organization · Reporting owner
FG Group Holdings Inc.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BK Technologies CorpBKTI · Entity 6049 | Director · 10% owner | September 09, 2018 | September 11, 2018 |
| FG Communities Holdings Inc.FGF · Entity 7310 | 10% owner | February 29, 2024 | March 01, 2024 |
| Strong Global Entertainment, Inc.SGE · Entity 87099 | 10% owner | May 18, 2023 | May 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BK Technologies Corp
Report date September 09, 2018 · Filed September 11, 2018
Jointly reported with Fundamental Global Investors, LLC, Cerminara Kyle, Johnson Lewis M, MOGLIA JOSEPH H
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectBallantyne Strong, Inc. | 0 |
Reported balance
After 2018-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-09-09 · Sale · Disposed 1,147,087 · Balance 0 |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFundamental Activist Fund I, LP | 697,230 |
Reported balance
After 2018-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-09-09 · Purchase · Acquired 692,534 · Balance 697,230 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFundamental Global Partners Master Fund, LP | 1,137,886 |
Reported balance
Holding disclosure · report date 2018-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,137,886 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFundamental Global Holdings, LP | 1,083,875 |
Reported balance
Holding disclosure · report date 2018-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,083,875 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFGI Global Asset Allocation Master Fund, LP | 106,383 |
Reported balance
Holding disclosure · report date 2018-09-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 106,383 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock.
F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively.
FG Communities Holdings Inc.
Report date February 29, 2024 · Filed March 01, 2024
Jointly reported with Fundamental Global GP, LLC, Cerminara Kyle, MOGLIA JOSEPH H, FG Financial Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBallantyne Strong Holdings, LLC | 4,284,334 |
Reported balance
After 2024-02-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-02-29 · Grant · Acquired 4,284,334 · Balance 4,284,334 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Received in the Merger in exchange for an equal number of shares of Company Common Stock. F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectFundamental Global Holdings, LP | 853,619 |
Reported balance
After 2024-02-29 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-02-29 · Grant · Acquired 853,619 · Balance 853,619 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Received in the Merger in exchange for an equal number of shares of Company Common Stock. F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectFG Financial Holdings, LLC | 2,911,183 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,911,183 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F3: FG Financial Holdings, LLC ("FGFH") held 5,666,111 shares of Parent Common Stock prior to the Effective Time. In connection with the Merger, 2,754,928 shares of Common Stock held by FGFH (and beneficially owned by the Company) were retired. F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
| 8.00% Cumulative Preferred Stock, Series A, $25.00 par valueSEC Table I · non-derivative | IndirectFG Financial Holdings, LLC | 56,131 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 56,131 F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement.
F2: Received in the Merger in exchange for an equal number of shares of Company Common Stock.
F3: FG Financial Holdings, LLC ("FGFH") held 5,666,111 shares of Parent Common Stock prior to the Effective Time. In connection with the Merger, 2,754,928 shares of Common Stock held by FGFH (and beneficially owned by the Company) were retired.
F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.
Strong Global Entertainment, Inc.
Report date May 18, 2023 · Filed May 19, 2023
Jointly reported with Strong/MDI Screen Systems, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Voting SharesSEC Table I · non-derivative | Direct | 6,000,000 |
Reported balance
Holding disclosure · report date 2023-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,000,000 F1: Strong/MDI Screen Systems, Inc. is wholly owned by FG Group Holdings Inc., and as such, FG Group Holdings Inc. may be deemed to be the indirect beneficial owner of the Class A Common Voting Shares held directly by Strong/MDI Screen Systems, Inc., and to share voting and dispositive power with respect to such Common Shares. FG Group Holdings Inc. is also a Reporting Person with respect to these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Strong/MDI Screen Systems, Inc. is wholly owned by FG Group Holdings Inc., and as such, FG Group Holdings Inc. may be deemed to be the indirect beneficial owner of the Class A Common Voting Shares held directly by Strong/MDI Screen Systems, Inc., and to share voting and dispositive power with respect to such Common Shares. FG Group Holdings Inc. is also a Reporting Person with respect to these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 12, 2016 18:46 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 3,200 | $7.59 | $24,288.00 |
DisclosureSEC source: 0001144204-16-139043 · v454870_form4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 697,521 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,035,501 shares of Common Stock, which represent approximately 17.4% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 18:46 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 800 | $7.58 | $6,064.00 |
DisclosureSEC source: 0001144204-16-139043 · v454870_form4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 694,321 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,035,501 shares of Common Stock, which represent approximately 17.4% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 10:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 100,000 | $7.57 | $757,000.00 |
DisclosureSEC source: 0001144204-16-138502 · v454637_form4.xml · nonDerivative · entry 6 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 693,521 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,006,238 shares of Common Stock, which represent approximately 16.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 10:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 4,000 | $7.55 | $30,200.00 |
DisclosureSEC source: 0001144204-16-138502 · v454637_form4.xml · nonDerivative · entry 5 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 593,521 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,006,238 shares of Common Stock, which represent approximately 16.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 10:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 10,482 | $7.50 | $78,615.00 |
DisclosureSEC source: 0001144204-16-138502 · v454637_form4.xml · nonDerivative · entry 4 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 589,521 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,006,238 shares of Common Stock, which represent approximately 16.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 10:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 708 | $7.45 | $5,274.60 |
DisclosureSEC source: 0001144204-16-138502 · v454637_form4.xml · nonDerivative · entry 3 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 579,039 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,006,238 shares of Common Stock, which represent approximately 16.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 10:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 10 | $7.40 | $74.00 |
DisclosureSEC source: 0001144204-16-138502 · v454637_form4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 578,331 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,006,238 shares of Common Stock, which represent approximately 16.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 10:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 100 | $7.39 | $739.00 |
DisclosureSEC source: 0001144204-16-138502 · v454637_form4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 578,321 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 1,006,238 shares of Common Stock, which represent approximately 16.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,463 | $7.43 | $10,870.09 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 11 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 578,221 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 502 | $7.38 | $3,704.76 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 10 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 576,758 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 05, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 2 | $7.37 | $14.74 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 9 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 576,256 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,200 | $7.45 | $8,940.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 8 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 576,254 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,800 | $7.43 | $13,374.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 7 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 575,054 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 3,400 | $7.30 | $24,820.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 6 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 573,254 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,800 | $7.28 | $13,104.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 5 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 569,854 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 2,000 | $7.25 | $14,500.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 4 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 568,054 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 4,000 | $7.20 | $28,800.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 3 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 566,054 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,000 | $7.19 | $7,190.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 562,054 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:37 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,500 | $7.18 | $10,770.00 |
