organization · Reporting owner
FG Group Holdings Inc.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BK Technologies CorpBKTI · Entity 6049 | Director · 10% owner | September 09, 2018 | September 11, 2018 |
| FG Communities Holdings Inc.FGF · Entity 7310 | 10% owner | February 29, 2024 | March 01, 2024 |
| Strong Global Entertainment, Inc.SGE · Entity 87099 | 10% owner | May 18, 2023 | May 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BK Technologies Corp
Report date September 09, 2018 · Filed September 11, 2018
Jointly reported with Fundamental Global Investors, LLC, Cerminara Kyle, Johnson Lewis M, MOGLIA JOSEPH H
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectBallantyne Strong, Inc. | 0 |
Reported balance
After 2018-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-09-09 · Sale · Disposed 1,147,087 · Balance 0 |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFundamental Activist Fund I, LP | 697,230 |
Reported balance
After 2018-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-09-09 · Purchase · Acquired 692,534 · Balance 697,230 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFundamental Global Partners Master Fund, LP | 1,137,886 |
Reported balance
Holding disclosure · report date 2018-09-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,137,886 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFundamental Global Holdings, LP | 1,083,875 |
Reported balance
Holding disclosure · report date 2018-09-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,083,875 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
| Common Stock, par value $0.60 per shareSEC Table I · non-derivative | IndirectFGI Global Asset Allocation Master Fund, LP | 106,383 |
Reported balance
Holding disclosure · report date 2018-09-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 106,383 F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock.
F2: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively.
FG Communities Holdings Inc.
Report date February 29, 2024 · Filed March 01, 2024
Jointly reported with Fundamental Global GP, LLC, Cerminara Kyle, MOGLIA JOSEPH H, FG Financial Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBallantyne Strong Holdings, LLC | 4,284,334 |
Reported balance
After 2024-02-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-02-29 · Grant · Acquired 4,284,334 · Balance 4,284,334 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Received in the Merger in exchange for an equal number of shares of Company Common Stock. F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectFundamental Global Holdings, LP | 853,619 |
Reported balance
After 2024-02-29 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-02-29 · Grant · Acquired 853,619 · Balance 853,619 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2: Received in the Merger in exchange for an equal number of shares of Company Common Stock. F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectFG Financial Holdings, LLC | 2,911,183 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,911,183 F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F3: FG Financial Holdings, LLC ("FGFH") held 5,666,111 shares of Parent Common Stock prior to the Effective Time. In connection with the Merger, 2,754,928 shares of Common Stock held by FGFH (and beneficially owned by the Company) were retired. F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
| 8.00% Cumulative Preferred Stock, Series A, $25.00 par valueSEC Table I · non-derivative | IndirectFG Financial Holdings, LLC | 56,131 |
Reported balance
Holding disclosure · report date 2024-02-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 56,131 F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement.
F2: Received in the Merger in exchange for an equal number of shares of Company Common Stock.
F3: FG Financial Holdings, LLC ("FGFH") held 5,666,111 shares of Parent Common Stock prior to the Effective Time. In connection with the Merger, 2,754,928 shares of Common Stock held by FGFH (and beneficially owned by the Company) were retired.
F4: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.
Strong Global Entertainment, Inc.
