 610 $60.51 $36,911.10
Disclosure

SEC source: 0001562180-22-004786 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,220.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,523 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,365 granted on February 20, 2020 that vest on February 20, 2023; 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:22 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 914 $85.80 $78,421.20
Disclosure

SEC source: 0001562180-22-004786 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,610.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,523 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,365 granted on February 20, 2020 that vest on February 20, 2023; 5,188 granted on February 25, 2021 that vest on February 25, 2024 and 5,970 granted on February 24, 2022 that vest on February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 23,605 $0.00 Strike: $94.46 $0.00
Disclosure

SEC source: 0001562180-22-001934 · primarydocument.xml · derivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,605

Underlying: Class A Ordinary Shares · 23,605 shares

Expires 2032-02-24

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 7,869 vest February 24, 2023, 7,868 vest February 24, 2024 and 7,868 vest February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 21:35 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 5,970 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001934 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,696.65

F1 · balance_after: Includes 15,523 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,365 granted on February 20, 2020 that vest on February 20, 2023 and 5,188 granted on February 25, 2021 that vest on February 25, 2024. The 5,970 RSUs reported on this Form 4 vest on February 24, 2025.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 22:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 856 $99.84 $85,463.04
Disclosure

SEC source: 0001562180-22-001701 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,726.65

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,390 shares of restricted stock units granted to the reporting person on February 21, 2019.

F4 · balance_after: Includes 9,553 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 4,365 granted on February 20, 2020 that vest on February 20, 2023 and 5,188 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
February 21, 2022 Filed Feb 22, 2022 22:58 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 826 $99.84 $82,467.84
Disclosure

SEC source: 0001562180-22-001701 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,582.65

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 3,443 shares of restricted stock units granted to the reporting person on February 21, 2019.

F2 · balance_after: Includes 12,943 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,390 granted on February 21, 2019 that vest on February 21, 2022; 4,365 granted on February 20, 2020 that vest on February 20, 2023 and 5,188 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:47 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 610 $0.00 Strike: $60.51 $0.00
Disclosure

SEC source: 0001562180-21-003340 · primarydocument.xml · derivative · entry 3

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610

Underlying: Class A Ordinary Shares · 610 shares

Expires 2023-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2021.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested 408 shares on February 12, 2014, 406 shares on February 12, 2015 and 406 shares on February 12, 2016.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:47 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 610 $110.16 $67,197.60
Disclosure

SEC source: 0001562180-21-003340 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,408.65

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2021.

F2 · balance_after: Includes 16,386 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022; 4,365 granted on February 20, 2020 that vest on February 20, 2023 and 5,188 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:47 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 610 $60.51 $36,911.10
Disclosure

SEC source: 0001562180-21-003340 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,018.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March 2021.

F2 · balance_after: Includes 16,386 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022; 4,365 granted on February 20, 2020 that vest on February 20, 2023 and 5,188 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:01 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 27,102 $0.00 Strike: $104.41 $0.00
Disclosure

SEC source: 0001562180-21-001692 · primarydocument.xml · derivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,102

Underlying: Class A Ordinary Shares · 27,102 shares

Expires 2031-02-25

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 23:01 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 5,188 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001692 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,408.65

F1 · balance_after: Includes 16,386 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023. The 5,188 RSUs reported on this Form 4 vest on February 25, 2024.

Read SEC document
February 21, 2021 Filed Feb 22, 2021 23:56 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 564 $100.22 $56,524.08
Disclosure

SEC source: 0001562180-21-001386 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,220.65

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 2,308 shares of restricted stock units granted to the reporting person on February 21, 2018.

F2 · balance_after: Includes 11,198 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 798 $0.00 Strike: $44.00 $0.00
Disclosure

SEC source: 0001562180-21-001014 · primarydocument.xml · derivative · entry 3

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 798 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 534 vested on February 28, 2013, 532 vested on February 28, 2014 and 532 vested on February 28, 2015.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 798 $95.47 $76,182.27
Disclosure

SEC source: 0001562180-21-001014 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,784.65

F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:06 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 798 $44.00 $35,112.00
Disclosure

SEC source: 0001562180-21-001014 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,582.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023.

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November 24, 2020 Filed Nov 24, 2020 22:37 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionStock Options (Right to Buy) · Derivative 800 $0.00 Strike: $44.00 $0.00
Disclosure

SEC source: 0001562180-20-006877 · primarydocument.xml · derivative · entry 3

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798

Underlying: Class A Ordinary Shares · 800 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested 534 shares on February 28, 2013, 532 shares on February 28,2014 and 532 shares on February 28, 2015.

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November 24, 2020 Filed Nov 24, 2020 22:37 UTC LyondellBasell Industries N.V. LYB · Entity 3246 SaleClass A Ordinary Shares 800 $90.52 $72,416.00
Disclosure

SEC source: 0001562180-20-006877 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,784.65

F3 · price: This transaction was executed in multiple trades at prices ranging from $90.5001 to $90.525. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: ESPP purchase of 64.483734 shares for $ 59.049 per share were allocated on September 30, 2020.

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November 24, 2020 Filed Nov 24, 2020 22:37 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Exercise / conversionClass A Ordinary Shares 800 $44.00 $35,200.00
Disclosure

SEC source: 0001562180-20-006877 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023.

F2 · balance_after: ESPP purchase of 276.168974 shares for $ 40.527 per share were allocated on June 30, 2020.

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March 09, 2020 Filed Mar 11, 2020 20:05 UTC LyondellBasell Industries N.V. LYB · Entity 3246 PurchaseClass A Ordinary Shares 330 $59.98 $19,793.40
Disclosure

SEC source: 0001562180-20-002395 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,444

F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022; and 4,365 granted on February 20, 2020 that vest on February 20, 2023.

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February 20, 2020 Filed Feb 24, 2020 21:28 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantStock Options (Right to Buy) · Derivative 29,816 $0.00 Strike: $83.35 $0.00
Disclosure

SEC source: 0001562180-20-001562 · primarydocument.xml · derivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,816

Underlying: Class A Ordinary Shares · 29,816 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 9,940 vest on February 20, 2021, 9,938 vest on February 20, 2022 and 9,938 vest on February 20, 2023.

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February 20, 2020 Filed Feb 24, 2020 21:28 UTC LyondellBasell Industries N.V. LYB · Entity 3246 GrantClass A Ordinary Shares 4,365 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001562 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,114

F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022 and 3,390 granted on February 21, 2019 that vest on February 21, 2022. The 4,365 RSUs reported on this Form 4 vest on February 20, 2023.

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February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 505 $81.95 $41,384.75
Disclosure

SEC source: 0001562180-20-001482 · primarydocument.xml · nonDerivative · entry 4

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,749

F5 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,126 shares of performance-based stock units granted to the Reporting Person on February 16, 2017.

F2 · balance_after: Includes 9,141 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022 and 3,390 granted on February 21, 2019 that vest on February 21, 2022.

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February 19, 2020 Filed Feb 21, 2020 22:02 UTC LyondellBasell Industries N.V. LYB · Entity 3246 Tax withholdingClass A Ordinary Shares 65 $81.95 $5,326.75
Disclosure

SEC source: 0001562180-20-001482 · primarydocument.xml · nonDerivative · entry 3

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,254

F4 · shares: Represents shares required to satisfy tax withholding obligations in connection with the settlement of dividend equivalents accrued of 264 shares of performance-based stock units granted to the Reporting Person on February 16, 2017.

F2 · balance_after: Includes 9,141 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022 and 3,390 granted on February 21, 2019 that vest on February 21, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.