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person · Reporting owner

Donovan Michael Patrick

Disclosed activity across 1 company

Tapewire entity
92729
SEC CIK
0001653918

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Axogen, Inc.

Report date March 16, 2024 · Filed March 26, 2024

Section 16 reporting ended · disclosed 2024-03-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,708 Reported balance After 2024-03-16 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2024-03-16 · Exercise / conversion · Acquired 3,000 · Balance 38,708

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024.

Common StockSEC Table I · non-derivativeDirect37,992 Reported balance After 2024-03-21 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2024-03-21 · Sale · Disposed 716 · Balance 37,992

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Common StockSEC Table I · non-derivativeDirect40,942 Reported balance After 2024-03-16 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2024-03-16 · Exercise / conversion · Acquired 2,950 · Balance 40,942

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024.

Common StockSEC Table I · non-derivativeDirect40,221 Reported balance After 2024-03-21 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2024-03-21 · Sale · Disposed 721 · Balance 40,221

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Common StockSEC Table I · non-derivativeDirect58,846 Reported balance After 2024-03-16 transaction · row 5 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 5 · 2024-03-16 · Exercise / conversion · Acquired 18,625 · Balance 58,846

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024.

Common StockSEC Table I · non-derivativeDirect54,250 Reported balance After 2024-03-21 transaction · row 6 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 6 · 2024-03-21 · Sale · Disposed 4,596 · Balance 54,250

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-03-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-03-16 · Exercise / conversion · Disposed 3,000 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F4: All shares of Axogen Inc. common stock underlying the restricted stock units vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,950 Reported balance After 2024-03-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-03-16 · Exercise / conversion · Disposed 2,950 · Balance 2,950

F3: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F5: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023, 25% of the aggregate shares vest on March 16, 2024, and 25% of the aggregate shares vest on March 16, 2025. Vested shares will be delivered to the reporting person upon the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,625 Reported balance After 2024-03-16 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-03-16 · Exercise / conversion · Disposed 18,625 · Balance 18,625

F3: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F6: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This reflects the number of restricted stock units that became vested as of March 16, 2024.

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F4: All shares of Axogen Inc. common stock underlying the restricted stock units vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F5: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023, 25% of the aggregate shares vest on March 16, 2024, and 25% of the aggregate shares vest on March 16, 2025. Vested shares will be delivered to the reporting person upon the vesting date.

F6: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 18, 2021 22:17 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000025 · wf-form4_161368661151954.xml · nonDerivative · entry 3

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,854

F1 · shares: This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:17 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000025 · wf-form4_161368661151954.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,769

F1 · shares: This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:12 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 20,000 $0.00 Strike: $5.14 $0.00
Disclosure

SEC source: 0000805928-21-000005 · wf-form4_161291589737508.xml · derivative · entry 3

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All shares of Common Stock underlying the employee stock option became fully vested on September 22, 2019 (4 years from the option grant date).

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:12 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 5,190 $19.81 $102,813.90
Disclosure

SEC source: 0000805928-21-000005 · wf-form4_161291589737508.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,839

F2 · shares: Represents the number of shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule16b-3.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 00:12 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 20,000 $5.14 $102,800.00
Disclosure

SEC source: 0000805928-21-000005 · wf-form4_161291589737508.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: All shares of Common Stock underlying the employee stock option became fully vested on September 22, 2019 (4 years from the option grant date).

Read SEC document
December 30, 2020 Filed Dec 31, 2020 21:06 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 1,733 $17.48 $30,292.84
Disclosure

SEC source: 0001179110-20-012342 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,029

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 21:09 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 567 $17.81 $10,098.27
Disclosure

SEC source: 0001179110-20-012297 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,762

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units granted on December 27, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 27, 2020 Filed Dec 30, 2020 21:09 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012297 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,329

F1 · shares: This reflects the number of restricted stock units that became vested as of December 27, 2020.

F1 · price: This reflects the number of restricted stock units that became vested as of December 27, 2020.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 19:32 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 279 $17.19 $4,796.01
Disclosure

SEC source: 0001179110-20-012213 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,029

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 18:55 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 96 $16.42 $1,576.32
Disclosure

SEC source: 0001179110-20-012169 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,308

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units granted on December 18, 2020. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 18:55 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012169 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,404

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2020.

