Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | EVP, CFO | March 01, 2024 | March 05, 2024 |
| FERRO CORPFOE · Entity 127926 | Chief Accounting Officer | February 28, 2019 | March 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIEBOLD NIXDORF, Inc
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,714 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Grant · Acquired 9,575 · Balance 17,714 F1: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2: Number includes Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.
F2: Number includes Restricted Stock Units.
FERRO CORP
Report date February 28, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,835 |
Reported balance
After 2019-02-28 transaction · row 1
1 source rowRow 1 · 2019-02-28 · Exercise / conversion · Acquired 3,098 · Balance 9,835 F1: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. |
| Performance Share UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 0 |
Reported balance
After 2019-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-28 · Exercise / conversion · Disposed 3,098 · Balance 0 F1: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F2: Remaining 602 Performance Share Units of the original grant were forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
F2: Remaining 602 Performance Share Units of the original grant were forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 22:32 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Stock | 9,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-24-000019 · wk-form4_1709677895.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,714 F1 · shares: Award of Restricted Stock Units granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended, and vesting in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant; each Restricted Stock Unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes Restricted Stock Units. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:53 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantEmployee Stock Option (right to buy) · Derivative | 40,696 | $0.00 Strike: $30.90 | $0.00 |
DisclosureSEC source: 0000950170-24-006593 · ownership.xml · derivative · entry 2 Barna James · CIK 0001683778 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,696 Underlying: Common Stock · 40,696 shares Expires 2034-01-19 F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option generally vests on the fourth anniversary of January 19, 2024, and is generally exercisable in 40%, 30% and 30% tranches upon the Issuer's common stock, par value $0.01 per share, achieving 20-day trading average price hurdles of $65.00, $85.00 and $95.00, respectively, by January 19, 2028. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:53 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Stock | 8,139 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-006593 · ownership.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,139 Read SEC document |
| August 11, 2023 Filed Aug 12, 2023 00:48 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | OtherCommon Shares | 19,568 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-018072 · doc4.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of Diebold Holding Company, LLC and its Debtor Affiliates as revised July 7, 2023 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Southern District of Texas, all of the issuer's common shares were cancelled and extinguished on August 11, 2023, the effective date of the Plan of Reorganization, and any rights of any holder in respect thereof were cancelled without any recovery. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:33 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 1,071 | $3.21 | $3,437.91 |
DisclosureSEC source: 0000028823-23-000072 · wf-form4_167848395985751.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,568 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 21:46 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 6,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-21-000045 · wf-form4_161282076098147.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · VP, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,999 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 22:19 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | Tax withholdingCommon Shares | 841 | $13.66 | $11,488.06 |
DisclosureSEC source: 0000028823-21-000026 · wf-form4_161239075226379.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · VP, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,331 F1 · shares: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award F2 · balance_after: Number includes restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 22:00 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 7,172 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-20-000028 · wf-form4_158076718701757.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · VP, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,172 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:42 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionPerformance Share Unit · Derivative | 3,098 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-001591 · primarydocument.xml · derivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,098 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F2 · balance_after: Remaining 602 Performance Share Units of the original grant were forfeited. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:42 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 3,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001591 · primarydocument.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:26 UTC | FERRO CORP FOE · Entity 127926 | GrantStock Options (Right to Buy) · Derivative | 6,400 | $0.00 Strike: $17.89 | $0.00 |
DisclosureSEC source: 0001562180-19-001276 · primarydocument.xml · derivative · entry 4 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires 2029-02-20 F2 · derivative.exercise_date: 33+% per year for 3 years beginning on 20-Feb-2020 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:26 UTC | FERRO CORP FOE · Entity 127926 | GrantRestricted Stock Unit · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001276 · primarydocument.xml · derivative · entry 3 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,700 shares Expires 2022-02-20 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:26 UTC | FERRO CORP FOE · Entity 127926 | GrantPerformance Share Unit · Derivative | 4,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001276 · primarydocument.xml · derivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Underlying: Common Stock · 4,100 shares Expires 2021-12-31 F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 16:10 UTC | FERRO CORP FOE · Entity 127926 | Tax withholdingCommon Stock | 513 | $17.40 | $8,926.20 |
DisclosureSEC source: 0001562180-19-001111 · primarydocument.xml · nonDerivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,737 Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 16:10 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001111 · primarydocument.xml · derivative · entry 3 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2026-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into Common Stock on a one-to-one basis. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 16:10 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001111 · primarydocument.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 16:13 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 7,500 | $19.08 | $143,067.00 |
DisclosureSEC source: 0001562180-18-004609 · primarydocument.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,750 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:04 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionPerformance Share Unit · Derivative | 2,505 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-001313 · primarydocument.xml · derivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,505 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F2 · balance_after: Remaining 395 Performance Share Units of the original grant were forfeited. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:04 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 2,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001313 · primarydocument.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:10 UTC | FERRO CORP FOE · Entity 127926 | GrantStock Options (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $22.01 | $0.00 |