Report date May 18, 2023 · Filed May 19, 2023
Jointly reported with Strong/MDI Screen Systems, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Voting SharesSEC Table I · non-derivative | Direct | 6,000,000 |
Reported balance
Holding disclosure · report date 2023-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,000,000 F1: Strong/MDI Screen Systems, Inc. is wholly owned by FG Group Holdings Inc., and as such, FG Group Holdings Inc. may be deemed to be the indirect beneficial owner of the Class A Common Voting Shares held directly by Strong/MDI Screen Systems, Inc., and to share voting and dispositive power with respect to such Common Shares. FG Group Holdings Inc. is also a Reporting Person with respect to these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Strong/MDI Screen Systems, Inc. is wholly owned by FG Group Holdings Inc., and as such, FG Group Holdings Inc. may be deemed to be the indirect beneficial owner of the Class A Common Voting Shares held directly by Strong/MDI Screen Systems, Inc., and to share voting and dispositive power with respect to such Common Shares. FG Group Holdings Inc. is also a Reporting Person with respect to these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2024 Filed Mar 1, 2024 17:18 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantCommon Stock | 853,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008587 · ownership.xml · nonDerivative · entry 3 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner FG Group Holdings Inc. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Fundamental Global Holdings, LP Disclosed balance after: 853,619 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2 · price: Received in the Merger in exchange for an equal number of shares of Company Common Stock. F4 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:18 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | GrantCommon Stock | 4,284,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-008587 · ownership.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · CEO and Chairman · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner FG Group Holdings Inc. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Ballantyne Strong Holdings, LLC Disclosed balance after: 4,284,334 F1 · price: On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement. F2 · price: Received in the Merger in exchange for an equal number of shares of Company Common Stock. F4 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FGFH, Ballantyne Strong Holdings LLC ("BTN Holdings"), and Fundamental Global Holdings LP ("FGHP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 8,049,136 shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH, BTN Holdings, and FGHP. Each Reporting Person disclaims beneficial ownership of the shares of Preferred Stock and Common Stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 19:13 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 26,407 | $1.85 | $48,852.95 |
DisclosureSEC source: 0000899243-23-015568 · doc4.xml · nonDerivative · entry 3 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner FG Group Holdings Inc. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 5,666,111 F2 · balance_after: FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 5,666,111 shares of Common Stock, which represent approximately 55.0% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Mr. Cerminara also holds additional shares of Common Stock and Preferred Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. F4 · balance_after: FG Group Holdings, Inc. ("FGH"), formerly known as Ballantyne Strong, Inc. ("BTN"), owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, FGH disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 19:13 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 20,593 | $1.85 | $38,097.05 |
DisclosureSEC source: 0000899243-23-015568 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner FG Group Holdings Inc. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 5,639,704 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.81 to $1.85, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above. F2 · balance_after: FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 5,666,111 shares of Common Stock, which represent approximately 55.0% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Mr. Cerminara also holds additional shares of Common Stock and Preferred Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. F4 · balance_after: FG Group Holdings, Inc. ("FGH"), formerly known as Ballantyne Strong, Inc. ("BTN"), owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, FGH disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 16:14 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 650 | $19.06 | $12,389.00 |
DisclosureSEC source: 0000899243-22-037775 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 56,131 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.00 to $19.46, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above. F2 · balance_after: FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 56,131 shares of Preferred Stock and 5,619,111 shares of Common Stock, which represent approximately 59.8% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Mr. Cerminara also holds additional shares of Common Stock and Preferred Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. F4 · balance_after: Ballantyne Strong, Inc. ("BTN") owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, BTN disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 16:14 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 1,259 | $19.54 | $24,600.86 |
DisclosureSEC source: 0000899243-22-037410 · doc4.xml · nonDerivative · entry 4 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 55,481 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.28 to $19.70, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above. F3 · balance_after: FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 55,481 shares of Preferred Stock and 5,619,111 shares of Common Stock, which represent approximately 59.8% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Mr. Cerminara also holds additional shares of Common Stock and Preferred Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Ballantyne Strong, Inc. ("BTN") owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, BTN disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 16:14 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 2,400 | $19.04 | $45,696.00 |
