Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Armour Residential REIT, Inc.ARR · Entity 4416 | CIO | February 22, 2024 | February 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Armour Residential REIT, Inc.
Report date February 22, 2024 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,173 |
Ending reported balance
After 2024-02-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-22 · Exercise / conversion · Acquired 1,660 · Balance 23,588 F1: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Row 2 · 2024-02-22 · Tax withholding · Disposed 415 · Balance 23,173 F1: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 30,420 |
Reported balance
After 2024-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-22 · Exercise / conversion · Disposed 1,660 · Balance 30,420 F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023.
F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2024 Filed Feb 26, 2024 21:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000042 · wk-form4_1708982274.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,420 Underlying: Common Stock · 1,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Tax withholdingCommon Stock | 415 | $18.80 | $7,802.00 |
DisclosureSEC source: 0001428205-24-000042 · wk-form4_1708982274.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,173 F1 · kind: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-24-000042 · wk-form4_1708982274.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 22, 2024, the reporting person elected to convert 1,245, of the1,660 shares of vested phantom stock into 1,245 shares of ARMOUR common stock. The reporting person elected to convert the remaining 415 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:04 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000197 · wk-form4_1700859857.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,080 Underlying: Common Stock · 1,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:04 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 342 | $17.41 | $5,954.22 |
DisclosureSEC source: 0001428205-23-000197 · wk-form4_1700859857.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,928 F1 · kind: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 21:04 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 1,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000197 · wk-form4_1700859857.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 21, 2023, the reporting person elected to convert 1,318, of the1,660 shares of vested phantom stock into 1,318 shares of ARMOUR common stock. The reporting person elected to convert the remaining 342 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 1,660 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reportingperson on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · balance_after: Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000160 · wk-form4_1692908787.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,700 Underlying: Common Stock · 8,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 1,930 | $4.63 | $8,935.90 |
DisclosureSEC source: 0001428205-23-000160 · wk-form4_1692908787.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,051 F1 · kind: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:26 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000160 · wk-form4_1692908787.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 22, 2023, the reporting person elected to convert 6,370, of the 8,300 shares of vested phantom stock into 6,370 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,930 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:10 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000106 · wf-form4_168504900120966.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,000 Underlying: Common Stock · 8,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:10 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 1,966 | $4.82 | $9,476.12 |
DisclosureSEC source: 0001428205-23-000106 · wf-form4_168504900120966.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,681 F1 · kind: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:10 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000106 · wf-form4_168504900120966.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 23, 2023, the reporting person elected to convert 6,334, of the 8,300 shares of vested phantom stock into 6,334 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,966 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and June 30, 2020, phantom stock vesting over a six-and-a-half year period, reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-and-a-half year period, reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000051 · wf-form4_167718746654102.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,300 Underlying: Common Stock · 8,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 21, 2023, the reporting person elected to convert 6,001 of the 8,300 shares s of vested phantom stock into 6,001 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,299 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and 8/26/2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. F1 · derivative.expiration_date: On February 21, 2023, the reporting person elected to convert 6,001 of the 8,300 shares s of vested phantom stock into 6,001 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,299 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and 8/26/2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 2,299 | $5.63 | $12,943.37 |
DisclosureSEC source: 0001428205-23-000051 · wf-form4_167718746654102.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,347 F1 · kind: On February 21, 2023, the reporting person elected to convert 6,001 of the 8,300 shares s of vested phantom stock into 6,001 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,299 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and 8/26/2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000051 · wf-form4_167718746654102.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 21, 2023, the reporting person elected to convert 6,001 of the 8,300 shares s of vested phantom stock into 6,001 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,299 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 8,300 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020 and 8/26/2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:13 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 168,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-23-000038 · wf-form4_167658198722237.xml · derivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,600 Underlying: Common Stock · 168,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 168,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 6,000 phantom shares will vest on February 20, 2023 with an additional 6,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with ARMOUR due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by ARMOUR without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 168,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 