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THOMPSON KEVIN B

Disclosed activity across 4 companies

Tapewire entity
93655
SEC CIK
0001180598

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BLACKLINE, INC.BL · Entity 4556DirectorFebruary 29, 2024March 01, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BLACKLINE, INC.

Report date February 29, 2024 · Filed March 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,000 Reported balance After 2024-02-29 transaction · row 1
1 source row

Row 1 · 2024-02-29 · Sale · Disposed 4,500 · Balance 11,000

F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INSTRUCTURE INC

Report date March 24, 2020 · Filed March 26, 2020

Section 16 reporting ended · disclosed 2020-03-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-03-24 transaction · row 1
1 source row

Row 1 · 2020-03-24 · Other · Disposed 13,420 · Balance 0

F1: On February 17, 2020, the Issuer entered into the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 17, 2020, by and among the Issuer, Instructure Holdings, LLC (f/k/a PIV Purchaser, LLC), a Delaware limited liability company ("Parent") and PIV Merger Sub, Inc., a Delaware corporation and a direct and wholly owned subsidiary of Parent ("Merger Sub"), Shares accepted for payment in the tender offer commenced by Merger Sub in exchange for the right to receive $49.00 in cash per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-03-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-03-24 · Disposition to issuer · Disposed 4,162 · Balance 0

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3: Disposed of pursuant to the Merger Agreement, whereby each Issuer RSU that was unexpired, unsettled, outstanding, and unvested as of immediately prior to the effective time of the merger (other than certain forfeited RSUs) was cancelled and replaced with the right to receive to receive $49.00 in cash per share underlying the RSU, subject to any required tax withholdings, which consideration will be subject to generally the same terms as the corresponding cancelled RSU, including vesting conditions.

Filing footnotes · ownership attribution and instrument terms

F1: On February 17, 2020, the Issuer entered into the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 17, 2020, by and among the Issuer, Instructure Holdings, LLC (f/k/a PIV Purchaser, LLC), a Delaware limited liability company ("Parent") and PIV Merger Sub, Inc., a Delaware corporation and a direct and wholly owned subsidiary of Parent ("Merger Sub"), Shares accepted for payment in the tender offer commenced by Merger Sub in exchange for the right to receive $49.00 in cash per share.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3: Disposed of pursuant to the Merger Agreement, whereby each Issuer RSU that was unexpired, unsettled, outstanding, and unvested as of immediately prior to the effective time of the merger (other than certain forfeited RSUs) was cancelled and replaced with the right to receive to receive $49.00 in cash per share underlying the RSU, subject to any required tax withholdings, which consideration will be subject to generally the same terms as the corresponding cancelled RSU, including vesting conditions.

NETSUITE INC

Report date November 07, 2016 · Filed November 09, 2016

Section 16 reporting ended · disclosed 2016-11-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-11-07 transaction · row 1
1 source row

Row 1 · 2016-11-07 · Disposition to issuer · Disposed 7,044 · Balance 0

F1: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity.

F2: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.99Direct0 Reported balance After 2016-11-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-11-07 · Disposition to issuer · Disposed 1,773 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.25Direct0 Reported balance After 2016-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-11-07 · Disposition to issuer · Disposed 3,854 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.70Direct0 Reported balance After 2016-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-11-07 · Disposition to issuer · Disposed 3,194 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $89.16Direct0 Reported balance After 2016-11-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-11-07 · Disposition to issuer · Disposed 2,552 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.07Direct0 Reported balance After 2016-11-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2016-11-07 · Disposition to issuer · Disposed 2,868 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2016-11-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2016-11-07 · Disposition to issuer · Disposed 2,556 · Balance 0

F4: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer.

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity.

F2: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement.

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F4: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer.

SolarWinds Corp

Report date December 31, 2020 · Filed January 04, 2021

Section 16 reporting ended · disclosed 2021-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,207,005 Reported balance After 2020-12-31 transaction · row 1
1 source row

Row 1 · 2020-12-31 · Tax withholding · Disposed 107,048 · Balance 2,207,005

F1: Represents the number of shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units and performance stock units.

