TapewireFind a company

person · Reporting owner

NOVOSEL THOMAS C

Disclosed activity across 1 company

Tapewire entity
93169
SEC CIK
0001229401

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMERICOLD REALTY TRUST

Report date March 08, 2024 · Filed March 12, 2024

Section 16 reporting ended · disclosed 2024-03-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,845 Reported balance After 2024-03-08 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2024-03-08 · Exercise / conversion · Acquired 1,229 · Balance 5,845

Common StockSEC Table I · non-derivativeDirect5,409 Reported balance After 2024-03-11 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-03-11 · Tax withholding · Disposed 436 · Balance 5,409

Common StockSEC Table I · non-derivativeDirect6,951 Reported balance After 2024-03-08 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2024-03-08 · Exercise / conversion · Acquired 1,542 · Balance 6,951

Common StockSEC Table I · non-derivativeDirect6,406 Reported balance After 2024-03-11 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2024-03-11 · Tax withholding · Disposed 545 · Balance 6,406

Common StockSEC Table I · non-derivativeDirect7,420 Reported balance After 2024-03-11 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2024-03-11 · Tax withholding · Disposed 389 · Balance 7,420

Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect7,809 Reported balance After 2024-03-08 transaction · row 5
1 source row

Row 5 · 2024-03-08 · Exercise / conversion · Acquired 1,403 · Balance 7,809

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-03-08 · Exercise / conversion · Disposed 1,229 · Balance 0

F1: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2022, 2023 and 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,542 Reported balance After 2024-03-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-03-08 · Exercise / conversion · Disposed 1,542 · Balance 1,542

F1: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2022, 2023 and 2024.

F2: Each RSU represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one-third on each of March 8, 2023 and 2024 and the remainder will vest on March 8, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,807 Reported balance After 2024-03-08 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-03-08 · Exercise / conversion · Disposed 1,403 · Balance 2,807

F1: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2022, 2023 and 2024.

F3: Each RSU represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one-third on March 8, 2024 and the remainder will vest ratably on March 8, 2025 and 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2022, 2023 and 2024.

F2: Each RSU represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one-third on each of March 8, 2023 and 2024 and the remainder will vest on March 8, 2025.

F3: Each RSU represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one-third on March 8, 2024 and the remainder will vest ratably on March 8, 2025 and 2026.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2021 Filed Dec 29, 2021 21:23 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 3,995 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000126 · wf-form4_164081300696541.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:36 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantRestricted Stock Units · Derivative 8,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000124 · wf-form4_163709811425781.xml · derivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Shares of Beneficial Interest · 8,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on November 12, 2022 and 2023.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on November 12, 2022 and 2023.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on November 12, 2022 and 2023.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:30 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantRestricted Stock Units · Derivative 8,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000123 · wf-form4_163709782132353.xml · derivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Shares of Beneficial Interest · 8,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on November 12, 2022 and 2023.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on November 12, 2022 and 2023.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on November 12, 2022 and 2023.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 21:15 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001455863-21-000103 · wf-form4_162344609842909.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 5,000 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options to acquire common shares vested 20% on March 22, 2017, 2018, 2019, 2020 and 2021.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 21:15 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 5,000 $39.15 $195,725.00
Disclosure

SEC source: 0001455863-21-000103 · wf-form4_162344609842909.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,736

Read SEC document
June 10, 2021 Filed Jun 11, 2021 21:15 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 5,000 $9.81 $49,050.00
Disclosure

SEC source: 0001455863-21-000103 · wf-form4_162344609842909.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 1,146 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000055 · wf-form4_161541220020745.xml · derivative · entry 6

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Shares of Beneficial Interest · 1,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2021 and 2021 the remainder will vest on March 8, 2022.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2021 and 2021 the remainder will vest on March 8, 2022.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2021 and 2021 the remainder will vest on March 8, 2022.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 1,323 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000055 · wf-form4_161541220020745.xml · derivative · entry 5

