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KANE JOHN M

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93613
SEC CIK
0001605711

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NAVIENT CORPNAVI · Entity 5050EVP & Group PresidentFebruary 28, 2024March 01, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NAVIENT CORP

Report date February 28, 2024 · Filed March 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect513,557.9987 Reported balance After 2024-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-02-28 · Tax withholding · Disposed 9,479 · Balance 513,557.9987

F1: Represents performance stock units ("PSUs") awarded to the reporting person under the Navient Corporation 2014 Omnibus Incentive Plan and previously reported on February 4, 2021. Each PSU represents the right to receive one share of Navient Corporation ("Navient") common stock in the future, which target amount vests at a specified percentage and is settled based upon achieving certain performance conditions over a three-year performance period ending on the final day of fiscal year 2023. On January 26, 2024, the Compensation and Human Resources Committee approved the achievement of the 2021-2023 PSUs at 46.36% of target resulting in the settling on February 28, 2024, of 19,577.3644 shares of such PSUs and an additional 2,339.3128 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights.

F2: In connection with this settlement, 9,479 shares were withheld by Navient (as approved by the Navient Compensation and Human Resources Committee) to satisfy the reporting person's tax withholding obligations.

F3: Reflects the disposition of 0.6772 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

F4: The reporting person's common stock balance reflects the forfeiture of 25,358.2952 PSUs from the reporting person's beneficial ownership because the Company failed to meet the threshold performance level established for the PSUs granted for the 2021 - 2023 performance period.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)9,873.2203 Reported balance Holding disclosure · report date 2024-02-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,873.2203

F5: Between February 9, 2024, and February 28, 2024, the reporting person acquired 782.2318 share equivalents of Navient common stock under the Navient 401(k) Savings Plan. The information in this report is based on the reporting person's actual account balance as of February 28, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents performance stock units ("PSUs") awarded to the reporting person under the Navient Corporation 2014 Omnibus Incentive Plan and previously reported on February 4, 2021. Each PSU represents the right to receive one share of Navient Corporation ("Navient") common stock in the future, which target amount vests at a specified percentage and is settled based upon achieving certain performance conditions over a three-year performance period ending on the final day of fiscal year 2023. On January 26, 2024, the Compensation and Human Resources Committee approved the achievement of the 2021-2023 PSUs at 46.36% of target resulting in the settling on February 28, 2024, of 19,577.3644 shares of such PSUs and an additional 2,339.3128 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights.

F2: In connection with this settlement, 9,479 shares were withheld by Navient (as approved by the Navient Compensation and Human Resources Committee) to satisfy the reporting person's tax withholding obligations.

F3: Reflects the disposition of 0.6772 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

F4: The reporting person's common stock balance reflects the forfeiture of 25,358.2952 PSUs from the reporting person's beneficial ownership because the Company failed to meet the threshold performance level established for the PSUs granted for the 2021 - 2023 performance period.

F5: Between February 9, 2024, and February 28, 2024, the reporting person acquired 782.2318 share equivalents of Navient common stock under the Navient 401(k) Savings Plan. The information in this report is based on the reporting person's actual account balance as of February 28, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2019 Filed Feb 7, 2019 21:59 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 2,161 $11.44 $24,721.84
Disclosure

SEC source: 0001127602-19-004579 · form4.xml · nonDerivative · entry 3

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,817.9536

F3 · shares: As previously reported, on February 5, 2018, the reporting person was granted 19,075 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 5, 2019, 6,358 shares of such RSUs were settled and an additional 349 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 2,161 shares were withheld by Navient, as approved by the Navient Compensation and Personnel Committee (the "Committee"), to satisfy the reporting person's tax withholding obligations.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:59 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 43,706 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004579 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,978.9536

F2 · shares: Grant of Performance Stock Units ("PSUs") which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2021. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2019 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:59 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 43,706 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004579 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,272.9536

F1 · shares: Grant of restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 03, 2019 Filed Feb 5, 2019 22:13 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 5,676 $11.44 $64,933.44
Disclosure

SEC source: 0001127602-19-004174 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,566.9536

F1 · kind: As previously reported, on February 3, 2016, the reporting person was granted 43,137 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 3, 2019, 14,379 shares of such RSUs were settled and an additional 2,248.5997 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 5,676 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Reflects the disposition of 0.5997 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

F3 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

F4 · balance_after: The reporting person's common stock balance includes 574 shares acquired under the Navient Corporation Employee Stock Purchase Plan.