Common StockSEC Table I · non-derivativeIndirectBy Daughter63,808 Reported balance Holding disclosure · report date 2020-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 63,808

Common StockSEC Table I · non-derivativeIndirectBy Son63,808 Reported balance Holding disclosure · report date 2020-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 63,808

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units and performance stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 29, 2024 Filed Mar 1, 2024 17:24 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 4,500 $57.50 $258,750.00
Disclosure

SEC source: 0001415889-24-006137 · form4-03012024_100321.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,000

F1 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023.

Read SEC document
May 10, 2023 Filed May 10, 2023 19:02 UTC BLACKLINE, INC. BL · Entity 4556 GrantCommon Stock 3,387 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028563 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,500

F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on May 10, 2023 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

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May 12, 2022 Filed May 16, 2022 19:22 UTC BLACKLINE, INC. BL · Entity 4556 GrantCommon Stock 3,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029359 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on May 12, 2022 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

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May 13, 2021 Filed May 17, 2021 16:21 UTC BLACKLINE, INC. BL · Entity 4556 GrantCommon Stock 1,847 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033146 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,712

F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on May 13, 2021 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

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December 31, 2020 Filed Jan 4, 2021 16:32 UTC SolarWinds Corp SWI · Entity 80691 Tax withholdingCommon Stock 107,048 $14.95 $1,600,367.60
Disclosure

SEC source: 0001739942-21-000002 · wf-form4_160979592232349.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Former President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207,005

F1 · shares: Represents the number of shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units and performance stock units.

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November 19, 2020 Filed Nov 20, 2020 12:32 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 166,129 $21.65 $3,596,692.85
Disclosure

SEC source: 0001739942-20-000134 · wf-form4_160589355360562.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664,053

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.26 to $21.84, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

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November 18, 2020 Filed Nov 18, 2020 18:58 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 175,000 $21.60 $3,780,000.00
Disclosure

SEC source: 0001739942-20-000132 · wf-form4_160574386953123.xml · nonDerivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830,182

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $21.40 to $21.85, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

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November 18, 2020 Filed Dec 17, 2020 09:23 UTC Amendment SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 175,000 $21.60 $3,780,000.00
Disclosure

SEC source: 0001739942-20-000136 · wf-form4a_160821502037868.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,053

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $21.40 to $21.85, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

F2 · acquired: On November 18, 2020, the reporting person filed a Form 4 which inadvertently reported the reporting person's sale of 175,000 shares of common stock on November 18, 2020 as an acquisition. As a result, the original Form 4 (and the Form 4 subsequently filed by the reporting person on November 20, 2020) also reported an incorrect number of shares of common stock held by the reporting person in Column 5. This amendment is being filed to correctly report the transaction on November 18, 2020 as a disposition and to reflect the correct number of shares of common stock owned by the reporting person as of the date of this amendment, inclusive of the disposition reported in the reporting person's Form 4 filed on November 20, 2020.

F2 · balance_after: On November 18, 2020, the reporting person filed a Form 4 which inadvertently reported the reporting person's sale of 175,000 shares of common stock on November 18, 2020 as an acquisition. As a result, the original Form 4 (and the Form 4 subsequently filed by the reporting person on November 20, 2020) also reported an incorrect number of shares of common stock held by the reporting person in Column 5. This amendment is being filed to correctly report the transaction on November 18, 2020 as a disposition and to reflect the correct number of shares of common stock owned by the reporting person as of the date of this amendment, inclusive of the disposition reported in the reporting person's Form 4 filed on November 20, 2020.

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November 17, 2020 Filed Nov 18, 2020 18:58 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 175,000 $21.94 $3,839,500.00
Disclosure

SEC source: 0001739942-20-000132 · wf-form4_160574386953123.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,655,182

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $21.82 to $22.31, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

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November 16, 2020 Filed Nov 18, 2020 18:58 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 183,871 $22.18 $4,078,258.78
Disclosure

SEC source: 0001739942-20-000132 · wf-form4_160574386953123.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830,182

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.97 to $22.60, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

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October 23, 2020 Filed Oct 27, 2020 18:04 UTC SolarWinds Corp SWI · Entity 80691 Tax withholdingCommon Stock 30,496 $21.71 $662,068.16
Disclosure

SEC source: 0001739942-20-000114 · wf-form4_160383626068315.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014,053