DisclosureSEC source: 0000899243-22-037410 · doc4.xml · nonDerivative · entry 3 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 54,222 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were purchased as follows: (i) 1,146 shares were purchased in multiple transactions at prices ranging from $16.70 to $17.59, inclusive; (ii) 3,200 shares were purchased in multiple transactions at prices ranging from $17.88 to $18.85, inclusive; and (iii) 2,400 shares were purchased in multiple transactions at prices ranging from $18.98 to $19.12, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 16:14 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 3,200 | $18.29 | $58,528.00 |
DisclosureSEC source: 0000899243-22-037410 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 51,822 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were purchased as follows: (i) 1,146 shares were purchased in multiple transactions at prices ranging from $16.70 to $17.59, inclusive; (ii) 3,200 shares were purchased in multiple transactions at prices ranging from $17.88 to $18.85, inclusive; and (iii) 2,400 shares were purchased in multiple transactions at prices ranging from $18.98 to $19.12, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 16:14 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 1,146 | $17.19 | $19,699.74 |
DisclosureSEC source: 0000899243-22-037410 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 48,622 F1 · price: The prices reported in Column 4 are weighted average prices. The shares were purchased as follows: (i) 1,146 shares were purchased in multiple transactions at prices ranging from $16.70 to $17.59, inclusive; (ii) 3,200 shares were purchased in multiple transactions at prices ranging from $17.88 to $18.85, inclusive; and (iii) 2,400 shares were purchased in multiple transactions at prices ranging from $18.98 to $19.12, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 20:39 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 441 | $17.07 | $7,527.87 |
DisclosureSEC source: 0000899243-22-037245 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 47,476 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $17.175, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above. F3 · balance_after: FG Financial Holdings, LLC ("FGFH"), which is managed by Fundamental Global GP, LLC ("FGGP"), beneficially owns in the aggregate 47,476 shares of Preferred Stock and 5,619,111 shares of Common Stock, which represent approximately 59.8% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. F4 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Mr. Cerminara also holds additional shares of Common Stock and Preferred Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. F5 · balance_after: Ballantyne Strong, Inc. ("BTN") owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, BTN disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 20:39 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 904 | $16.99 | $15,358.96 |
DisclosureSEC source: 0000899243-22-037245 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 47,035 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.93 to $17.00, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 20:52 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 3,456 | $2.09 | $7,223.04 |
DisclosureSEC source: 0000899243-22-031544 · doc4.xml · nonDerivative · entry 3 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 5,619,111 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FG Financial Holdings, LLC ("FGFH"). Additionally, Mr. Cerminara holds 21,356 shares of Common Stock and restricted stock units representing the right to receive 56,930 shares of Common Stock upon vesting. Each of Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, each disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. F3 · balance_after: Mr. Cerminara beneficially owns in the aggregate 5,640,467 shares of Common Stock, which represent approximately 60.3% of the Company's outstanding shares of Common Stock. The other Reporting Persons beneficially own in the aggregate 5,619,111 shares of Common Stock, which represent approximately 60.1% of the Company's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 20:52 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 8,917 | $21.87 | $195,014.79 |
DisclosureSEC source: 0000899243-22-031544 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 46,131 F1 · price: The prices reported in Column 4 are weighted average prices. 749 shares were purchased in multiple transactions at prices ranging from $20.40 to $21.37, inclusive. 8,917 shares were purchased in multiple transactions at prices ranging from $21.42 to $22.40, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FG Financial Holdings, LLC ("FGFH"). Additionally, Mr. Cerminara holds 21,356 shares of Common Stock and restricted stock units representing the right to receive 56,930 shares of Common Stock upon vesting. Each of Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, each disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. F3 · balance_after: Mr. Cerminara beneficially owns in the aggregate 5,640,467 shares of Common Stock, which represent approximately 60.3% of the Company's outstanding shares of Common Stock. The other Reporting Persons beneficially own in the aggregate 5,619,111 shares of Common Stock, which represent approximately 60.1% of the Company's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 20:52 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 749 | $21.01 | $15,736.49 |