6,000 phantom shares will vest on February 20, 2023 with an additional 6,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 168,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 6,000 phantom shares will vest on February 20, 2023 with an additional 6,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 168,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 6,000 phantom shares will vest on February 20, 2023 with an additional 6,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with ARMOUR due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by ARMOUR without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 168,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 6,000 phantom shares will vest on February 20, 2023 with an additional 6,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with ARMOUR due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by ARMOUR without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 168,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Third Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule described as follows. 6,000 phantom shares will vest on February 20, 2023 with an additional 6,000 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2029, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 22:57 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000173 · wf-form4_166941705385857.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,600 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 22:57 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 795 | $5.67 | $4,507.65 |
DisclosureSEC source: 0001428205-22-000173 · wf-form4_166941705385857.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,346 F1 · kind: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 22:57 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000173 · wf-form4_166941705385857.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 22, 2022, the reporting person elected to convert 3,255 of the 4,050 shares of vested phantom stock into 3,255 shares of ARMOUR common stock. The reporting person elected to convert the remaining 795 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020 and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:33 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000128 · wf-form4_166145959299149.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,650 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:33 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 848 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000128 · wf-form4_166145959299149.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,091 F1 · shares: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:33 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000128 · wf-form4_166145959299149.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 23, 2022, the reporting person elected to convert 4,050 shares of vested phantom stock into 3,202 shares of ARMOUR common stock and to convert the remaining 848 shares of vested phantom stock into cash solely to pay income taxes and the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on a Form 4 filed on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, reported on a Form 4 filed on May 7, 2020, and phantom stock vesting over an approximately four-year period, reported on a Form 4 filed on August 26, 2020. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:15 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000077 · wf-form4_165351331930766.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,700 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On May 23, 2022, the reporting person elected to convert 3,194 shares of vested phantom stock into 3,194 shares of ARMOUR common stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017, Februayr 25, 2020, and January 14, 2021; phantom stock vestingover a three-year period, which was reported on a Form 4 report filed by the reporting person on May 7, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On May 23, 2022, the reporting person elected to convert 3,194 shares of vested phantom stock into 3,194 shares of ARMOUR common stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017, Februayr 25, 2020, and January 14, 2021; phantom stock vestingover a three-year period, which was reported on a Form 4 report filed by the reporting person on May 7, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:15 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 856 | $7.33 | $6,274.48 |
DisclosureSEC source: 0001428205-22-000077 · wf-form4_165351331930766.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,889 Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:15 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000077 · wf-form4_165351331930766.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 23, 2022, the reporting person elected to convert 3,194 shares of vested phantom stock into 3,194 shares of ARMOUR common stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017, Februayr 25, 2020, and January 14, 2021; phantom stock vestingover a three-year period, which was reported on a Form 4 report filed by the reporting person on May 7, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004044 · wf-form4_164582856893215.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,750 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 1,100 | $8.27 | $9,097.00 |
DisclosureSEC source: 0001628280-22-004044 · wf-form4_164582856893215.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,695 F1 · shares: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004044 · wf-form4_164582856893215.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 23, 2022, the reporting person elected to convert 2,950 shares out of 4,050 shares of vested phantom stock into 2,950 shares of ARMOUR common stock. The person elected to convert the remaining 1,100 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:52 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000267 · wf-form4_163796355673748.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,800 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:52 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock | 1,022 | $10.13 | $10,352.86 |
DisclosureSEC source: 0001428205-21-000267 · wf-form4_163796355673748.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,745 F1 · shares: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:52 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000267 · wf-form4_163796355673748.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 3,028 shares out of 4,050 shares of vested phantom stock into 3,028 shares of ARMOUR common stock. The person elected to convert the remaining 1,022 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,850 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 1,039 | $10.50 | $10,909.50 |
DisclosureSEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,717 F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000214 · wf-form4_163001012129821.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 3,011 shares out of 4,050 shares of vested phantom stock into 3,011 shares of ARMOUR common stock. The person elected to convert the remaining 1,039 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:46 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000169 · wf-form4_162207997356380.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,900 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,960 shares out of 4,050 shares of vested phantom stock into 2,960 shares of ARMOUR common stock. The person elected to convert the remaining 1,090 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,960 shares out of 4,050 shares of vested phantom stock into 2,960 shares of ARMOUR common stock. The person elected to convert the remaining 1,090 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,960 shares out of 4,050 shares of vested phantom stock into 2,960 shares of ARMOUR common stock. The person elected to convert the remaining 1,090 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,960 shares out of 4,050 shares of vested phantom stock into 2,960 shares of ARMOUR common stock. The person elected to convert the remaining 1,090 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:46 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 1,090 | $11.99 | $13,069.10 |
DisclosureSEC source: 0001428205-21-000169 · wf-form4_162207997356380.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,706 F1 · shares: On May 24, 2021, the reporting person elected to convert 2,960 shares out of 4,050 shares of vested phantom stock into 2,960 shares of ARMOUR common stock. The person elected to convert the remaining 1,090 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:46 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000169 · wf-form4_162207997356380.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,960 shares out of 4,050 shares of vested phantom stock into 2,960 shares of ARMOUR common stock. The person elected to convert the remaining 1,090 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,050 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000076 · wf-form4_161465147711414.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,950 Underlying: Common Stock · 4,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 25, 2021, the reporting person elected to convert 2,816 shares out of 4,050 shares of vested phantom stock into 2,816 shares of ARMOUR common stock. The person elected to convert the remaining 1,234 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,650 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.exercise_date: On February 25, 2021, the reporting person elected to convert 2,816 shares out of 4,050 shares of vested phantom stock into 2,816 shares of ARMOUR common stock. The person elected to convert the remaining 1,234 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,650 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · derivative.expiration_date: On February 25, 2021, the reporting person elected to convert 2,816 shares out of 4,050 shares of vested phantom stock into 2,816 shares of ARMOUR common stock. The person elected to convert the remaining 1,234 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,650 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. F1 · balance_after: On February 25, 2021, the reporting person elected to convert 2,816 shares out of 4,050 shares of vested phantom stock into 2,816 shares of ARMOUR common stock. The person elected to convert the remaining 1,234 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,650 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 1,234 | $12.02 | $14,832.68 |
DisclosureSEC source: 0001428205-21-000076 · wf-form4_161465147711414.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,746 F1 · shares: On February 25, 2021, the reporting person elected to convert 2,816 shares out of 4,050 shares of vested phantom stock into 2,816 shares of ARMOUR common stock. The person elected to convert the remaining 1,234 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,650 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000076 · wf-form4_161465147711414.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 25, 2021, the reporting person elected to convert 2,816 shares out of 4,050 shares of vested phantom stock into 2,816 shares of ARMOUR common stock. The person elected to convert the remaining 1,234 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,650 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, February 25, 2020, and January 14, 2021; phantom stock vesting over a three-year period, which was reported on a Form 4 report filed by the reporting person on May 27, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. Read SEC document |
| January 12, 2021 Filed Jan 15, 2021 02:00 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-21-000029 · wf-form4_161067601317444.xml · derivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 20,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 800 phantom shares will vest on February 20, 2021 with an additional 800 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 20,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 800 phantom shares will vest on February 20, 2021 with an additional 800 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 20,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 800 phantom shares will vest on February 20, 2021 with an additional 800 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 20,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 800 phantom shares will vest on February 20, 2021 with an additional 800 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 20,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 800 phantom shares will vest on February 20, 2021 with an additional 800 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F1 · balance_after: The reporting person was granted an aggregate of 20,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 800 phantom shares will vest on February 20, 2021 with an additional 800 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000335 · wf-form4_160625732456673.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On November 23, 2020, the reporting person elected to convert 2,500 shares out of 3,250 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. F1 · derivative.exercise_date: On November 23, 2020, the reporting person elected to convert 2,500 shares out of 3,250 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. F1 · derivative.expiration_date: On November 23, 2020, the reporting person elected to convert 2,500 shares out of 3,250 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. F1 · balance_after: On November 23, 2020, the reporting person elected to convert 2,500 shares out of 3,250 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 750 | $10.51 | $7,882.50 |