F1 · shares: Represents the number of shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:45 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 300,000 $19.52 $5,856,000.00
Disclosure

SEC source: 0001628280-20-012656 · wf-form4_159736230908469.xml · nonDerivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044,549

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.18 to $19.73, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:45 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 29,317 $19.48 $571,095.16
Disclosure

SEC source: 0001628280-20-012656 · wf-form4_159736230908469.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 63,808

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.23 to $19.72, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:45 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 29,317 $19.49 $571,388.33
Disclosure

SEC source: 0001628280-20-012656 · wf-form4_159736230908469.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 63,808

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.21 to $19.70, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

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August 06, 2020 Filed Aug 10, 2020 19:32 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 101,289 $0.00 $0.00
Disclosure

SEC source: 0001739942-20-000081 · wf-form4_159710232247103.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344,549

F1 · shares: Represents restricted stock units awarded pursuant to the issuer's 2018 Equity Incentive Plan that entitles the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest 100% on February 15, 2021 subject to continued service through such applicable date. These time-based restricted stock units represent the modification of previously granted performance stock units to eliminate performance vesting conditions applicable to the original award.

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May 11, 2020 Filed May 13, 2020 16:30 UTC BLACKLINE, INC. BL · Entity 4556 Exercise / conversionStock Option (right to buy) · Derivative 3,633 $0.00 Strike: $34.12 $0.00
Disclosure

SEC source: 0001209191-20-028825 · doc4.xml · derivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,633 shares

Expires 2027-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the option will vest upon the earlier of October 1, 2018 or the day prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

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May 11, 2020 Filed May 13, 2020 16:30 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 7,239 $64.60 $467,644.47
Disclosure

SEC source: 0001209191-20-028825 · doc4.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,865

F1 · price: The sale price represents the weighted-average price of shares sold ranging from $64.47 to $64.73 per share. Upon request by the Securities and Exchange Commission (the Commission) staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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May 11, 2020 Filed May 13, 2020 16:30 UTC BLACKLINE, INC. BL · Entity 4556 Exercise / conversionCommon Stock 3,633 $34.12 $123,957.96
Disclosure

SEC source: 0001209191-20-028825 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 8, 2020 16:43 UTC BLACKLINE, INC. BL · Entity 4556 GrantCommon Stock 3,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027938 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,471

F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on May 6, 2020 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 17:39 UTC INSTRUCTURE INC INST · Entity 150326 Disposition to issuerRestricted Stock Units · Derivative 4,162 $49.00 $203,938.00
Disclosure

SEC source: 0000899243-20-009570 · doc4.xml · derivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,162 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: Disposed of pursuant to the Merger Agreement, whereby each Issuer RSU that was unexpired, unsettled, outstanding, and unvested as of immediately prior to the effective time of the merger (other than certain forfeited RSUs) was cancelled and replaced with the right to receive to receive $49.00 in cash per share underlying the RSU, subject to any required tax withholdings, which consideration will be subject to generally the same terms as the corresponding cancelled RSU, including vesting conditions.

F3 · price: Disposed of pursuant to the Merger Agreement, whereby each Issuer RSU that was unexpired, unsettled, outstanding, and unvested as of immediately prior to the effective time of the merger (other than certain forfeited RSUs) was cancelled and replaced with the right to receive to receive $49.00 in cash per share underlying the RSU, subject to any required tax withholdings, which consideration will be subject to generally the same terms as the corresponding cancelled RSU, including vesting conditions.

F3 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby each Issuer RSU that was unexpired, unsettled, outstanding, and unvested as of immediately prior to the effective time of the merger (other than certain forfeited RSUs) was cancelled and replaced with the right to receive to receive $49.00 in cash per share underlying the RSU, subject to any required tax withholdings, which consideration will be subject to generally the same terms as the corresponding cancelled RSU, including vesting conditions.