DisclosureSEC source: 0000899243-22-031544 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 37,214 F1 · price: The prices reported in Column 4 are weighted average prices. 749 shares were purchased in multiple transactions at prices ranging from $20.40 to $21.37, inclusive. 8,917 shares were purchased in multiple transactions at prices ranging from $21.42 to $22.40, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FG Financial Holdings, LLC ("FGFH"). Additionally, Mr. Cerminara holds 21,356 shares of Common Stock and restricted stock units representing the right to receive 56,930 shares of Common Stock upon vesting. Each of Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. owns membership interests in FGFH and may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH; however, each disclaims beneficial ownership of the securities referred to herein except to the extent of its pecuniary interest therein. F3 · balance_after: Mr. Cerminara beneficially owns in the aggregate 5,640,467 shares of Common Stock, which represent approximately 60.3% of the Company's outstanding shares of Common Stock. The other Reporting Persons beneficially own in the aggregate 5,619,111 shares of Common Stock, which represent approximately 60.1% of the Company's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 86,320 | $1.88 | $162,281.60 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 11 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 5,615,655 F11 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.71 to $2.00, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F7 · balance_after: The Reporting Persons beneficially own in the aggregate 5,615,655 shares of Common Stock, which represent approximately 60.1% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by FGFH. Mr. Cerminara holds 21,356 shares of Common Stock and restricted stock units representing the right to receive 56,930 shares of Common Stock upon vesting. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 2,675 | $22.14 | $59,224.50 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 7 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 36,465 F6 · price: The prices reported in Column 4 are weighted average prices. 5,579 shares were purchased in multiple transactions at prices ranging from $20.65 to $21.605, inclusive. 2,675 shares were purchased in multiple transactions at prices ranging from $21.79 to $22.42, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F3 · balance_after: The Reporting Persons beneficially own in the aggregate 36,465 shares of Preferred Stock. FGGP may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGFH. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 5,579 | $21.33 | $119,000.07 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 6 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 33,790 F6 · price: The prices reported in Column 4 are weighted average prices. 5,579 shares were purchased in multiple transactions at prices ranging from $20.65 to $21.605, inclusive. 2,675 shares were purchased in multiple transactions at prices ranging from $21.79 to $22.42, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F3 · balance_after: The Reporting Persons beneficially own in the aggregate 36,465 shares of Preferred Stock. FGGP may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGFH. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 33,557 | $1.68 | $56,375.76 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 10 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 5,529,335 F10 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.65 to $1.725, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F7 · balance_after: The Reporting Persons beneficially own in the aggregate 5,615,655 shares of Common Stock, which represent approximately 60.1% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by FGFH. Mr. Cerminara holds 21,356 shares of Common Stock and restricted stock units representing the right to receive 56,930 shares of Common Stock upon vesting. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 8,819 | $20.43 | $180,172.17 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 5 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 28,211 F5 · price: The prices reported in Column 4 are weighted average prices. 5,839 shares were purchased in multiple transactions at prices ranging from $19.095 to $20.00, inclusive. 8,819 shares were purchased in multiple transactions at prices ranging from $20.21 to $20.75, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F3 · balance_after: The Reporting Persons beneficially own in the aggregate 36,465 shares of Preferred Stock. FGGP may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGFH. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 5,839 | $19.70 | $115,028.30 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 4 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 19,392 F5 · price: The prices reported in Column 4 are weighted average prices. 5,839 shares were purchased in multiple transactions at prices ranging from $19.095 to $20.00, inclusive. 8,819 shares were purchased in multiple transactions at prices ranging from $20.21 to $20.75, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the ranges set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F3 · balance_after: The Reporting Persons beneficially own in the aggregate 36,465 shares of Preferred Stock. FGGP may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGFH. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 64,280 | $1.64 | $105,419.20 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 9 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 5,495,778 F9 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.59 to $1.77, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F7 · balance_after: The Reporting Persons beneficially own in the aggregate 5,615,655 shares of Common Stock, which represent approximately 60.1% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by FGFH. Mr. Cerminara holds 21,356 shares of Common Stock and restricted stock units representing the right to receive 56,930 shares of Common Stock upon vesting. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 1,491 | $19.99 | $29,805.09 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 3 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 13,553 F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F3 · balance_after: The Reporting Persons beneficially own in the aggregate 36,465 shares of Preferred Stock. FGGP may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGFH. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:54 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Purchase8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 3,089 | $17.19 | $53,099.91 |
DisclosureSEC source: 0000899243-22-031086 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner FG Financial Holdings, LLC · CIK 0001946735 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FG Financial Holdings, LLC Disclosed balance after: 12,062 F4 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.79 to $17.48, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares of Preferred Stock purchased at each separate price within the range set forth above. F2 · balance_after: Due to their positions with Fundamental Global GP, LLC ("FGGP") and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock and the shares of Preferred Stock disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. F3 · balance_after: The Reporting Persons beneficially own in the aggregate 36,465 shares of Preferred Stock. FGGP may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGFH. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 14:28 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 1,265,822 | $1.58 | $1,999,998.76 |
