organization · Reporting owner
SOL Global Investments Corp.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JONES SODA CO.JSDA · Entity 7351 | 10% owner | March 21, 2024 | March 25, 2024 |
| Simply, Inc.SIMP · Entity 130992 | 10% owner | November 02, 2021 | January 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JONES SODA CO.
Report date March 21, 2024 · Filed March 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectHeld by SOL Verano Blocker 1 LLC | 13,305,365 |
Last balance in matching sequence
After 2024-03-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-03-21 · Sale · Disposed 70,000 · Balance 13,305,388 F1: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Row 2 · 2024-03-22 · Sale · Disposed 23 · Balance 13,305,365 F1: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. |
| Common SharesSEC Table I · non-derivative | Direct | 281,345 |
Reported balance
Holding disclosure · report date 2024-03-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 281,345 |
Filing footnotes · ownership attribution and instrument terms
F1: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.
Simply, Inc.
Report date November 02, 2021 · Filed January 31, 2022
Jointly reported with SOL Verano Blocker 1 LLC, House of Lithium LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-11-02 · Sale · Disposed 224,194 · Balance 0 F1: On November 2, 2021, SOL Global Investments Corp. (SOL) entered into a share purchase agreement with House of Lithium LLC (HOL), whereby SOL transferred 224,194 shares of Common Stock (being all shares of Common Stock held by SOL) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. F2: Excludes 2,600,000 shares of Common Stock realizable on the conversion or exercise, as applicable, of certain convertible notes and warrant shares held by SOL. |
| Common StockSEC Table I · non-derivative | IndirectSOL Verano Blocker 1 LLC | 0 |
Reported balance
After 2021-11-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-11-02 · Sale · Disposed 1,877,412 · Balance 0 F3: On November 2, 2021, SOL Verano Blocker 1 LLC (SVB1) entered into a share purchase agreement with HOL, whereby SVB1 transferred 1,877,412 shares of Common Stock (being all shares of Common Stock held by SVB1) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. |
| Common StockSEC Table I · non-derivative | IndirectHouse of Lithium LLC | 1,263,632 |
Reported balance
After 2021-11-02 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-11-02 · Purchase · Acquired 2,101,606 · Balance 1,263,632 F1: On November 2, 2021, SOL Global Investments Corp. (SOL) entered into a share purchase agreement with House of Lithium LLC (HOL), whereby SOL transferred 224,194 shares of Common Stock (being all shares of Common Stock held by SOL) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. F3: On November 2, 2021, SOL Verano Blocker 1 LLC (SVB1) entered into a share purchase agreement with HOL, whereby SVB1 transferred 1,877,412 shares of Common Stock (being all shares of Common Stock held by SVB1) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 2, 2021, SOL Global Investments Corp. (SOL) entered into a share purchase agreement with House of Lithium LLC (HOL), whereby SOL transferred 224,194 shares of Common Stock (being all shares of Common Stock held by SOL) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction.
F2: Excludes 2,600,000 shares of Common Stock realizable on the conversion or exercise, as applicable, of certain convertible notes and warrant shares held by SOL.
F3: On November 2, 2021, SOL Verano Blocker 1 LLC (SVB1) entered into a share purchase agreement with HOL, whereby SVB1 transferred 1,877,412 shares of Common Stock (being all shares of Common Stock held by SVB1) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2021 Filed Jan 31, 2022 11:22 UTC | Simply, Inc. SIMP · Entity 130992 | PurchaseCommon Stock | 2,101,606 | $6,646,418.00 | $13,968,151,947,308.00 |
DisclosureSEC source: 0001062993-22-001827 · form4.xml · nonDerivative · entry 3 SOL Global Investments Corp. · CIK 0001710138 · 10% owner SOL Verano Blocker 1 LLC · CIK 0001860123 · 10% owner House of Lithium LLC · CIK 0001906673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · House of Lithium LLC Disclosed balance after: 1,263,632 F1 · shares: On November 2, 2021, SOL Global Investments Corp. (SOL) entered into a share purchase agreement with House of Lithium LLC (HOL), whereby SOL transferred 224,194 shares of Common Stock (being all shares of Common Stock held by SOL) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. F3 · shares: On November 2, 2021, SOL Verano Blocker 1 LLC (SVB1) entered into a share purchase agreement with HOL, whereby SVB1 transferred 1,877,412 shares of Common Stock (being all shares of Common Stock held by SVB1) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. Read SEC document |
| November 02, 2021 Filed Jan 31, 2022 11:22 UTC | Simply, Inc. SIMP · Entity 130992 | SaleCommon Stock | 1,877,412 | $5,915,322.00 | $11,105,496,506,664.00 |
DisclosureSEC source: 0001062993-22-001827 · form4.xml · nonDerivative · entry 2 SOL Global Investments Corp. · CIK 0001710138 · 10% owner SOL Verano Blocker 1 LLC · CIK 0001860123 · 10% owner House of Lithium LLC · CIK 0001906673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 0 F3 · shares: On November 2, 2021, SOL Verano Blocker 1 LLC (SVB1) entered into a share purchase agreement with HOL, whereby SVB1 transferred 1,877,412 shares of Common Stock (being all shares of Common Stock held by SVB1) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. Read SEC document |
| November 02, 2021 Filed Jan 31, 2022 11:22 UTC | Simply, Inc. SIMP · Entity 130992 | SaleCommon Stock | 224,194 | $731,096.00 | $163,907,336,624.00 |
DisclosureSEC source: 0001062993-22-001827 · form4.xml · nonDerivative · entry 1 SOL Global Investments Corp. · CIK 0001710138 · 10% owner SOL Verano Blocker 1 LLC · CIK 0001860123 · 10% owner House of Lithium LLC · CIK 0001906673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On November 2, 2021, SOL Global Investments Corp. (SOL) entered into a share purchase agreement with House of Lithium LLC (HOL), whereby SOL transferred 224,194 shares of Common Stock (being all shares of Common Stock held by SOL) to HOL in exchange for the consideration set forth therein as part of an intragroup transaction. F2 · balance_after: Excludes 2,600,000 shares of Common Stock realizable on the conversion or exercise, as applicable, of certain convertible notes and warrant shares held by SOL. Read SEC document |