F3 · derivative.expiration_date: Disposed of pursuant to the Merger Agreement, whereby each Issuer RSU that was unexpired, unsettled, outstanding, and unvested as of immediately prior to the effective time of the merger (other than certain forfeited RSUs) was cancelled and replaced with the right to receive to receive $49.00 in cash per share underlying the RSU, subject to any required tax withholdings, which consideration will be subject to generally the same terms as the corresponding cancelled RSU, including vesting conditions.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 17:39 UTC INSTRUCTURE INC INST · Entity 150326 OtherCommon Stock 13,420 $49.00 $657,580.00
Disclosure

SEC source: 0000899243-20-009570 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 17, 2020, the Issuer entered into the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 17, 2020, by and among the Issuer, Instructure Holdings, LLC (f/k/a PIV Purchaser, LLC), a Delaware limited liability company ("Parent") and PIV Merger Sub, Inc., a Delaware corporation and a direct and wholly owned subsidiary of Parent ("Merger Sub"), Shares accepted for payment in the tender offer commenced by Merger Sub in exchange for the right to receive $49.00 in cash per share.

F1 · price: On February 17, 2020, the Issuer entered into the Amended and Restated Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 17, 2020, by and among the Issuer, Instructure Holdings, LLC (f/k/a PIV Purchaser, LLC), a Delaware limited liability company ("Parent") and PIV Merger Sub, Inc., a Delaware corporation and a direct and wholly owned subsidiary of Parent ("Merger Sub"), Shares accepted for payment in the tender offer commenced by Merger Sub in exchange for the right to receive $49.00 in cash per share.

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March 16, 2020 Filed Mar 18, 2020 16:47 UTC SolarWinds Corp SWI · Entity 80691 Tax withholdingCommon Stock 15,418 $13.36 $205,984.48
Disclosure

SEC source: 0001739942-20-000028 · wf-form4_158456442238882.xml · nonDerivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,243,260

F3 · shares: Represents the number of shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of performance stock units.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:47 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 255,777 $0.00 $0.00
Disclosure

SEC source: 0001739942-20-000028 · wf-form4_158456442238882.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,258,678

F2 · shares: Represents restricted stock units awarded pursuant to the issuer's 2018 Equity Incentive Plan that entitle the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest 25% on the anniversary of February 15, 2020 and 6.25% per quarter over the following twelve quarters on the respective quarterly vesting dates of May 15, August 15, November 15 and February 15, subject to continued service through each applicable date.

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March 16, 2020 Filed Mar 18, 2020 16:47 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 144,665 $0.00 $0.00
Disclosure

SEC source: 0001739942-20-000028 · wf-form4_158456442238882.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,002,901

F1 · shares: Represents performance stock units awarded pursuant to the issuer's 2018 Equity Incentive Plan for which performance criteria has been satisfied that entitle the reporting person to receive one share of the issuer's common stock per performance stock unit upon vesting. The performance stock units vest 1/3rd on March 16, 2020, 1/3 on February 1, 2021, and 1/3 on February 1, 2022, subject to continued service through each applicable date.

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February 18, 2020 Filed Feb 20, 2020 16:42 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 2,587 $18.52 $47,911.24
Disclosure

SEC source: 0001628280-20-001907 · wf-form4_158223493564591.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 93,125

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 16:42 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 2,587 $18.52 $47,911.24
Disclosure

SEC source: 0001628280-20-001907 · wf-form4_158223493564591.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 93,125

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 16:43 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 2,144 $19.02 $40,776.95
Disclosure

SEC source: 0001628280-19-014288 · wf-form4_157385417417137.xml · nonDerivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,858,236

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $19.00 to $19.05, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

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November 13, 2019 Filed Nov 15, 2019 16:43 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 5,174 $18.71 $96,798.81
Disclosure

SEC source: 0001628280-19-014288 · wf-form4_157385417417137.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 95,712

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $18.62 to $18.92, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 16:43 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 5,174 $18.71 $96,788.47
Disclosure

SEC source: 0001628280-19-014288 · wf-form4_157385417417137.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 95,712

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $18.62 to $18.91, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 16:57 UTC SolarWinds Corp SWI · Entity 80691 Tax withholdingCommon Stock 30,496 $18.96 $578,204.16
Disclosure

SEC source: 0001628280-19-012584 · wf-form4_157203700373613.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860,380

F1 · shares: Represents the number of shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:18 UTC INSTRUCTURE INC INST · Entity 150326 Exercise / conversionRestricted Stock Units · Derivative 4,161 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033029 · doc4.xml · derivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142

Underlying: Common Stock · 4,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On May 24, 2018 the Reporting Person was granted an RSU for 8,303 shares of the Issuer's Common Stock, vesting annually for so long as the Reporting Person provides continuous service to the Issuer with (i) 50% vesting on the last market trading day immediately prior to Issuer's first annual stockholder meeting held after May 24, 2018, which vesting date was May 23, 2019 and (ii) 50% vesting on the last market trading day immediately prior to Issuer's second annual stockholder meeting held after May 24, 2018.