DisclosureSEC source: 0000899243-22-023032 · doc4.xml · nonDerivative · entry 4 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG, INC. Disclosed balance after: 2,904,231 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 5,431,498 shares of Common Stock, which represent approximately 58.5% of the Company's outstanding shares of Common Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Activist Fund I, LP ("FAFI") and FGI 1347 Holdings, LP ("FGIH"). Mr. Cerminara holds 16,925 shares of Common Stock and restricted stock units representing the right to receive 29,716 shares of Common Stock upon vesting. F4 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 14:28 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 632,911 | $1.58 | $999,999.38 |
DisclosureSEC source: 0000899243-22-023032 · doc4.xml · nonDerivative · entry 3 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL ACTIVIST FUND I, LP Disclosed balance after: 2,049,985 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 5,431,498 shares of Common Stock, which represent approximately 58.5% of the Company's outstanding shares of Common Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Activist Fund I, LP ("FAFI") and FGI 1347 Holdings, LP ("FGIH"). Mr. Cerminara holds 16,925 shares of Common Stock and restricted stock units representing the right to receive 29,716 shares of Common Stock upon vesting. F4 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 00:45 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Sale8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 385 | $24.50 | $9,432.50 |
DisclosureSEC source: 0000899243-21-047950 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP Disclosed balance after: 8,973 F3 · balance_after: The Reporting Persons beneficially own in the aggregate 8,973 shares of Preferred Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. F4 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 02:01 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Sale8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 7,618 | $24.73 | $188,393.14 |
DisclosureSEC source: 0000899243-21-047627 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP Disclosed balance after: 9,358 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $24.82, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Preferred Stock sold at each separate price within the range set forth above. F3 · balance_after: The Reporting Persons beneficially own in the aggregate 9,358 shares of Preferred Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. F4 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 02:01 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Sale8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 2,003 | $25.00 | $50,075.00 |
DisclosureSEC source: 0000899243-21-047627 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP Disclosed balance after: 16,976 F3 · balance_after: The Reporting Persons beneficially own in the aggregate 9,358 shares of Preferred Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. F4 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 02:52 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Sale8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 2,345 | $25.00 | $58,625.00 |
DisclosureSEC source: 0000899243-21-047262 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP Disclosed balance after: 18,979 F4 · balance_after: The Reporting Persons beneficially own in the aggregate 18,979 shares of Preferred Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. F5 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 02:52 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Sale8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 1,354 | $25.00 | $33,850.00 |
DisclosureSEC source: 0000899243-21-047262 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP Disclosed balance after: 21,324 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.25, inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Preferred Stock sold at each separate price within the range set forth above. F4 · balance_after: The Reporting Persons beneficially own in the aggregate 18,979 shares of Preferred Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. F5 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| November 29, 2021 Filed Dec 10, 2021 02:01 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | OtherSUBSCRIPTION RIGHTS (RIGHT TO BUY) · Derivative | 600,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0000899243-21-047627 · doc4.xml · derivative · entry 9 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG, INC. Disclosed balance after: 0 Underlying: COMMON STOCK · 600,000 shares Expires 2021-11-29 F7 · shares: As previously reported in its Form 8-K filed on December 3, 2021, on November 29, 2021, BTN elected to exercise (i) the subscription rights distributed by the Company on October 29, 2021 to it to purchase 155,761 shares of the Company's Common Stock at a purchase price of $4.00 per share and (ii) its over-subscription privilege to purchase an additional 444,239 additional shares of the Company's Common Stock at a purchase price of $4.00 per share. Read SEC document |
| November 29, 2021 Filed Dec 10, 2021 02:01 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | OtherCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 600,000 | $4.00 | $2,400,000.00 |
DisclosureSEC source: 0000899243-21-047627 · doc4.xml · nonDerivative · entry 3 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · BALLANTYNE STRONG, INC. Disclosed balance after: 1,638,409 F7 · shares: As previously reported in its Form 8-K filed on December 3, 2021, on November 29, 2021, BTN elected to exercise (i) the subscription rights distributed by the Company on October 29, 2021 to it to purchase 155,761 shares of the Company's Common Stock at a purchase price of $4.00 per share and (ii) its over-subscription privilege to purchase an additional 444,239 additional shares of the Company's Common Stock at a purchase price of $4.00 per share. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,632,765 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 55.9% of the Company's outstanding shares of Common Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). Mr. Cerminara holds 15,592 shares of Common Stock and restricted stock units representing the right to receive 16,557 shares of Common Stock upon vesting. F4 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 23:30 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Sale8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 11,321 | $25.01 | $283,138.21 |