DisclosureSEC source: 0001562180-18-001190 · primarydocument.xml · derivative · entry 6 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2028-02-21 F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 21-Feb-2019 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:10 UTC | FERRO CORP FOE · Entity 127926 | GrantRestricted Share Unit · Derivative | 900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001190 · primarydocument.xml · derivative · entry 5 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 900 shares Expires 2021-02-21 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:10 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Share Unit · Derivative | 2,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001190 · primarydocument.xml · derivative · entry 4 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires 2016-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into Common Stock on a one-to-one basis. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. F3 · derivative.exercise_date: The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:10 UTC | FERRO CORP FOE · Entity 127926 | GrantPerformance Share Unit · Derivative | 2,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001190 · primarydocument.xml · derivative · entry 3 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 2,300 shares Expires 2020-12-31 F2 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:10 UTC | FERRO CORP FOE · Entity 127926 | Tax withholdingCommon Stock | 740 | $21.91 | $16,213.40 |
DisclosureSEC source: 0001562180-18-001190 · primarydocument.xml · nonDerivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,745 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:10 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001190 · primarydocument.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-001089 · primarydocument.xml · derivative · entry 3 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 16:39 UTC | FERRO CORP FOE · Entity 127926 | Tax withholdingCommon Stock | 410 | $21.70 | $8,897.00 |
DisclosureSEC source: 0001562180-18-001089 · primarydocument.xml · nonDerivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,585 Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 1,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001089 · primarydocument.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $5.29 | $0.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · derivative · entry 15 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $6.84 | $0.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · derivative · entry 14 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 633 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · derivative · entry 13 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Underlying: Common Stock · 633 shares Expires 2026-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,667 | $0.00 Strike: $12.33 | $0.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · derivative · entry 12 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 Underlying: Common Stock · 1,667 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,200 | $0.00 Strike: $13.09 | $0.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · derivative · entry 11 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 1,667 | $23.36 | $38,932.79 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 10 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,795 F4 · price: This transaction was executed in multiple trades at prices ranging from $23.355 USD to $23.355 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 6,000 | $23.37 | $140,232.60 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 9 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,462 F3 · price: This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.40 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 2,200 | $23.35 | $51,377.48 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 8 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,462 F2 · price: This transaction was executed in multiple trades at prices ranging from $23.35 USD to $23.355 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 633 | $23.36 | $14,783.72 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 7 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,662 Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | SaleCommon Stock | 1,500 | $23.39 | $35,086.05 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 6 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,295 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.39 USD to $23.40 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 6,000 | $5.29 | $31,740.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 5 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 1,667 | $12.33 | $20,554.11 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 4 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 1,500 | $6.84 | $10,260.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 3 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 2,200 | $13.09 | $28,798.00 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 16:39 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 633 | $9.60 | $6,076.80 |
DisclosureSEC source: 0001562180-17-003878 · primarydocument.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:19 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionPerformance Share Unit · Derivative | 1,319 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-009816 · form4.xml · derivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,319 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. F2 · balance_after: The remaining 1,381 Performance Share Units of the original grants were forfeited. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:19 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 1,319 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009816 · form4.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 16:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionRestricted Share Unit · Derivative | 1,100 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-007748 · form4.xml · derivative · entry 3 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,100 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted share units convert into Common Stock on a one-to-one basis. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 16:32 UTC | FERRO CORP FOE · Entity 127926 | Tax withholdingCommon Stock | 409 | $14.18 | $5,799.62 |
DisclosureSEC source: 0001127602-17-007748 · form4.xml · nonDerivative · entry 2 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,476 Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 16:32 UTC | FERRO CORP FOE · Entity 127926 | Exercise / conversionCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-007748 · form4.xml · nonDerivative · entry 1 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted share units convert into Common Stock on a one-to-one basis. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:26 UTC | FERRO CORP FOE · Entity 127926 | GrantPerformance Share Unit · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006943 · form4.xml · derivative · entry 4 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2019-12-31 F1 · derivative.exercise_date: Performance Share Units granted as a performance award, vesting based upon degree of acheivement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:26 UTC | FERRO CORP FOE · Entity 127926 | GrantRestricted Share Unit · Derivative | 1,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006943 · form4.xml · derivative · entry 3 Barna James · CIK 0001683778 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2020-02-15 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.