F5 · balance_after: As previously reported on the Company's 2018 Proxy Statement on Form DEF 14A, the reporting person's common stock balance reflects the forfeiture of 31,017.6443 PSUs from the reporting person's beneficial ownership because the Company failed to meet the threshold performance level established for the PSUs granted for the 2015 - 2017 performance period.

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February 18, 2018 Filed Feb 21, 2018 00:48 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 1,333 $13.99 $18,648.67
Disclosure

SEC source: 0001127602-18-007382 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,043.3551

F3 · shares: As previously reported, on February 18, 2015, the reporting person was granted 10,854 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2018, 3,618 shares of such RSUs were settled and an additional 517.9952 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 1,333 shares were withheld by Navient, as approved by the Committee, to satisfy the reporting person's tax withholding obligations.

F4 · balance_after: Reflects the disposition of 0.9952 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 18, 2018 Filed Feb 21, 2018 00:48 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 1,623 $13.99 $22,705.77
Disclosure

SEC source: 0001127602-18-007382 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,377.3503

F1 · shares: As previously reported, on February 18, 2015, the reporting person was granted 14,923 vested restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, subject to transfer restrictions which lapse in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2018, 4,752 shares of such RSUs were settled and an additional 680.8807 shares were issued to the reporting person upon the delivery of the related dividend equivalent rights. In connection with this settlement, 1,623 shares were withheld by Navient, as approved by the Navient Compensation and Personnel Committee (the "Committee"), to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Reflects the disposition of 0.8807 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 22:45 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 3,153 $13.76 $43,385.28
Disclosure

SEC source: 0001127602-18-004475 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,001.231

F1 · shares: As previously reported, on February 6, 2017, the reporting person was granted 28,100 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 6, 2018, 9,366 shares of such RSUs were settled and an additional 424 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 3,153 shares were withheld by Navient, as approved by the Navient Compensation and Personnel Committee (the "Committee"), to satisfy the reporting person's tax withholding obligations.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:13 UTC NAVIENT CORP NAVI · Entity 5050 GrantStock Option (Right to Buy) · Derivative 150,579 $0.00 Strike: $13.63 $0.00
Disclosure

SEC source: 0001127602-18-004386 · form4.xml · derivative · entry 5

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,579

Underlying: Common Stock · 150,579 shares

Expires 2023-02-05

F6 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:13 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 47,688 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004386 · form4.xml · nonDerivative · entry 3

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,154.231

F4 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2020. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2018 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 23:13 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 19,075 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004386 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,466.231

F3 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 03, 2018 Filed Feb 6, 2018 23:13 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 5,379 $14.21 $76,435.59
Disclosure

SEC source: 0001127602-18-004386 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,391.231

F1 · shares: As previously reported, on February 3, 2016, the reporting person was granted 43,137 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 3, 2018, 14,379 shares of such RSUs were settled and an additional 1,380 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 5,379 shares were withheld by Navient, as approved by the Navient Compensation and Personnel Committee (the "Committee"), to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 00:12 UTC NAVIENT CORP NAVI · Entity 5050 Exercise / conversionStock Option (Right to Buy) · Derivative 54,579 $0.00 Strike: $11.49 $0.00
Disclosure

SEC source: 0001127602-17-028271 · form4.xml · derivative · entry 5

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,579 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 00:12 UTC NAVIENT CORP NAVI · Entity 5050 SaleCommon Stock 28,886 $15.00 $433,292.89
Disclosure

SEC source: 0001127602-17-028271 · form4.xml · nonDerivative · entry 3

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,024.899

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017.

F5 · price: Represents the weighted average price per share of stock sold by the reporting person $15.00 and $15.0050. The reporting person undertakes to provide to Navient Corporation, any security holder of Navient Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 00:12 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 48,164 $15.00 $722,460.00
Disclosure

SEC source: 0001127602-17-028271 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,910.899

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017.