DisclosureSEC source: 0000899243-21-036325 · doc4.xml · nonDerivative · entry 2 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP Disclosed balance after: 22,678 F4 · balance_after: The Reporting Persons beneficially own in the aggregate 22,678 shares of Preferred Stock, which represent approximately 2.5% of the outstanding shares of Preferred Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. F5 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 23:30 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | Sale8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 621 | $25.18 | $15,636.78 |
DisclosureSEC source: 0000899243-21-036325 · doc4.xml · nonDerivative · entry 1 Fundamental Global GP, LLC · CIK 0001878780 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL PARTNERS MASTER FUND, LP Disclosed balance after: 33,999 F4 · balance_after: The Reporting Persons beneficially own in the aggregate 22,678 shares of Preferred Stock, which represent approximately 2.5% of the outstanding shares of Preferred Stock. Fundamental Global GP, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM. In addition, Mr. Cerminara owns 44 shares of Preferred Stock in a joint account with his spouse. F5 · balance_after: Due to their positions with Fundamental Global GP, LLC and affiliated entities, Messrs. Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to his positions with BTN, Fundamental Global GP, LLC and affiliated entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 26, 2021 Filed May 28, 2021 18:26 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | SaleCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 5,296 | $8.10 | $42,871.12 |
DisclosureSEC source: 0001420506-21-000816 · doc4_931.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FGI GLOBAL ASSET ALLOCATION FUND, LTD. Disclosed balance after: 0 F6 · shares: Represents a cross-trade between FGAA and FGCA, in which FGAA disposed of and FGCA acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Persons. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,045,593 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 60.8% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH"), Fundamental Global Capital Appreciation Fund, LP ("FGCA") and Ballantyne Strong, Inc. ("BTN"). Mr. Cerminara holds 11,162 shares of Common Stock and restricted stock units representing the right to receive 20,987 shares of Common Stock upon vesting. In addition, Mr. Johnson holds 32,149 shares of Common Stock. F4 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI, FGIH and FGCA and the shares of Preferred Stock disclosed as directly owned by FGPM and FGCA. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 26, 2021 Filed May 28, 2021 18:26 UTC | FG Communities Holdings Inc. FGF · Entity 7310 | PurchaseCOMMON STOCK, PAR VALUE $0.01 PER SHARE | 5,296 | $8.10 | $42,871.12 |
DisclosureSEC source: 0001420506-21-000816 · doc4_931.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · FUNDAMENTAL GLOBAL CAPITAL APPRECIATION FUND, LP Disclosed balance after: 8,296 F6 · shares: Represents a cross-trade between FGAA and FGCA, in which FGAA disposed of and FGCA acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Persons. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,045,593 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 60.8% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH"), Fundamental Global Capital Appreciation Fund, LP ("FGCA") and Ballantyne Strong, Inc. ("BTN"). Mr. Cerminara holds 11,162 shares of Common Stock and restricted stock units representing the right to receive 20,987 shares of Common Stock upon vesting. In addition, Mr. Johnson holds 32,149 shares of Common Stock. F4 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI, FGIH and FGCA and the shares of Preferred Stock disclosed as directly owned by FGPM and FGCA. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:40 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | Other8.00% Cumulative Preferred Stock, Series A, $25.00 par value | 590 | $24.98 | $14,738.20 |
DisclosureSEC source: 0001104659-20-096207 · tm2028863-3_4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Capital Appreciation Fund, LP Disclosed balance after: 590 F7 · kind: Represents contributions in-kind from customer accounts managed by CWA. F7 · shares: Represents contributions in-kind from customer accounts managed by CWA. F4 · balance_after: The Reporting Persons beneficially own in the aggregate 35,210 shares of Preferred Stock, which represent approximately 5.0% of the outstanding shares of Preferred Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Preferred Stock that are directly owned by FGPM and FGCA. In addition, for the accounts of individual investors, CWA, of which 50% is owned by Fundamental Global Investors, LLC, also holds 32,697 shares of Preferred Stock, including 44 shares of Preferred Stock held by Mr. Cerminara in a joint account with his spouse. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI, FGIH and FGCA and the shares of Preferred Stock disclosed as directly owned by FGPM and FGCA. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:40 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | OtherCommon Stock, $0.001 par value | 3,000 | $4.59 | $13,770.00 |
DisclosureSEC source: 0001104659-20-096207 · tm2028863-3_4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Capital Appreciation Fund, LP Disclosed balance after: 3,000 F7 · kind: Represents contributions in-kind from customer accounts managed by CWA. F7 · shares: Represents contributions in-kind from customer accounts managed by CWA. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,045,593 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 50.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH"), Fundamental Global Capital Appreciation Fund, LP ("FGCA") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 61,250 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.0% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 8,685 shares of Common Stock and restricted stock units representing the right to receive 23,464 shares of Common Stock upon vesting. In addition, Mr. Moglia holds 16,216 shares of Common Stock through trusts. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI, FGIH and FGCA and the shares of Preferred Stock disclosed as directly owned by FGPM and FGCA. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 21, 2020 Filed Apr 22, 2020 16:34 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 54,443 | $4.78 | $260,313.76 |