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Shares of Beneficial Interest · 1,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on March 8, 2021 and the remainder will vest ratably on March 8, 2022 and 2023.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on March 8, 2021 and the remainder will vest ratably on March 8, 2022 and 2023.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on March 8, 2021 and the remainder will vest ratably on March 8, 2022 and 2023.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 510 $34.40 $17,544.00
Disclosure

SEC source: 0001455863-21-000055 · wf-form4_161541220020745.xml · nonDerivative · entry 4

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,736

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 589 $34.40 $20,261.60
Disclosure

SEC source: 0001455863-21-000055 · wf-form4_161541220020745.xml · nonDerivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 1,146 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000055 · wf-form4_161541220020745.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:37 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 1,323 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000055 · wf-form4_161541220020745.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 23, 2021 20:32 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantPerformance OP Profits Units · Derivative 3,687 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000068 · wf-form4_161653152857602.xml · derivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Shares of Beneficial Interest · 3,687 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F2 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F3 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F2 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Vesting of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2021 - Dec 31, 2023). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F3 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Read SEC document
March 08, 2021 Filed Mar 23, 2021 20:32 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantRestricted Stock Units · Derivative 3,687 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000068 · wf-form4_161653152857602.xml · derivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Underlying: Common Shares of Beneficial Interest · 3,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company"). The RSUs will vest ratably on March 8, 2022, 2023 and 2024.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company"). The RSUs will vest ratably on March 8, 2022, 2023 and 2024.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company"). The RSUs will vest ratably on March 8, 2022, 2023 and 2024.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:40 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 28,948 $37.09 $1,073,681.32
Disclosure

SEC source: 0001455863-21-000041 · wf-form4_161429279526119.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

F1 · price: The price reported in column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $36.95 to $37.25, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full in information regarding the number of common shares sold at each separate price within the range set forth above.

Read SEC document
January 23, 2021 Filed Jan 25, 2021 21:45 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 4,688 $0.00 $0.00
Disclosure

SEC source: 0001455863-21-000029 · wf-form4_161161108631220.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Shares of Beneficial Interest · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One third of the RSUs vested on each of January 23, 2020 and 2021. The balance of the RSUs will vest on January 23, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One third of the RSUs vested on each of January 23, 2020 and 2021. The balance of the RSUs will vest on January 23, 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One third of the RSUs vested on each of January 23, 2020 and 2021. The balance of the RSUs will vest on January 23, 2022.

Read SEC document
January 23, 2021 Filed Jan 25, 2021 21:45 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 2,115 $35.40 $74,871.00
Disclosure

SEC source: 0001455863-21-000029 · wf-form4_161161108631220.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,314

Read SEC document
January 23, 2021 Filed Jan 25, 2021 21:45 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 4,688 $35.40 $165,955.20
Disclosure

SEC source: 0001455863-21-000029 · wf-form4_161161108631220.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 13,143 $35.22 $462,896.46
Disclosure

SEC source: 0001455863-21-000012 · wf-form4_161040189274560.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,741

F2 · shares: Represents shares withheld for payment of taxes upon the vesting of PRSUs, not an open market transaction.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantCommon Shares of Beneficial Interest 30,000 $35.22 $1,056,600.00
Disclosure

SEC source: 0001455863-21-000012 · wf-form4_161040189274560.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,884

F1 · shares: Shares acquired upon vesting of performance restricted stock units ("PRSUs"). Each PRSU represented the right to receive, upon vesting, one common share of beneficial interest of Americold Realty Trust ("Common Shares"). The number of Common Shares acquired upon vesting was contingent upon the Company's absolute total shareholder return calculated per the PRSU award agreement over the period from the Company's initial public offering on January 18, 2018 through December 31, 2020, as approved by the Company's Compensation Committee.

Read SEC document
December 27, 2020 Filed Dec 29, 2020 21:08 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 3,995 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000136 · wf-form4_160927611430619.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,990

Underlying: Common Shares of Beneficial Interest · 3,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested 25% on each of December 27, 2019 and 2020 and the remainder will vest ratably on December 27, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested 25% on each of December 27, 2019 and 2020 and the remainder will vest ratably on December 27, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested 25% on each of December 27, 2019 and 2020 and the remainder will vest ratably on December 27, 2021 and 2022.