Read SEC document
September 26, 2017 Filed Sep 28, 2017 00:12 UTC NAVIENT CORP NAVI · Entity 5050 Exercise / conversionCommon Stock 54,579 $11.49 $626,965.35
Disclosure

SEC source: 0001127602-17-028271 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,074.899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 11, 2017, and effective on August 14, 2017.

F2 · balance_after: The reporting person's common stock balance includes 571 shares acquired under the Navient Corporation Employee Stock Purchase Plan.

F3 · balance_after: Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance.

Read SEC document
May 01, 2017 Filed May 2, 2017 22:16 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 3,233 $15.45 $49,949.85
Disclosure

SEC source: 0001127602-17-016431 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,070.6333

F1 · shares: As previously reported, on May 1, 2014, the reporting person was granted 17,647 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On May 1, 2017, 5,882 shares of such RSUs were settled and an additional 775.4188 shares were issued to the reporting person upon the vesting of the related dividend equivalent rights. In connection with this settlement, 3,233 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: The reporting person's common stock balance includes 551 shares acquired under the Navient Corporation Employee Stock Purchase Plan not previously reported.

F3 · balance_after: Dividend equivalent rights issued on unvested RSUs and PSUs are included in the reporting person's common stock holding balance.

F4 · balance_after: Also reflects the disposition of 0.4188 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:08 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 1,971 $15.45 $30,451.95
Disclosure

SEC source: 0001127602-17-007529 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,342.0365

F2 · shares: As previously reported, on February 18, 2015, Mr. Kane was granted 10,854 RSUs under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 3,618 shares of such RSUs were settled and an additional 338 shares were issued to Mr. Kane upon the vesting of the related dividend equivalent rights. In connection with this settlement, 1,971 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Kane's tax withholding obligations.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 00:08 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 2,466 $15.45 $38,099.70
Disclosure

SEC source: 0001127602-17-007529 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,313.0365

F1 · shares: As previously reported, on February 18, 2015, Mr. Kane was granted 14,923 vested restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, subject to transfer restrictions which lapse in one-third increments on each of the first, second and third anniversaries of the grant. On February 18, 2017, 4,752 shares of such RSUs were settled and an additional 444 shares were issued to Mr. Kane upon the delivery of the related dividend equivalent rights. In connection with this settlement, 2,466 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Kane's tax withholding obligations.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:25 UTC NAVIENT CORP NAVI · Entity 5050 GrantStock Option (Right to Buy) · Derivative 107,806 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · derivative · entry 7

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,806

Underlying: Common Stock · 107,806 shares

Expires 2022-02-06

F10 · derivative.exercise_date: Grant of net-settled stock options under the Navient Corporation 2014 Omnibus Incentive Plan. These options vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:25 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 46,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · nonDerivative · entry 5

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,779.0365

F8 · shares: Grant of PSUs which is classified as "Common Stock," as permitted, since the PSUs will be settled solely by delivery of shares of the Company's common stock upon vesting. A specified percentage of this target award will vest and be settled based upon the satisfaction of certain performance conditions over a three-year performance period ending on the final day of fiscal year 2019. The performance conditions to be used shall be those approved by the Committee in connection with the Company's 2017 Long-Term Incentive Program and shall be set forth in the form of PSU award agreement approved by the Committee. Each vested PSU will be settled in shares of the Company's common stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:25 UTC NAVIENT CORP NAVI · Entity 5050 GrantCommon Stock 28,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · nonDerivative · entry 4

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,945.0365

F7 · shares: Grant of RSUs under the Navient Corporation 2014 Omnibus Incentive Plan, which is classified as "Common Stock," as permitted, since the RSUs will be settled solely by delivery of shares of Navient common stock. These RSUs vest in one-third increments on each of the first, second and third anniversaries of the grant date.

Read SEC document
February 04, 2017 Filed Feb 8, 2017 00:25 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 3,328 $15.49 $51,550.72
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · nonDerivative · entry 3

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,845.0365

F5 · shares: As previously reported, in connection with the April 30, 2014 separation of Navient from SLM, Navient established the Navient Corporation 2014 Omnibus Incentive Plan and issued new Navient equity awards to holders of outstanding SLM equity awards in order to maintain the intrinsic value of prior SLM award grants. On April 30, 2014, Mr. Kane was granted 26,092 RSUs representing the right to receive shares of Navient common stock in the future, which vest in one-third increments on February 4, 2015, 2016 and 2017. On February 4, 2017, 8,698 shares of such RSUs were settled and an additional 1,099.0553 shares were issued to Mr. Kane upon the vesting of the related dividend equivalent rights. In connection with this settlement, 3,328 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Kane's tax withholding obligations.