F1 · price: This reflects the number of restricted stock units that became vested as of December 18, 2020.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 15:14 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 17,617 $15.00 $264,255.00
Disclosure

SEC source: 0001179110-20-011012 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,029

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 11:08 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $5.14 Strike: $5.14 $25,700.00
Disclosure

SEC source: 0001179110-20-006737 · edgar.xml · derivative · entry 4

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2020-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 11:08 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001179110-20-006737 · edgar.xml · derivative · entry 3

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 11:08 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 5,000 $5.14 $25,700.00
Disclosure

SEC source: 0001179110-20-006737 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1. This Form is being filed to report the cash exercise of a stock option for an aggregated total of 15000 shares.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 11:08 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 10,000 $3.67 $36,700.00
Disclosure

SEC source: 0001179110-20-006737 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1. This Form is being filed to report the cash exercise of a stock option for an aggregated total of 15000 shares.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:22 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003918 · edgar.xml · derivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:22 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 24,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001179110-20-003918 · edgar.xml · derivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2030-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2024 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:17 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001956 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,646

F1 · shares: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:17 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001956 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,971

F1 · shares: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:16 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 183 $16.73 $3,061.59
Disclosure

SEC source: 0001179110-19-013083 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,041

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of the restricted stock units that vested on December 18, 2019.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:16 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-013083 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,224

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2019.

F1 · price: This reflects the number of restricted stock units that became vested as of December 18, 2019.

Read SEC document
October 08, 2019 Filed Oct 11, 2019 01:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001179110-19-010909 · edgar.xml · derivative · entry 4

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2019 Filed Oct 11, 2019 01:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001179110-19-010909 · edgar.xml · derivative · entry 3

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2019 Filed Oct 11, 2019 01:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 1,500 $2.90 $4,350.00
Disclosure

SEC source: 0001179110-19-010909 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2019 Filed Oct 11, 2019 01:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 5,000 $4.81 $24,050.00
Disclosure

SEC source: 0001179110-19-010909 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:34 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 20,000 $20.00 $400,000.00
Disclosure

SEC source: 0001179110-19-007697 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,974

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on May 13, 2019. The sales resulted in the completion of the Plan so no more shares will be sold pursuant to the Plan.

F2 · price: The price reported is the actual sale price for all of these shares that were sold in multiple transactions. The reporting person undertakes to provide to Axogen, Inc., any security holder of Axogen, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the sale of the shares.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:24 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 573 $17.57 $10,067.61
Disclosure

SEC source: 0001179110-19-002054 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,974

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:24 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002054 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,547

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:37 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 4,600 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014323 · edgar.xml · derivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock · 4,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F3 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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December 27, 2018 Filed Dec 31, 2018 21:37 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 18,500 $0.00 Strike: $19.17 $0.00
Disclosure

SEC source: 0001179110-18-014323 · edgar.xml · derivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2028-12-27

F1 · derivative.exercise_date: All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on December 27, 2022 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

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March 26, 2018 Filed Mar 27, 2018 22:45 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 35,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001179110-18-004869 · edgar.xml · derivative · entry 3

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 30,000 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 26, 2018 Filed Mar 27, 2018 22:45 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 2,042 $40.25 $82,190.50
Disclosure

SEC source: 0001179110-18-004869 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,617

F1 · shares: This Form is being filed to report the exercise of a stock option for a total of 30,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 27,958 shares of common stock.

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March 26, 2018 Filed Mar 27, 2018 22:45 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 30,000 $2.74 $82,200.00
Disclosure

SEC source: 0001179110-18-004869 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form is being filed to report the exercise of a stock option for a total of 30,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder pays the exercise price using shares of stock already owned. As a result of this stock swap, the Reporting Person, on a net basis, acquired ownership of an additional 27,958 shares of common stock.

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December 18, 2017 Filed Dec 20, 2017 23:54 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015744 · edgar.xml · derivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F3 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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December 18, 2017 Filed Dec 20, 2017 23:54 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 9,000 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001179110-17-015744 · edgar.xml · derivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2027-12-18

F1 · derivative.exercise_date: All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on December 18, 2021 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

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March 14, 2017 Filed Mar 14, 2017 23:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 5,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001179110-17-004609 · edgar.xml · derivative · entry 4

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 35,000 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 23:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 4,659 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001179110-17-004609 · edgar.xml · derivative · entry 3

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,659 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 23:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 5,000 $2.74 $13,700.00
Disclosure

SEC source: 0001179110-17-004609 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 23:32 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 4,659 $0.27 $1,257.93
Disclosure

SEC source: 0001179110-17-004609 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 21:45 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 25,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001179110-17-000083 · edgar.xml · derivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-29

F1 · derivative.exercise_date: All shares of Common Stock underlying the employee stock option will be fully vested on December 29, 2020(4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2017(12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.