F3 · derivative.expiration_date: On May 24, 2018 the Reporting Person was granted an RSU for 8,303 shares of the Issuer's Common Stock, vesting annually for so long as the Reporting Person provides continuous service to the Issuer with (i) 50% vesting on the last market trading day immediately prior to Issuer's first annual stockholder meeting held after May 24, 2018, which vesting date was May 23, 2019 and (ii) 50% vesting on the last market trading day immediately prior to Issuer's second annual stockholder meeting held after May 24, 2018.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:18 UTC INSTRUCTURE INC INST · Entity 150326 Exercise / conversionCommon Stock 4,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033029 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units (the "RSU") convert into Issuer's Common Stock on a one-for-one basis.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:59 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 13,884 $19.01 $263,947.34
Disclosure

SEC source: 0001628280-19-006843 · wf-form4_155795753100801.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890,876

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.00 to $19.05, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:59 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 2,587 $18.84 $48,742.18
Disclosure

SEC source: 0001628280-19-006843 · wf-form4_155795753100801.xml · nonDerivative · entry 4

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 100,886

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $18.675 to $18.945, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:59 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 2,587 $18.84 $48,745.55
Disclosure

SEC source: 0001628280-19-006843 · wf-form4_155795753100801.xml · nonDerivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 100,886

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $18.685 to $18.95, inclusive. The price range reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:59 UTC SolarWinds Corp SWI · Entity 80691 SaleCommon Stock 100 $19.00 $1,900.00
Disclosure

SEC source: 0001628280-19-006843 · wf-form4_155795753100801.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904,760

F1 · shares: Shares sold pursuant to a 10b5-1 trading plan.

Read SEC document
May 08, 2019 Filed May 10, 2019 16:45 UTC BLACKLINE, INC. BL · Entity 4556 GrantCommon Stock 3,857 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028973 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,463

F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on May 8, 2019 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

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April 05, 2019 Filed Apr 8, 2019 18:58 UTC INSTRUCTURE INC INST · Entity 150326 SaleCommon Stock 4,794 $45.43 $217,767.45
Disclosure

SEC source: 0001209191-19-024041 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,259

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.09 to $45.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
October 27, 2018 Filed Oct 30, 2018 16:03 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 310,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-013081 · wf-form4_154092980005758.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,904,860

F1 · shares: Represents restricted stock units awarded pursuant to the issuer's 2018 Equity Incentive Plan that entitle the reporting person to receive one share of the issuer's common stock per restricted stock unit upon vesting. The restricted stock units vest annually over four years with 25% of the restricted stock units vesting on each anniversary of October 23, 2018, subject to continued service through each applicable date.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 21:29 UTC SolarWinds Corp SWI · Entity 80691 Exercise / conversionClass A Common Stock · Derivative 669,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-012946 · wf-form4_154051732679927.xml · derivative · entry 5

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 669,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.exercise_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · derivative.expiration_date: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F2 · derivative.underlying_shares: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 21:29 UTC SolarWinds Corp SWI · Entity 80691 Exercise / conversionCommon Stock 669,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-012946 · wf-form4_154051732679927.xml · nonDerivative · entry 4

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

F2 · kind: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · shares: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

F2 · price: Immediately prior to the completion of the Issuer's initial public offering, each outstanding share of Class A Common Stock automatically converted into a number of shares of Class B Common Stock equal to the result of the conversion value of such share of Class A Common Stock divided by $19.00. The conversion value for each share of Class A Common Stock was equal to $1,000 plus accrued and unpaid dividends on such share of Class A Common Stock through October 18, 2018. In addition, the shares of the Issuer's Class A Common Stock were convertible, at the option of the holder, into shares of Class B Common Stock for a specified period of time ending on November 7, 2018.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 21:29 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 103,473 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-012946 · wf-form4_154051732679927.xml · nonDerivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 2,132,566

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 21:29 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 103,473 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-012946 · wf-form4_154051732679927.xml · nonDerivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,029,093

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 21:29 UTC SolarWinds Corp SWI · Entity 80691 GrantCommon Stock 1,925,620 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-012946 · wf-form4_154051732679927.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,925,620

F1 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of the Issuer's Class A Common Stock into Class B Common Stock, each share of Class B Common Stock was reclassified into one share of Common Stock.