F6 · balance_after: Also reflects the disposition of 0.0553 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 04, 2017 Filed Feb 8, 2017 00:25 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 858 $15.49 $13,290.42
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,173.0918

F3 · shares: As previously reported, in connection with the April 30, 2014 separation of Navient from SLM Corporation ("SLM"), Navient established the Navient Corporation 2014 Omnibus Incentive Plan and issued new Navient equity awards to holders of outstanding SLM equity awards in order to maintain the intrinsic value of prior SLM award grants. On April 30, 2014, Mr. Kane was granted 7,220 vested RSUs representing the right to receive shares of Navient common stock in the future, subject to transfer restrictions which lapse in one-third increments on February 4, 2015, 2016 and 2017. On February 4, 2017, 2,407 shares of such RSUs were settled and an additional 304.3157 shares were issued to Mr. Kane upon the delivery of the related dividend equivalent rights. In connection with this settlement, 858 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Kane's tax withholding obligations.

F4 · balance_after: Also reflects the disposition of 0.3157 shares settled in cash upon the delivery of the related dividend equivalent rights, in accordance with the terms of the 2014 Navient Corporation Omnibus Incentive Plan.

Read SEC document
February 03, 2017 Filed Feb 8, 2017 00:25 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 5,527 $15.49 $85,613.23
Disclosure

SEC source: 0001127602-17-004441 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,031.4075

F1 · shares: As previously reported, on February 3, 2016, Mr. Kane was granted 43,137 restricted stock units ("RSUs") under the Navient Corporation 2014 Omnibus Incentive Plan representing the right to receive shares of Navient Corporation ("Navient") common stock in the future, which vest in one-third increments on each of the first, second and third anniversaries of the grant. On February 3, 2017, 14,379 shares of such RSUs were settled and an additional 697 shares were issued to Mr. Kane upon the vesting of the related dividend equivalent rights. In connection with this settlement, 5,527 shares were withheld by Navient (as approved by the Navient Compensation and Personnel Committee) to satisfy Mr. Kane's tax withholding obligations.

F2 · balance_after: Dividend equivalent rights issued on RSUs and performance stock units ("PSUs") are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Navient Corporation common stock.

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November 09, 2016 Filed Nov 15, 2016 01:04 UTC NAVIENT CORP NAVI · Entity 5050 Exercise / conversionStock Option (Right to Buy) · Derivative 13,636 $0.00 Strike: $10.26 $0.00
Disclosure

SEC source: 0001127602-16-067055 · form4.xml · derivative · entry 5

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,636 shares

Expires 2017-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 2, 2016, and effective on November 2, 2016.

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November 09, 2016 Filed Nov 15, 2016 01:04 UTC NAVIENT CORP NAVI · Entity 5050 SaleCommon Stock 2,586 $14.70 $38,014.20
Disclosure

SEC source: 0001127602-16-067055 · form4.xml · nonDerivative · entry 3

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,741.7406

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 2, 2016, and effective on November 2, 2016.

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November 09, 2016 Filed Nov 15, 2016 01:04 UTC NAVIENT CORP NAVI · Entity 5050 Tax withholdingCommon Stock 11,050 $14.50 $160,225.00
Disclosure

SEC source: 0001127602-16-067055 · form4.xml · nonDerivative · entry 2

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,327.7406

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 2, 2016, and effective on November 2, 2016.

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November 09, 2016 Filed Nov 15, 2016 01:04 UTC NAVIENT CORP NAVI · Entity 5050 Exercise / conversionCommon Stock 13,636 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-067055 · form4.xml · nonDerivative · entry 1

KANE JOHN M · CIK 0001605711 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,377.7406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 2, 2016, and effective on November 2, 2016.

F2 · balance_after: Dividend equivalent rights issued on restricted and performance stock units are included in the reporting person's common stock holding balance.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.