DisclosureSEC source: 0001104659-20-049636 · tm2016607-2_4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Partners Master Fund, LP Disclosed balance after: 628,875 F8 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 and $4.80 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,042,593 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 50.1% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 64,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. Joseph H. Moglia does not directly hold any shares of Common Stock. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 16:34 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 3,364 | $4.89 | $16,457.36 |
DisclosureSEC source: 0001104659-20-049636 · tm2016607-2_4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Partners Master Fund, LP Disclosed balance after: 574,432 F7 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 and $4.90 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 3,042,593 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 50.1% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 64,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. Joseph H. Moglia does not directly hold any shares of Common Stock. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 12:41 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 23,400 | $4.78 | $111,868.38 |
DisclosureSEC source: 0001104659-20-048507 · tm2016330d1_form4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Partners Master Fund, LP Disclosed balance after: 571,068 F7 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.745 and $4.80 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 2,984,786 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 49.2% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 64,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. In addition, Mr. Moglia holds 16,216 shares of Common Stock through trusts. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 22:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCall Option (Right to Buy) · Derivative | 50,000 | $1.00 Strike: $6.00 | $50,000.00 |
DisclosureSEC source: 0001104659-20-047735 · tm2016040-1_4.xml · derivative · entry 12 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Activist Fund I, LP Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-04-16 F7 · shares: Represents a call option to purchase shares of Common Stock, for a purchase price of $6.00 per share, acquired by Fundamental Global Investors, LLC, on behalf of the funds managed by it, from FMG pursuant to the Purchase Agreement. The shares subject to the call option may be acquired at any time during the two-year period beginning on the date of the Purchase Agreement, ending at 5:00 p.m. Eastern time on April 16, 2022.The aggregate purchase price for the call option acquired pursuant to the Purchase Agreement was $100,000. F7 · balance_after: Represents a call option to purchase shares of Common Stock, for a purchase price of $6.00 per share, acquired by Fundamental Global Investors, LLC, on behalf of the funds managed by it, from FMG pursuant to the Purchase Agreement. The shares subject to the call option may be acquired at any time during the two-year period beginning on the date of the Purchase Agreement, ending at 5:00 p.m. Eastern time on April 16, 2022.The aggregate purchase price for the call option acquired pursuant to the Purchase Agreement was $100,000. Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 22:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCall Option (Right to Buy) · Derivative | 50,000 | $1.00 Strike: $6.00 | $50,000.00 |
DisclosureSEC source: 0001104659-20-047735 · tm2016040-1_4.xml · derivative · entry 11 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Partners Master Fund, LP Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2022-04-16 F7 · shares: Represents a call option to purchase shares of Common Stock, for a purchase price of $6.00 per share, acquired by Fundamental Global Investors, LLC, on behalf of the funds managed by it, from FMG pursuant to the Purchase Agreement. The shares subject to the call option may be acquired at any time during the two-year period beginning on the date of the Purchase Agreement, ending at 5:00 p.m. Eastern time on April 16, 2022.The aggregate purchase price for the call option acquired pursuant to the Purchase Agreement was $100,000. F7 · balance_after: Represents a call option to purchase shares of Common Stock, for a purchase price of $6.00 per share, acquired by Fundamental Global Investors, LLC, on behalf of the funds managed by it, from FMG pursuant to the Purchase Agreement. The shares subject to the call option may be acquired at any time during the two-year period beginning on the date of the Purchase Agreement, ending at 5:00 p.m. Eastern time on April 16, 2022.The aggregate purchase price for the call option acquired pursuant to the Purchase Agreement was $100,000. Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 22:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 12 | $4.75 | $57.00 |
DisclosureSEC source: 0001104659-20-047735 · tm2016040-1_4.xml · nonDerivative · entry 5 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Activist Fund I, LP Disclosed balance after: 788,199 F8 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.70 and $4.75 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 2,961,386 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 48.8% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 69,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. In addition, Mr. Moglia holds 16,216 shares of Common Stock through trusts. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 22:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 15,012 | $4.75 | $71,305.50 |
