Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIVE BELOW, INCFIVE · Entity 3393 | Director | September 21, 2026 | September 23, 2026 |
| Ulta Beauty, Inc.ULTA · Entity 977 | Chief Financial Officer | March 15, 2024 | March 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIVE BELOW, INC
Report date September 21, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 545 |
Reported balance
After 2026-09-21 transaction · row 1
1 source rowRow 1 · 2026-09-21 · Grant · Acquired 545 · Balance 545 |
Ulta Beauty, Inc.
Report date March 15, 2024 · Filed March 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,661 |
Reported balance
After 2024-03-15 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2024-03-15 · Tax withholding · Disposed 319 · Balance 17,661 F1: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported. |
| Common StockSEC Table I · non-derivative | Direct | 15,508 |
Reported balance
After 2024-03-15 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2024-03-15 · Tax withholding · Acquired 2,153 · Balance 15,508 F2: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of performance based restricted stock grants previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.
F2: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of performance based restricted stock grants previously reported.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KIMBALL INTERNATIONAL INC
Report date June 01, 2023 · Filed June 01, 2023
Section 16 reporting ended · disclosed 2023-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS B COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-01 transaction · row 1
1 source rowRow 1 · 2023-06-01 · Disposition to issuer · Disposed 24,992 · Balance 0 F1: On June 1, 2023, pursuant to the Agreement and Plan of Merger, dated as of March 7, 2023 (the "Merger Agreement"), by and among Kimball International, Inc. ("Kimball"), HNI Corporation ("HNI") and Ozark Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Kimball (the "Merger"), with Kimball surviving the Merger as a wholly-owned subsidiary of HNI. F2: Pursuant to the Merger Agreement, each share of Kimball common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive (A) $9.00 in cash, without interest (the "Cash Consideration"), and (B) 0.1301 (the "Exchange Ratio") of a share of HNI common stock, par value $1.00. On May 31, 2023 (the last full trading day prior to the Merger), the closing price of one share of HNI common stock was $25.50. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 1, 2023, pursuant to the Agreement and Plan of Merger, dated as of March 7, 2023 (the "Merger Agreement"), by and among Kimball International, Inc. ("Kimball"), HNI Corporation ("HNI") and Ozark Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into Kimball (the "Merger"), with Kimball surviving the Merger as a wholly-owned subsidiary of HNI.
F2: Pursuant to the Merger Agreement, each share of Kimball common stock issued and outstanding immediately prior to the effective time of the Merger was converted into the right to receive (A) $9.00 in cash, without interest (the "Cash Consideration"), and (B) 0.1301 (the "Exchange Ratio") of a share of HNI common stock, par value $1.00. On May 31, 2023 (the last full trading day prior to the Merger), the closing price of one share of HNI common stock was $25.50.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 3,448 | $0.00 Strike: $204.27 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 17 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,344 Underlying: Common Stock · 3,448 shares Expires 2028-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options, representing a right to purchase a total of 13,792 shares, vest in 25% increments beginning on 3/15/2019 and on each anniversary date thereafter. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 4,385 | $0.00 Strike: $281.53 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 16 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,386 Underlying: Common Stock · 4,385 shares Expires 2027-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The options, representing a right to purchase a total of 8,771 shares, vest in 25% increments beginning on 3/15/2018 and on each anniversary date thereafter. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 7,037 | $0.00 Strike: $191.76 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 15 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346 Underlying: Common Stock · 7,037 shares Expires 2026-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options, representing a right to purchase a total of 9,383 shares, vest in 25% increments beginning on 3/15/2017 and on each anniversary date thereafter. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 3,612 | $0.00 Strike: $151.20 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 14 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,612 shares Expires 2025-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options, representing a right to purchase a total of 3,612 shares, vest in 25% increments beginning on 3/15/2016 and on each anniversary date thereafter. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 1,939 | $0.00 Strike: $97.89 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 13 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,939 shares Expires 2024-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options, representing a right to purchase a total of 7,753 shares, vest in 25% increments beginning on 3/16/2015 and on each anniversary date thereafter. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 1,348 | $0.00 Strike: $86.06 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 12 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,348 shares Expires 2022-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options, representing a right to purchase a total of 1,348 shares, vest in 25% increments beginning on 3/23/2013 and on each anniversary date thereafter. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $69.96 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 11 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing a right to purchase a total of 5,000 shares, vest 25% on each anniversary date of the 9/13/2011 grant date. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 2,760 | $0.00 Strike: $24.53 | $0.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · derivative · entry 10 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,760 shares Expires 2020-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing a right to purchase a total of 25,000 shares, vest 25% on each anniversary date of the 6/14/2010 grant date. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | SaleCommon Stock | 29,529 | $338.64 | $9,999,830.49 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 9 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $336.04 to $343.425. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 3,448 | $204.27 | $704,322.96 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 8 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 4,385 | $281.53 | $1,234,509.05 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 7 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 7,037 | $191.76 | $1,349,415.12 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 6 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 3,612 | $151.20 | $546,134.40 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 5 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 1,939 | $97.89 | $189,808.71 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 4 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 1,348 | $86.06 | $116,008.88 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 3 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 5,000 | $69.96 | $349,800.00 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 2 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 21:55 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 2,760 | $24.53 | $67,702.80 |