Read SEC document
December 27, 2020 Filed Dec 29, 2020 21:08 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,203 $36.40 $43,789.20
Disclosure

SEC source: 0001455863-20-000136 · wf-form4_160927611430619.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,884

Read SEC document
December 27, 2020 Filed Dec 29, 2020 21:08 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 3,995 $36.40 $145,418.00
Disclosure

SEC source: 0001455863-20-000136 · wf-form4_160927611430619.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:04 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionStock Option · Derivative 5,000 $9.81 Strike: $9.81 $49,050.00
Disclosure

SEC source: 0001455863-20-000100 · wf-form4_159138744373528.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Shares of Beneficial Interest · 5,000 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options to acquire common shares vested 20% on March 22, 2017, 2018, 2019 and 2020 and remainder vest on March 22, 2021.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:04 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001455863-20-000100 · wf-form4_159138744373528.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

F1 · price: Shares sold at various prices from $35.63 to $35.73.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 20:04 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 5,000 $9.81 $49,050.00
Disclosure

SEC source: 0001455863-20-000100 · wf-form4_159138744373528.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantPerformance OP Profits Units · Derivative 3,971 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000068 · wf-form4_158387347013758.xml · derivative · entry 5

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,971

Underlying: Common Shares of Beneficial Interest · 3,971 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F4 · derivative.exercise_date: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F5 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F4 · derivative.expiration_date: Represents performance-based OP Profits Units ("Performance OP Profits Units")of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2020 - Dec 31, 2022). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The Performance OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F5 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantRestricted Stock Units · Derivative 3,971 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000068 · wf-form4_158387347013758.xml · derivative · entry 4

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,971

Underlying: Common Shares of Beneficial Interest · 3,971 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F2 · derivative.exercise_date: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F3 · derivative.exercise_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

F2 · derivative.expiration_date: Represents OP Profits Units ("OP Profits Units")of Americold Realty Operating Partnership, L.P. ("Operating Partnership"), which will vest ratably on March 8, 2021, 2022 and 2023. The OP Profits Units were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan.

F3 · derivative.expiration_date: Conditioned upon minimum allocations to the capital accounts of the OP Profits Units for federal income tax purposes, each vested OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested OP Profits Units into Common Units and redeem Common Units have no expiration dates.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 1,146 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000068 · wf-form4_158387347013758.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,294

Underlying: Common Shares of Beneficial Interest · 1,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2020 and the remainder will vest ratably on March 8, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2020 and the remainder will vest ratably on March 8, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2020 and the remainder will vest ratably on March 8, 2021 and 2022.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 345 $31.48 $10,860.60
Disclosure

SEC source: 0001455863-20-000068 · wf-form4_158387347013758.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

Read SEC document
March 08, 2020 Filed Mar 10, 2020 20:51 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 1,146 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000068 · wf-form4_158387347013758.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:42 UTC Amendment AMERICOLD REALTY TRUST COLD · Entity 4019 GrantRestricted Stock Units · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000052 · wf-form4a_158016494416050.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Common Shares of Beneficial Interest · 4,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:42 UTC Amendment AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,554 $35.73 $55,524.42
Disclosure

SEC source: 0001455863-20-000052 · wf-form4a_158016494416050.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,291

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:42 UTC Amendment AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 4,687 $35.73 $167,466.51
Disclosure

SEC source: 0001455863-20-000052 · wf-form4a_158016494416050.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:11 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 GrantRestricted Stock Units · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001455863-20-000045 · wf-form4_158016305457520.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,374

Underlying: Common Shares of Beneficial Interest · 4,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. One-third of the RSUs vested on January 23, 2020. The remaining RSUs will vest ratably on January 23, 2021 and 2022.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:11 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,554 $35.73 $55,524.42
Disclosure

SEC source: 0001455863-20-000045 · wf-form4_158016305457520.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,291

Read SEC document
January 23, 2020 Filed Jan 27, 2020 22:11 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 4,687 $35.73 $167,466.51
Disclosure

