Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | SVP | March 07, 2024 | March 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date March 07, 2024 · Filed March 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,830 |
Ending reported balance
After 2024-03-09 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2024-03-07 · Exercise / conversion · Acquired 8,496 · Balance 8,496 Row 2 · 2024-03-07 · Tax withholding · Disposed 3,237 · Balance 5,259 Row 3 · 2024-03-08 · Exercise / conversion · Acquired 4,526 · Balance 9,785 Row 4 · 2024-03-08 · Tax withholding · Disposed 1,615 · Balance 8,170 Row 5 · 2024-03-09 · Exercise / conversion · Acquired 2,582 · Balance 10,752 Row 6 · 2024-03-09 · Tax withholding · Disposed 922 · Balance 9,830 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 16,992 |
Reported balance
After 2024-03-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-03-07 · Exercise / conversion · Disposed 8,496 · Balance 16,992 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: This grant vests in three annual installments beginning on March 7, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,526 |
Reported balance
After 2024-03-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-08 · Exercise / conversion · Disposed 4,526 · Balance 4,526 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F3: This grant vests in three annual installments beginning on March 8, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-03-09 · Exercise / conversion · Disposed 2,582 · Balance 0 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F4: This grant vests in three annual installments beginning on March 9, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: This grant vests in three annual installments beginning on March 7, 2024.
F3: This grant vests in three annual installments beginning on March 8, 2023.
F4: This grant vests in three annual installments beginning on March 9, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2021 Filed Jul 2, 2021 23:01 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,000 | $68.72 | $68,721.40 |
DisclosureSEC source: 0001593968-21-001791 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,239 Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:18 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantMarket-based RSU · Derivative | 7,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000895 · primary_01.xml · derivative · entry 3 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 Underlying: SMTC · 7,042 shares Expires 2024-03-05 F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F4 · derivative.exercise_date: The award vests fully if the 30-trading day average closing price equals or exceeds $95. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:18 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 7,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000895 · primary_01.xml · derivative · entry 2 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,746 Underlying: SMTC · 7,746 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 9, 2022. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 9, 2022. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:18 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantCommon Stock | 791 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000895 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,239 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 2,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000817 · primary_01.xml · derivative · entry 3 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,926 Underlying: SMTC · 2,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on March 3, 2021. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on March 3, 2021. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,092 | $72.05 | $78,678.60 |
DisclosureSEC source: 0001593968-21-000817 · primary_01.xml · nonDerivative · entry 2 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,448 Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 01:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000817 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 00:12 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 3,000 | $0.00 Strike: $50.70 | $0.00 |
DisclosureSEC source: 0001593968-20-002335 · primary_01.xml · derivative · entry 3 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: SMTC · 3,000 shares Expires 2024-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 00:12 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 4,634 | $70.22 | $325,419.87 |
DisclosureSEC source: 0001593968-20-002335 · primary_01.xml · nonDerivative · entry 2 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,577 F1 · price: This price represents the weighted average of these sales. The prices ranged from $70.2160 to $70.2400. Price and share details are available upon request. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 00:12 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,000 | $50.70 | $152,100.00 |
DisclosureSEC source: 0001593968-20-002335 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 22:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-002224 · primary_01.xml · derivative · entry 3 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on November 16, 2017. F3 · derivative.expiration_date: This grant vests in four annual installments beginning on November 16, 2017. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 22:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 260 | $65.35 | $16,991.00 |
DisclosureSEC source: 0001593968-20-002224 · primary_01.xml · nonDerivative · entry 2 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,211 Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 22:58 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-002224 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2020 Filed Aug 24, 2020 20:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001779 · primary_01.xml · derivative · entry 5 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: SMTC · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 22, 2019. F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 22, 2019. Read SEC document |
| August 22, 2020 Filed Aug 24, 2020 20:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 346 | $61.03 | $21,116.38 |
DisclosureSEC source: 0001593968-20-001779 · primary_01.xml · nonDerivative · entry 4 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,721 Read SEC document |
| August 22, 2020 Filed Aug 24, 2020 20:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001779 · primary_01.xml · nonDerivative · entry 3 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001779 · primary_01.xml · derivative · entry 6 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: SMTC · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: This grant vests in four annual installments beginning on August 21, 2020. F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 21, 2020. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 346 | $61.37 | $21,234.02 |
DisclosureSEC source: 0001593968-20-001779 · primary_01.xml · nonDerivative · entry 2 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,067 Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 20:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001779 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 22:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001757 · primary_01.xml · derivative · entry 5 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 17, 2017. F3 · derivative.expiration_date: This grant vests in four annual installments beginning on August 17, 2017. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 22:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 346 | $63.03 | $21,808.38 |
DisclosureSEC source: 0001593968-20-001757 · primary_01.xml · nonDerivative · entry 4 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,413 Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 22:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001757 · primary_01.xml · nonDerivative · entry 3 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 22:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001757 · primary_01.xml · derivative · entry 6 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: SMTC · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F4 · derivative.exercise_date: This grant vests in four annual installments beginning on August 16, 2018. F5 · derivative.expiration_date: This grant vests in four annual installments beginning on August 16, 2018. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 22:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 433 | $63.03 | $27,291.99 |
DisclosureSEC source: 0001593968-20-001757 · primary_01.xml · nonDerivative · entry 2 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759 Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 22:27 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001757 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jun 16, 2020 22:31 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 490 | $52.78 | $25,862.69 |
DisclosureSEC source: 0001593968-20-001478 · primary_01.xml · nonDerivative · entry 1 Rodensky Michael W · CIK 0001306150 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,942 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.