DisclosureSEC source: 0001144204-16-137963 · v454478_form4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 561,054 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 890,938 shares of Common Stock, which represent approximately 15.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 17:30 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 7,900 | $7.50 | $59,250.00 |
DisclosureSEC source: 0001144204-16-137297 · v454209_form4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 559,554 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 872,271 shares of Common Stock, which represent approximately 14.6% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 17:30 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 5,423 | $7.30 | $39,587.90 |
DisclosureSEC source: 0001144204-16-137297 · v454209_form4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 551,654 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 872,271 shares of Common Stock, which represent approximately 14.6% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 8,000 | $7.60 | $60,800.00 |
DisclosureSEC source: 0001144204-16-136363 · v453769_form4.xml · nonDerivative · entry 5 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 546,231 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 858,948 shares of Common Stock, which represent approximately 14.4% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 12,517 | $7.55 | $94,503.35 |
DisclosureSEC source: 0001144204-16-136363 · v453769_form4.xml · nonDerivative · entry 4 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 538,231 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 858,948 shares of Common Stock, which represent approximately 14.4% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,200 | $7.54 | $9,048.00 |
DisclosureSEC source: 0001144204-16-136363 · v453769_form4.xml · nonDerivative · entry 3 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 525,714 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 858,948 shares of Common Stock, which represent approximately 14.4% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 5,412 | $7.53 | $40,752.36 |
DisclosureSEC source: 0001144204-16-136363 · v453769_form4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 524,514 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 858,948 shares of Common Stock, which represent approximately 14.4% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:15 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 2,800 | $7.50 | $21,000.00 |
DisclosureSEC source: 0001144204-16-136363 · v453769_form4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 519,102 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 858,948 shares of Common Stock, which represent approximately 14.4% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 200 | $7.25 | $1,450.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 12 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 516,302 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 6,737 | $7.20 | $48,506.40 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 11 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 516,102 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 2,000 | $7.10 | $14,200.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 10 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 509,365 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,000 | $7.03 | $7,030.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 9 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 507,365 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 3,335 | $7.05 | $23,511.75 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 8 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 506,365 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 11,500 | $7.00 | $80,500.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 7 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 503,030 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 200 | $6.96 | $1,392.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 6 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 491,530 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 1,000 | $6.98 | $6,980.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 5 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 491,330 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 2,000 | $6.99 | $13,980.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 4 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 490,330 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 6,300 | $6.85 | $43,155.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 3 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 488,330 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 4,600 | $7.05 | $32,430.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 482,030 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:33 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 21,041 | $7.00 | $147,287.00 |
DisclosureSEC source: 0001144204-16-135234 · v453424_form4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 477,430 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 829,019 shares of Common Stock, which represent approximately 13.9% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 07, 2016 Filed Oct 7, 2016 18:28 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 55,737 | $7.49 | $417,470.13 |
DisclosureSEC source: 0001144204-16-127431 · v450262_4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 456,389 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 769,106 shares of Common Stock, which represent approximately 12.8% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 18:28 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 11,450 | $7.14 | $81,753.00 |
DisclosureSEC source: 0001144204-16-127431 · v450262_4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 400,652 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 769,106 shares of Common Stock, which represent approximately 12.8% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 18:16 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 12,000 | $7.08 | $84,960.00 |
DisclosureSEC source: 0001144204-16-127082 · v450055_4.xml · nonDerivative · entry 3 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 389,202 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 701,919 shares of Common Stock, which represent approximately 11.6% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 18:16 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 2,900 | $6.66 | $19,314.00 |
DisclosureSEC source: 0001144204-16-127082 · v450055_4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 377,202 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 701,919 shares of Common Stock, which represent approximately 11.6% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 18:16 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 22,100 | $6.47 | $142,987.00 |
DisclosureSEC source: 0001144204-16-127082 · v450055_4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 374,302 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 701,919 shares of Common Stock, which represent approximately 11.6% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 18:28 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 700 | $6.25 | $4,375.00 |
DisclosureSEC source: 0001144204-16-126375 · v449842_4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 352,202 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 664,919 shares of Common Stock, which represent approximately 11.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 18:28 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 36,400 | $6.05 | $220,220.00 |
DisclosureSEC source: 0001144204-16-126375 · v449842_4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Cerminara Kyle · CIK 0001619991 · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 351,502 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 664,919 shares of Common Stock, which represent approximately 11.0% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC holds 11,648 shares of Common Stock for the accounts of individual investors, which represent approximately 0.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM, FGAA and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.