Read SEC document
May 24, 2018 Filed May 25, 2018 16:11 UTC INSTRUCTURE INC INST · Entity 150326 GrantRestricted Stock Units · Derivative 8,303 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033503 · doc4.xml · derivative · entry 3

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,303

Underlying: Common Stock · 8,303 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On May 24, 2018 the Reporting Person was granted an RSU for 8,303 shares of the Issuer's Common Stock, vesting annually for so long as the Reporting Person provides continuous service to the Issuer with (i) 50% vesting on the last market trading day immediately prior to Issuer's first annual stockholder meeting held after May 24, 2018, and (ii) 50% vesting on the last market trading day immediately prior to Issuer's second annual stockholder meeting held after May 24, 2018.

F4 · derivative.expiration_date: On May 24, 2018 the Reporting Person was granted an RSU for 8,303 shares of the Issuer's Common Stock, vesting annually for so long as the Reporting Person provides continuous service to the Issuer with (i) 50% vesting on the last market trading day immediately prior to Issuer's first annual stockholder meeting held after May 24, 2018, and (ii) 50% vesting on the last market trading day immediately prior to Issuer's second annual stockholder meeting held after May 24, 2018.

Read SEC document
May 23, 2018 Filed May 25, 2018 16:11 UTC INSTRUCTURE INC INST · Entity 150326 Exercise / conversionRestricted Stock Units · Derivative 9,259 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033503 · doc4.xml · derivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On November 16, 2016, the Reporting Person was granted an RSU for 14,053 shares of the Issuer's Common Stock, vesting annually for so long as the Reporting Person provides continuous service to the Issuer with (i) 4,794 vesting on the last market trading day immediately prior to Issuer's first annual stockholder meeting held after May 25, 2016, which vesting date was May 24, 2017, and (ii) 9,259 on the last market trading day immediately prior to Issuer's second annual stockholder meeting held after May 25, 2016, which vesting date was May 23, 2018.

F3 · derivative.expiration_date: On November 16, 2016, the Reporting Person was granted an RSU for 14,053 shares of the Issuer's Common Stock, vesting annually for so long as the Reporting Person provides continuous service to the Issuer with (i) 4,794 vesting on the last market trading day immediately prior to Issuer's first annual stockholder meeting held after May 25, 2016, which vesting date was May 24, 2017, and (ii) 9,259 on the last market trading day immediately prior to Issuer's second annual stockholder meeting held after May 25, 2016, which vesting date was May 23, 2018.

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May 23, 2018 Filed May 25, 2018 16:11 UTC INSTRUCTURE INC INST · Entity 150326 Exercise / conversionCommon Stock 9,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-033503 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units (the "RSU") convert into Issuer's Common Stock on a one-for-one basis.

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May 09, 2018 Filed May 11, 2018 16:19 UTC BLACKLINE, INC. BL · Entity 4556 GrantStock Option (right to buy) · Derivative 4,396 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001209191-18-029549 · doc4.xml · derivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

Underlying: Common Stock · 4,396 shares

Expires 2028-05-08

F3 · derivative.exercise_date: The shares subject to the option will vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

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May 09, 2018 Filed May 11, 2018 16:19 UTC BLACKLINE, INC. BL · Entity 4556 GrantCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029549 · doc4.xml · nonDerivative · entry 1

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,994

F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on May 9, 2018 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

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May 09, 2018 Filed May 25, 2018 17:22 UTC Amendment BLACKLINE, INC. BL · Entity 4556 GrantStock Option (right to buy) · Derivative 4,396 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001209191-18-033606 · doc4a.xml · derivative · entry 2

THOMPSON KEVIN B · CIK 0001180598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

Underlying: Common Stock · 4,396 shares

Expires 2028-05-08

F3 · derivative.exercise_date: The shares subject to the option will vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.