DisclosureSEC source: 0001428205-20-000335 · wf-form4_160625732456673.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,930 F1 · shares: On November 23, 2020, the reporting person elected to convert 2,500 shares out of 3,250 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:35 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000335 · wf-form4_160625732456673.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2020, the reporting person elected to convert 2,500 shares out of 3,250 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The person elected to convert the remaining 750 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:39 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000282 · wf-form4_159848518363399.xml · derivative · entry 4 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,250 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2020, the reporting person elected to convert 2,540 shares out of 3,250 shares of vested phantom stock into 2,540 shares of ARMOUR common stock. The person elected to convert the remaining 710 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. F1 · derivative.exercise_date: On August 24, 2020, the reporting person elected to convert 2,540 shares out of 3,250 shares of vested phantom stock into 2,540 shares of ARMOUR common stock. The person elected to convert the remaining 710 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. F1 · derivative.expiration_date: On August 24, 2020, the reporting person elected to convert 2,540 shares out of 3,250 shares of vested phantom stock into 2,540 shares of ARMOUR common stock. The person elected to convert the remaining 710 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. F1 · balance_after: On August 24, 2020, the reporting person elected to convert 2,540 shares out of 3,250 shares of vested phantom stock into 2,540 shares of ARMOUR common stock. The person elected to convert the remaining 710 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:39 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 710 | $9.61 | $6,823.10 |
DisclosureSEC source: 0001428205-20-000282 · wf-form4_159848518363399.xml · nonDerivative · entry 2 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,430 F1 · shares: On August 24, 2020, the reporting person elected to convert 2,540 shares out of 3,250 shares of vested phantom stock into 2,540 shares of ARMOUR common stock. The person elected to convert the remaining 710 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:39 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000282 · wf-form4_159848518363399.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2020, the reporting person elected to convert 2,540 shares out of 3,250 shares of vested phantom stock into 2,540 shares of ARMOUR common stock. The person elected to convert the remaining 710 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020 and herein. Read SEC document |
| June 30, 2020 Filed Aug 26, 2020 23:39 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 13,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000282 · wf-form4_159848518363399.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500 Underlying: Common Stock · 13,500 shares Expires not disclosed F2 · security: The reporting person was granted an aggregate of 13,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 750 phantom shares will vest on August 20, 2020 with an additional 750 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F3 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F5 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F2 · derivative.exercise_price: The reporting person was granted an aggregate of 13,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 750 phantom shares will vest on August 20, 2020 with an additional 750 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · price: The reporting person was granted an aggregate of 13,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 750 phantom shares will vest on August 20, 2020 with an additional 750 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F6 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_date: The reporting person was granted an aggregate of 13,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 750 phantom shares will vest on August 20, 2020 with an additional 750 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F3 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F2 · derivative.expiration_date: The reporting person was granted an aggregate of 13,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 750 phantom shares will vest on August 20, 2020 with an additional 750 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F3 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F2 · balance_after: The reporting person was granted an aggregate of 13,500 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 750 phantom shares will vest on August 20, 2020 with an additional 750 phantom shares vesting on each following November 20, February 20, May 20, and August 20 through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 15:46 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | PurchaseCommon Stock, par value $0.001 per share | 3,000 | $8.80 | $26,400.00 |
DisclosureSEC source: 0001428205-20-000212 · wf-form4_159223596748134.xml · nonDerivative · entry 1 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,890 Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:15 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000204 · wf-form4_159061050600384.xml · derivative · entry 3 GRUBER MARK · CIK 0001585875 · CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 22, 2020, the reporting person elected to convert 1,840 shares out of 2,250 shares of vested phantom stock into 1,840 shares of ARMOUR common stock. The person elected to convert the remaining 410 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020. F1 · derivative.exercise_date: On May 22, 2020, the reporting person elected to convert 1,840 shares out of 2,250 shares of vested phantom stock into 1,840 shares of ARMOUR common stock. The person elected to convert the remaining 410 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020. F1 · derivative.expiration_date: On May 22, 2020, the reporting person elected to convert 1,840 shares out of 2,250 shares of vested phantom stock into 1,840 shares of ARMOUR common stock. The person elected to convert the remaining 410 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020. F1 · balance_after: On May 22, 2020, the reporting person elected to convert 1,840 shares out of 2,250 shares of vested phantom stock into 1,840 shares of ARMOUR common stock. The person elected to convert the remaining 410 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,250 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and February 25, 2020. F3 · balance_after: The reporting person voluntarily forfeited 34,000 shares of phantom stock, but subsequently retained 19,000 shares of phantom stock effective March 31, 2020. Of the 19,000 phantom shares retained, 1,500 phantom shares vested on May 20, 2020, with an additional 1,750 phantom shares vesting on each following August 20, November 20, February 20, and May 20, through November 20, 2022, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.