Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Snap-on IncSNA · Entity 3268 | Sr VP & Chief Devel. Officer | March 04, 2024 | March 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Snap-on Inc
Report date March 04, 2024 · Filed March 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,420 |
Ending reported balance
After 2024-03-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-04 · Exercise / conversion · Acquired 12,397 · Balance 23,817 Row 2 · 2024-03-04 · Sale · Disposed 7,399 · Balance 16,418 F1: This transaction was executed in multiple trades at prices ranging from $282.14 to $283.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Row 3 · 2024-03-04 · Sale · Disposed 3,896 · Balance 12,522 F2: This transaction was executed in multiple trades at prices ranging from $283.19 to $284.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Row 4 · 2024-03-04 · Sale · Disposed 1,102 · Balance 11,420 F3: This transaction was executed in multiple trades at prices ranging from $284.85 to $285.615. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $189.89 · Expires 2031-02-11 | Direct | 0 |
Reported balance
After 2024-03-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-04 · Exercise / conversion · Disposed 12,397 · Balance 0 F5: Exercise of Rule 16b-3 stock option. F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $155.34 · Expires 2030-02-13 | Direct | 20,250 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,250 F4: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $211.67 · Expires 2032-02-10 | Direct | 9,337 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 9,337 F6: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $249.26 · Expires 2033-02-09 | Direct | 6,546 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,546 F6: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $269.00 · Expires 2034-02-15 | Direct | 6,161 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 6,161 F6: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-10 | Direct | 1,596 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 1,596 F7: 1 for 1. F8: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-02-09 | Direct | 1,495 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 1,495 F7: 1 for 1. F8: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-15 | Direct | 1,329 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 1,329 F7: 1 for 1. F8: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 3,192 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 3,192 F7: 1 for 1. F9: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 2,990 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 2,990 F7: 1 for 1. F10: If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 2,658 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 2,658 F7: 1 for 1. F11: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,276.8209 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 8,276.8209 F7: 1 for 1. F12: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $282.14 to $283.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2: This transaction was executed in multiple trades at prices ranging from $283.19 to $284.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3: This transaction was executed in multiple trades at prices ranging from $284.85 to $285.615. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4: Option fully vested.
F5: Exercise of Rule 16b-3 stock option.
F6: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F7: 1 for 1.
F8: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F9: If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 20, 2018 22:10 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007289 · form4.xml · derivative · entry 7 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,611 Underlying: Common Stock · 2,611 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F7 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:10 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 22,489 | $0.00 Strike: $161.18 | $0.00 |
DisclosureSEC source: 0001127602-18-007289 · form4.xml · derivative · entry 6 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,489 Underlying: Common Stock · 22,489 shares Expires 2028-02-15 F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:10 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 1,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007289 · form4.xml · derivative · entry 5 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711 Underlying: Common Stock · 1,175 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:10 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 1,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007289 · form4.xml · derivative · entry 4 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:10 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007289 · form4.xml · derivative · entry 3 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Common Stock · 123 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:10 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 596 | $161.18 | $96,063.28 |
DisclosureSEC source: 0001127602-18-007289 · form4.xml · nonDerivative · entry 2 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:10 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-007289 · form4.xml · nonDerivative · entry 1 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 23:20 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 2,091 | $160.11 | $334,796.91 |
DisclosureSEC source: 0001127602-18-005221 · form4.xml · nonDerivative · entry 1 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $160.00 to $160.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:28 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 1,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000277 · form4.xml · derivative · entry 3 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:28 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 799 | $174.30 | $139,265.70 |
DisclosureSEC source: 0001127602-18-000277 · form4.xml · nonDerivative · entry 2 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 30, 2017 Filed Jan 3, 2018 01:28 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000277 · form4.xml · nonDerivative · entry 1 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2015 and vested in one installment based on continued employment through the end of fiscal 2017. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 1,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · derivative · entry 8 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886 Underlying: Common Stock · 1,886 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 1,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · derivative · entry 7 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,887 Underlying: Common Stock · 1,887 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F7 · derivative.expiration_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $168.70 | $0.00 |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · derivative · entry 6 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2027-02-09 F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · derivative · entry 5 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,154 Underlying: Common Stock · 300 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · kind: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · price: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.exercise_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.expiration_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · derivative · entry 4 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · derivative · entry 3 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 105 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 519 | $168.70 | $87,555.30 |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · nonDerivative · entry 2 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005465 · form4.xml · nonDerivative · entry 1 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:13 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 2,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000712 · form4.xml · derivative · entry 5 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,976.2534 Underlying: Common Stock · 2,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F5 · balance_after: This information is based on a plan statement dated September 30, 2016, as updated by the transaction reported above. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:13 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 2,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000712 · form4.xml · derivative · entry 4 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:13 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000712 · form4.xml · derivative · entry 3 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028 Underlying: Common Stock · 54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:13 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 54 | $171.27 | $9,248.58 |
DisclosureSEC source: 0001127602-17-000712 · form4.xml · nonDerivative · entry 2 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:13 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 54 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000712 · form4.xml · nonDerivative · entry 1 Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.