SEC source: 0001455863-20-000045 · wf-form4_158016305457520.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 19:20 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 3,995 $0.00 $0.00
Disclosure

SEC source: 0001455863-19-000027 · wf-form4_157773363368127.xml · derivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,985

Underlying: Common Shares of Beneficial Interest · 3,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of common stock of Americold Realty Trust. The RSUs vested 25% on December 27, 2019 with the remainder vesting ratably on December 27, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of common stock of Americold Realty Trust. The RSUs vested 25% on December 27, 2019 with the remainder vesting ratably on December 27, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of common stock of Americold Realty Trust. The RSUs vested 25% on December 27, 2019 with the remainder vesting ratably on December 27, 2020, 2021 and 2022.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 19:20 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,203 $34.72 $41,768.16
Disclosure

SEC source: 0001455863-19-000027 · wf-form4_157773363368127.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Read SEC document
December 27, 2019 Filed Dec 30, 2019 19:20 UTC AMERICOLD REALTY TRUST COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 3,995 $34.72 $138,706.40
Disclosure

SEC source: 0001455863-19-000027 · wf-form4_157773363368127.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:38 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-013797 · doc4.xml · derivative · entry 6

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company").

F4 · shares: The RSUs vested on May 15, 2019. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company").

F4 · derivative.exercise_date: The RSUs vested on May 15, 2019. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

F4 · derivative.expiration_date: The RSUs vested on May 15, 2019. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:38 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 1,506 $31.03 $46,731.18
Disclosure

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 4

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,366

Read SEC document
May 15, 2019 Filed May 16, 2019 21:38 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust (the "Company").

Read SEC document
May 10, 2019 Filed May 16, 2019 21:38 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0000899243-19-013797 · doc4.xml · derivative · entry 5

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares of Beneficial Interest · 5,000 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 10, 2019, Mr. Novosel made a net exercise of 5,000 stock options, resulting in his acquisition of 1,872 common shares of the Company. The transaction was pursuant to an exception to a lock-up agreement between Mr. Novosel and the underwriters in connection with a public offering of common shares by the Company on April 16, 2019.

F3 · derivative.exercise_date: Options to acquire common shares vested 20% on March 22, 2017, 2018 and 2019 and remainder vest ratably on March 22, 2020 and 2021.

Read SEC document
May 10, 2019 Filed May 16, 2019 21:38 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 Tax withholdingCommon Shares of Beneficial Interest 3,128 $30.87 $96,561.36
Disclosure

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 2

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

Read SEC document
May 10, 2019 Filed May 16, 2019 21:38 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 Exercise / conversionCommon Shares of Beneficial Interest 5,000 $9.81 $49,050.00
Disclosure

SEC source: 0000899243-19-013797 · doc4.xml · nonDerivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:14 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 GrantRestricted Stock Units · Derivative 3,440 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-008419 · doc4.xml · derivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Shares of Beneficial Interest · 3,440 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2020, 2021 and 2022.

Read SEC document
December 24, 2018 Filed Dec 28, 2018 00:06 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 GrantRestricted Stock Units · Derivative 15,980 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-031902 · doc4.xml · derivative · entry 1

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,980

Underlying: Common Shares of Beneficial Interest · 15,980 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022.

F1 · shares: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022.

F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's will vest ratably on December 27, 2019, 2020, 2021 and 2022.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 02:53 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 Exercise / conversionStock Option · Derivative 15,000 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0000899243-18-029073 · doc4.xml · derivative · entry 4

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares of Beneficial Interest · 15,000 shares

Expires 2023-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 14, 2018, Mr. Novosel made an exercise of 15,000 stock options and sold 15,000 common shares of beneficial interest.

F3 · derivative.exercise_date: Options to acquire common shares vested 20% on October 30, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 02:53 UTC AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 SaleCommon Shares of Beneficial Interest 15,000 $26.53 $397,945.50
Disclosure

SEC source: 0000899243-18-029073 · doc4.xml · nonDerivative · entry 3

NOVOSEL THOMAS C · CIK 0001229401 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $26.50 to $26.61, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.