Goldstein Daniel J

SEC source: 0001562180-24-002679 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Corp Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the Amended and Restated 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-24-002679 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Corp Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,493

SEC source: 0001562180-24-002679 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Corp Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-002559 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,895

Underlying: Common Stock · 1,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2023 Grant that was deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-24-002559 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,557

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2023 Grant that was deferred.

SEC source: 0001562180-24-002559 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2023 Grant that was deferred.

SEC source: 0001562180-24-001414 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,754

Underlying: Common Stock · 125,313 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest pro rata annually over a three year period on the Fourth Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest pro rata annually over a three year period on the Fourth Tuesday in February.

SEC source: 0001562180-23-002823 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,134

Underlying: Common Stock · 7,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the Amended and Restated 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-23-002823 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,557

SEC source: 0001562180-23-002823 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001582 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,661

Underlying: Common Stock · 1,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2020 Grant that was deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-23-001582 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,821.9586

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2020 Grant that was deferred.

SEC source: 0001562180-23-001582 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,185.9586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2020 Grant that was deferred.

SEC source: 0001562180-23-001453 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,595

Underlying: Common Stock · 114,155 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the Fourth Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the Fourth Tuesday in February.

SEC source: 0001562180-22-005769 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,821.9586

SEC source: 0001562180-22-002485 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,133

Underlying: Common Stock · 7,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-22-002485 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,340

SEC source: 0001562180-22-002485 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-001551 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,886

Underlying: Common Stock · 101,833 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-22-001468 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,673

Underlying: Common Stock · 3,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2018, 2019 and 2020 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-22-001468 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,008.1775

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2018, 2019 and 2020 Grants that were deferred.

SEC source: 0001562180-22-001468 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,360.1775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2018, 2019 and 2020 Grants that were deferred.

SEC source: 0001562180-21-002001 · primarydocument.xml · derivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,010

Underlying: Common Stock · 45,259 shares

Expires 2031-03-02

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on March 3, 2021 which was $8.87.

F5 · derivative.exercise_date: Stock Options vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-21-002001 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,943

Underlying: Common Stock · 23,675 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-21-001184 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,165

Underlying: Common Stock · 1,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-21-001184 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,008.1775

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-21-001184 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,868.1775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-20-001451 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,995

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-20-001451 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,008.1775

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-20-001451 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,978.1775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-20-000927 · primarydocument.xml · derivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,606

Underlying: Common Stock · 148,515 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000927 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,982

Underlying: Common Stock · 37,688 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-19-001164 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,588

Underlying: Common Stock · 1,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2016, 2017 and 2018 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-19-001164 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,525.8606

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2016, 2017 and 2018 Grants that were deferred.

SEC source: 0001562180-19-001164 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,548.8606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2016, 2017 and 2018 Grants that were deferred.

SEC source: 0001562180-19-000803 · primarydocument.xml · derivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,091

Underlying: Common Stock · 75,377 shares

Expires 2029-02-05

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2019 which was $6.60.

SEC source: 0001562180-19-000803 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,101

Underlying: Common Stock · 22,727 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-18-001161 · primarydocument.xml · derivative · entry 6

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,005

Underlying: Common Stock · 106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F2 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grant that was deferred.

F6 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

F6 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

SEC source: 0001562180-18-001161 · primarydocument.xml · derivative · entry 5

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,325

Underlying: Common Stock · 590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015, 2016 and 2017 Grants that were deferred.

F4 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F4 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-18-001161 · primarydocument.xml · nonDerivative · entry 4

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,525.8606

F2 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grant that was deferred.

SEC source: 0001562180-18-001161 · primarydocument.xml · nonDerivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,631.8606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grant that was deferred.

SEC source: 0001562180-18-001161 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,525.8606

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015, 2016 and 2017 Grants that were deferred.

SEC source: 0001562180-18-001161 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,115.8606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015, 2016 and 2017 Grants that were deferred.

SEC source: 0001562180-18-000645 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,714

Underlying: Common Stock · 54,656 shares

Expires 2028-02-05

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2018 which was $12.64.

SEC source: 0001562180-18-000645 · primarydocument.xml · derivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,311

Underlying: Common Stock · 32,041 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F4 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

F4 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

SEC source: 0001562180-18-000645 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,190

Underlying: Common Stock · 10,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F2 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-17-000823 · primarydocument.xml · derivative · entry 4

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,030

Underlying: Common Stock · 97 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-17-000823 · primarydocument.xml · derivative · entry 3

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,127

Underlying: Common Stock · 108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-17-000823 · primarydocument.xml · nonDerivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,525.8606

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grants that were deferred.

SEC source: 0001562180-17-000823 · primarydocument.xml · nonDerivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,730.8606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2015 Grants that were deferred.