DisclosureSEC source: 0001567619-19-007406 · doc1.xml · nonDerivative · entry 1 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 11:45 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Tax withholdingCommon Stock | 1,446 | $338.41 | $489,340.86 |
DisclosureSEC source: 0001567619-19-007159 · doc1.xml · nonDerivative · entry 1 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977 F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:22 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | SaleCommon Stock | 705 | $254.57 | $179,473.05 |
DisclosureSEC source: 0001140361-18-027745 · doc1.xml · nonDerivative · entry 3 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 F3 · price: The price reported in Column 4 is a weighted average price. The actual sales price for these transactions ranged from $254.33 to $254.83. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:22 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | SaleCommon Stock | 2,252 | $253.56 | $571,026.13 |
DisclosureSEC source: 0001140361-18-027745 · doc1.xml · nonDerivative · entry 2 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,128 F2 · price: The price reported in Column 4 is a weighted average price. The actual sales price for these transactions ranged from $253.19 to $254.17. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:22 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | SaleCommon Stock | 4,075 | $252.57 | $1,029,216.23 |
DisclosureSEC source: 0001140361-18-027745 · doc1.xml · nonDerivative · entry 1 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,380 F1 · price: The price reported in Column 4 is a weighted average price. The actual sales price for these transactions ranged from $252.11 to $253.10. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:46 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | GrantStock Option (right to buy) · Derivative | 13,792 | $0.00 Strike: $204.27 | $0.00 |
DisclosureSEC source: 0001140361-18-016441 · doc1.xml · derivative · entry 3 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,792 Underlying: Common Stock · 13,792 shares Expires 2028-03-29 F3 · derivative.exercise_date: The options, representing a right to purchase a total of 13,792 shares of common stock, vesting in 25% annual increments beginning March 15, 2019 and each anniversary thereafter through March 15, 2022. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:46 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | GrantCommon Stock | 1,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-016441 · doc1.xml · nonDerivative · entry 2 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,455 F2 · shares: Represents a grant of 1,354 restricted stock units, each representing one share of common stock, vesting 100% on March 15, 2021. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:46 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | GrantCommon Stock | 3,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-016441 · doc1.xml · nonDerivative · entry 1 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,101 F1 · shares: Represents 3,086 performance-based restricted share units, which were awarded on March 25, 2016 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2019, subject to continued employment. The Company's compensation committee certified on March 29, 2018 that the performance vesting goals were satisfied. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:48 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Tax withholdingCommon Stock | 502 | $206.14 | $103,482.28 |
DisclosureSEC source: 0001140361-18-014129 · doc1.xml · nonDerivative · entry 1 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015 F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:10 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 5,814 | $0.00 Strike: $97.89 | $0.00 |
DisclosureSEC source: 0001209191-17-023901 · doc4.xml · derivative · entry 5 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939 Underlying: Common Stock · 5,814 shares Expires 2024-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options, representing an initial right to purchase a total of 7,753 shares of common stock, vesting in 25% annual increments beginning March 16, 2015 and each anniversary thereafter through March 16, 2018. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:10 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionStock Option (right to buy) · Derivative | 5,705 | $0.00 Strike: $74.91 | $0.00 |
DisclosureSEC source: 0001209191-17-023901 · doc4.xml · derivative · entry 4 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,705 shares Expires 2023-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options, representing an initial right to purchase a total of 5,705 shares of common stock, vesting in 25% annual increments beginning March 19, 2014 and each anniversary thereafter through March 19, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:10 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | SaleCommon Stock | 11,519 | $282.80 | $3,257,575.50 |
DisclosureSEC source: 0001209191-17-023901 · doc4.xml · nonDerivative · entry 3 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,517 F1 · price: Weighted average price based on trades completed with prices between $282.17 and $283.88. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:10 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 5,814 | $97.89 | $569,132.46 |
DisclosureSEC source: 0001209191-17-023901 · doc4.xml · nonDerivative · entry 2 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 21:10 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | Exercise / conversionCommon Stock | 5,705 | $74.91 | $427,361.55 |
DisclosureSEC source: 0001209191-17-023901 · doc4.xml · nonDerivative · entry 1 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 22:20 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | GrantStock Option (right to buy) · Derivative | 8,771 | $0.00 Strike: $281.53 | $0.00 |
DisclosureSEC source: 0001209191-17-023191 · doc4.xml · derivative · entry 3 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,771 Underlying: Common Stock · 8,771 shares Expires 2027-03-24 F3 · derivative.exercise_date: The options, representing a right to purchase a total of 8,771 shares of common stock, vesting in 25% annual increments beginning March 15, 2018 and each anniversary thereafter through March 15, 2021. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 22:20 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | GrantCommon Stock | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023191 · doc4.xml · nonDerivative · entry 2 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,517 F2 · shares: Represents a grant of 874 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 22:20 UTC | Ulta Beauty, Inc. ULTA · Entity 977 | GrantCommon Stock | 1,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023191 · doc4.xml · nonDerivative · entry 1 Settersten Scott M · CIK 0001560595 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,643 F1 · shares: Represents 1,290 performance-based restricted share units, which were awarded on March 27, 2015 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2018, subject to continued employment. The Company's compensation committee certified on March 24, 2017 that the performance vesting goals were satisfied. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.