Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Duke Energy CORPDUK · Entity 2925 | EVP & CCO | February 22, 2024 | February 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Duke Energy CORP
Report date February 22, 2024 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 151,720 |
Ending reported balance
After 2024-02-24 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-02-22 · Grant · Acquired 9,424 · Balance 155,462 F1: The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 22, 2024, grant date. Row 2 · 2024-02-22 · Tax withholding · Disposed 1,305 · Balance 154,157 F2: Represents the number of shares withheld to pay taxes due upon vesting of 2,969 RSUs related to a RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. Row 3 · 2024-02-23 · Tax withholding · Disposed 1,265 · Balance 152,892 F3: Represents the number of shares withheld to pay taxes due upon vesting of 2,877 RSUs related to a RSU award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. Row 4 · 2024-02-24 · Tax withholding · Disposed 1,172 · Balance 151,720 F4: Represents the number of shares withheld to pay taxes due upon vesting of 2,665 RSUs related to a RSU award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 8,614 |
Reported balance
Holding disclosure · report date 2024-02-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,614 F5: Represents interests in an issuer stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received restricted stock units ("RSUs") granted under the Duke Energy Corporation 2023 Long-Term Incentive Plan, which RSUs are settled in common stock on a one-for-one-basis upon vesting. 1/3rd of the RSUs vest each year over a 3-year period beginning on the first anniversary of the February 22, 2024, grant date.
F2: Represents the number of shares withheld to pay taxes due upon vesting of 2,969 RSUs related to a RSU award granted February 22, 2023, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
F3: Represents the number of shares withheld to pay taxes due upon vesting of 2,877 RSUs related to a RSU award granted February 23, 2022, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
F4: Represents the number of shares withheld to pay taxes due upon vesting of 2,665 RSUs related to a RSU award granted February 24, 2021, under the Duke Energy Corporation 2015 Long-Term Incentive Plan. Such RSUs convert into common stock on a one-for-one basis.
F5: Represents interests in an issuer stock fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2020 Filed Feb 20, 2020 21:48 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 6,883 | $101.42 | $698,073.86 |
DisclosureSEC source: 0001326160-20-000049 · wf-form4_158223530320881.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,757 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:22 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 17,653 | $0.00 Strike: $96.23 | $0.00 |
DisclosureSEC source: 0001326160-20-000022 · wf-form4_158154614891667.xml · derivative · entry 4 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:22 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 6,330 | $96.23 | $609,135.90 |
DisclosureSEC source: 0001326160-20-000022 · wf-form4_158154614891667.xml · nonDerivative · entry 2 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,874 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:22 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 17,653 | $96.23 | $1,698,748.19 |
DisclosureSEC source: 0001326160-20-000022 · wf-form4_158154614891667.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 21:39 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 219 | $96.13 | $21,052.47 |
DisclosureSEC source: 0001326160-20-000002 · wf-form4_158024755858795.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,551 F1 · balance_after: Executed pursuant to a Rule 10b5-1 Plan which was previously entered into by Mr. Young. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 21:17 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 233 | $90.00 | $20,970.00 |
DisclosureSEC source: 0001326160-19-000243 · wf-form4_157774063243713.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,770 F1 · balance_after: Executed pursuant to a Rule 10b5-1 Plan which was previously entered into by Mr. Young. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:12 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 240 | $87.48 | $20,995.20 |
DisclosureSEC source: 0001326160-19-000233 · wf-form4_157487830729919.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,003 F1 · balance_after: Executed pursuant to a Rule 10b5-1 Plan which was previously entered into by Mr. Young. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:53 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 221 | $95.03 | $21,001.63 |
DisclosureSEC source: 0001326160-19-000218 · wf-form4_157245077329066.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,243 Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:15 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 219 | $96.24 | $21,076.56 |
DisclosureSEC source: 0001326160-19-000201 · wf-form4_156987452228556.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,464 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:19 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 232 | $90.87 | $21,081.84 |
DisclosureSEC source: 0001326160-19-000195 · wf-form4_156702358421199.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,683 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:33 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 949 | $89.66 | $85,087.34 |
DisclosureSEC source: 0001326160-19-000099 · wf-form4_155173519470617.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,915 Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:50 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 6,206 | $89.28 | $554,071.68 |
DisclosureSEC source: 0001326160-19-000067 · wf-form4_155139061490256.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,864 Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:14 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 1,492 | $89.91 | $134,145.72 |
DisclosureSEC source: 0001326160-19-000050 · wf-form4_155121923602048.xml · nonDerivative · entry 3 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,658 Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 22:14 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 846 | $89.91 | $76,063.86 |
DisclosureSEC source: 0001326160-19-000050 · wf-form4_155121923602048.xml · nonDerivative · entry 2 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,150 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 22:14 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 873 | $89.91 | $78,491.43 |
DisclosureSEC source: 0001326160-19-000050 · wf-form4_155121923602048.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,996 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:15 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 13,782 | $0.00 Strike: $89.59 | $0.00 |
DisclosureSEC source: 0001326160-19-000024 · wf-form4_155024729036123.xml · derivative · entry 4 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:15 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 4,482 | $89.59 | $401,542.38 |
DisclosureSEC source: 0001326160-19-000024 · wf-form4_155024729036123.xml · nonDerivative · entry 2 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,869 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:15 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 13,782 | $89.59 | $1,234,729.38 |
DisclosureSEC source: 0001326160-19-000024 · wf-form4_155024729036123.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 22:21 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 6,364 | $75.34 | $479,463.76 |
DisclosureSEC source: 0001326160-18-000088 · wf-form4_152002926001481.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,569 Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 21:40 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 512 | $77.22 | $39,536.64 |
DisclosureSEC source: 0001326160-18-000070 · wf-form4_151976762611977.xml · nonDerivative · entry 2 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,205 Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 21:40 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 567 | $77.22 | $43,783.74 |
DisclosureSEC source: 0001326160-18-000070 · wf-form4_151976762611977.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,717 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:26 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 585 | $75.54 | $44,190.90 |
DisclosureSEC source: 0001326160-18-000050 · wf-form4_151968037917765.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,284 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:32 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 1,901 | $75.48 | $143,487.48 |
DisclosureSEC source: 0001326160-18-000027 · wf-form4_151881672468914.xml · nonDerivative · entry 2 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,869 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:32 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 6,364 | $75.48 | $480,354.72 |
DisclosureSEC source: 0001326160-18-000027 · wf-form4_151881672468914.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 22:30 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 366 | $81.96 | $29,997.36 |
DisclosureSEC source: 0001326160-17-000045 · wf-form4_148832101593468.xml · nonDerivative · entry 3 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,406 Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 22:30 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 564 | $81.96 | $46,225.44 |
DisclosureSEC source: 0001326160-17-000045 · wf-form4_148832101593468.xml · nonDerivative · entry 2 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,772 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:30 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 619 | $81.96 | $50,733.24 |
DisclosureSEC source: 0001326160-17-000045 · wf-form4_148832101593468.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,336 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:34 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 5,857 | $79.87 | $467,798.59 |
DisclosureSEC source: 0001326160-17-000032 · wf-form4_148797204163850.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,955 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:16 UTC | Duke Energy CORP DUK · Entity 2925 | SaleCommon Stock | 6,800 | $74.17 | $504,356.00 |
DisclosureSEC source: 0001326160-16-000420 · wf-form4_147976294513250.xml · nonDerivative · entry 1 YOUNG STEVEN K · CIK 0001329406 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,098 F1 · price: Reflects the weighted average sale price for the entire amount of shares sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.