DisclosureSEC source: 0001104659-20-047735 · tm2016040-1_4.xml · nonDerivative · entry 4 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Partners Master Fund, LP Disclosed balance after: 547,668 F8 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.70 and $4.75 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 2,961,386 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 48.8% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 69,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. In addition, Mr. Moglia holds 16,216 shares of Common Stock through trusts. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 22:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 32,000 | $4.75 | $152,000.00 |
DisclosureSEC source: 0001104659-20-047735 · tm2016040-1_4.xml · nonDerivative · entry 3 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Partners Master Fund, LP Disclosed balance after: 532,656 F1 · balance_after: The Reporting Persons beneficially own in the aggregate 2,961,386 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 48.8% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 69,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. In addition, Mr. Moglia holds 16,216 shares of Common Stock through trusts. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 22:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 50,000 | $4.75 | $237,500.00 |
DisclosureSEC source: 0001104659-20-047735 · tm2016040-1_4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Activist Fund I, LP Disclosed balance after: 788,187 F6 · shares: Represents shares of Common Stock acquired by Fundamental Global Investors, LLC, on behalf of the funds managed by it, from Fund Management Group LLC ("FMG"), in a privately negotiated transaction, pursuant to a Purchase Agreement, dated as of April 16, 2020, between FMG and Fundamental Global Investors, LLC (the "Purchase Agreement"). The aggregate purchase price for the 100,000 total shares acquired pursuant to the Purchase Agreement was $475,000. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 2,961,386 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 48.8% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 69,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. In addition, Mr. Moglia holds 16,216 shares of Common Stock through trusts. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 16, 2020 22:14 UTC | FG Communities Holdings Inc. PIH · Entity 7310 | PurchaseCommon Stock, $0.001 par value | 50,000 | $4.75 | $237,500.00 |
DisclosureSEC source: 0001104659-20-047735 · tm2016040-1_4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · 10% owner BK Technologies Corp · CIK 0000002186 · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Global Partners Master Fund, LP Disclosed balance after: 500,656 F6 · shares: Represents shares of Common Stock acquired by Fundamental Global Investors, LLC, on behalf of the funds managed by it, from Fund Management Group LLC ("FMG"), in a privately negotiated transaction, pursuant to a Purchase Agreement, dated as of April 16, 2020, between FMG and Fundamental Global Investors, LLC (the "Purchase Agreement"). The aggregate purchase price for the 100,000 total shares acquired pursuant to the Purchase Agreement was $475,000. F1 · balance_after: The Reporting Persons beneficially own in the aggregate 2,961,386 shares of Common Stock (including 100,000 shares that may be acquired pursuant to a call option), which represent approximately 48.8% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Fund, Ltd. ("FGAA"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Activist Fund I, LP ("FAFI"), FGI 1347 Holdings, LP ("FGIH") and Ballantyne Strong, Inc. ("BTN"). F2 · balance_after: In addition, CWA, of which 50% is owned by Fundamental Global Investors, LLC, holds 69,710 shares of Common Stock for the accounts of individual investors (excluding shares held in CWA accounts for other Reporting Persons, which are separately reported on this form), which represent approximately 1.1% of the Company's outstanding shares of Common Stock. Messrs. Cerminara and Johnson also each hold 7,141 shares of Common Stock and restricted stock units representing the right to receive 16,294 shares of Common Stock upon vesting. In addition, Mr. Moglia holds 16,216 shares of Common Stock through trusts. F5 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGAA, FGGM, FAFI and FGIH and the shares of Preferred Stock disclosed as directly owned by FGPM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 23:59 UTC | BK Technologies Corp BKTI · Entity 6049 | PurchaseCommon Stock, par value $0.60 per share | 692,534 | $3.95 | $2,735,509.30 |
DisclosureSEC source: 0001144204-18-049081 · tv502720_4.xml · nonDerivative · entry 2 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Fundamental Activist Fund I, LP Disclosed balance after: 697,230 F1 · balance_after: The funds managed by Fundamental Global Investors, LLC beneficially own in the aggregate 3,025,374 shares of Common Stock, which represent approximately 22.4% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP ("FGGM"), Fundamental Global Holdings, LP ("FGHP"), and Fundamental Activist Fund I, LP ("FAFI"). In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 975,943 shares of Common Stock (excluding Mr. Moglia's shares held in CWA accounts) for accounts of individual investors, which represent approximately 7.2% of the Company's outstanding shares of Common Stock. F2 · balance_after: Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPM, FGGM, FGHP and FAFI. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds 817,131 shares of Common Stock directly and through trusts and the Moglia Family Foundation. Each of Messrs. Cerminara and Johnson directly holds 5,479 shares of Common Stock and 10,542 restricted stock units, in each case received as director compensation. In addition, Messrs. Cerminara and Johnson hold stock options to purchase 10,000 and 5,000 shares of Common Stock, respectively. Read SEC document |
| September 09, 2018 Filed Sep 11, 2018 23:59 UTC | BK Technologies Corp BKTI · Entity 6049 | SaleCommon Stock, par value $0.60 per share | 1,147,087 | $3.95 | $4,530,993.65 |
DisclosureSEC source: 0001144204-18-049081 · tv502720_4.xml · nonDerivative · entry 1 Fundamental Global Investors, LLC · CIK 0001591508 · Director · 10% owner BALLANTYNE STRONG, INC. · CIK 0000946454 · Director · 10% owner Cerminara Kyle · CIK 0001619991 · Director · 10% owner Johnson Lewis M · CIK 0001619951 · Director · 10% owner MOGLIA JOSEPH H · CIK 0001187586 · Group Member Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ballantyne Strong, Inc. Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.