| October 27, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 10,000 | $0.87 | $8,710.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 14 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,950,000 F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 26, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 80,000 | $0.89 | $71,520.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 13 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,940,000 F8 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.883 to $0.91, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 25, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 30,000 | $899.00 | $26,970,000.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 12 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,860,000 F7 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.89 to $0.907, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 21, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 20,000 | $0.90 | $17,960.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 11 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,830,000 F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 21, 2021 Filed Dec 6, 2021 14:36 UTC | Simply, Inc. SIMP · Entity 130992 | PurchaseWarrants · Derivative | 300,000 | $750,000.00 Strike: $2.75 | $225,000,000,000.00 |
DisclosureSEC source: 0001062993-21-012242 · form4.xml · derivative · entry 2 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600,000 Underlying: Warrants · 300,000 shares Expires 2025-04-21 F2 · kind: On October 21, 2021, the Issuer and SOL entered into a warrant agreement (Warrant Agreement 1), granting SOL 300,000 warrants, which it may convert into up to 300,000 shares of Common Stock at an exercise price of $2.75 per share. F5 · price: The aggregate consideration for the Issuers entry into Convertible Note 1 and Warrant Agreement 1, which were part of a single transaction, was $750,000. Read SEC document |
| October 21, 2021 Filed Dec 6, 2021 14:36 UTC | Simply, Inc. SIMP · Entity 130992 | PurchaseConvertible Note · Derivative | 300,000 | $750,000.00 Strike: $2.50 | $225,000,000,000.00 |
DisclosureSEC source: 0001062993-21-012242 · form4.xml · derivative · entry 1 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600,000 Underlying: Convertible Note · 300,000 shares Expires 2022-04-21 F1 · kind: On October 21, 2021, the Issuer executed an unsecured convertible note (Convertible Note 1) for the benefit of SOL Global Investment Corp. (SOL), entitling SOL to convert the principal amount of $750,000 and any accrued and unpaid interest under the Convertible Note into Common Stock at a conversion price of $2.50 per share. Convertible Note 1 matures on April 21, 2022. F5 · price: The aggregate consideration for the Issuers entry into Convertible Note 1 and Warrant Agreement 1, which were part of a single transaction, was $750,000. Read SEC document |
| October 20, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 35,000 | $0.95 | $33,110.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 10 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,810,000 F6 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.943 to $0.95, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 19, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 23,602 | $0.95 | $22,374.70 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 9 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,775,000 F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 12, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 30,000 | $0.98 | $29,490.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 8 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,751,398 F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 11, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 27,000 | $0.95 | $25,650.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 7 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,721,398 F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| October 08, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 29,640 | $0.95 | $28,098.72 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 6 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,694,398 F5 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.941 to $0.95, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| September 22, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 14,430 | $0.97 | $14,054.82 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 5 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,664,758 F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| September 16, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 20,328 | $1.03 | $20,998.82 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 4 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,650,328 F4 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.02 to $1.04, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| September 07, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 19,108 | $1.11 | $21,133.45 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 3 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,630,000 F3 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.088 to $1.15, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| September 01, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 40,000 | $1.19 | $47,600.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 2 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,610,892 F2 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.183 to $1.20, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| August 31, 2021 Filed Nov 12, 2021 20:54 UTC | JONES SODA CO. JSDA · Entity 7351 | PurchaseCommon Stock | 118,000 | $1.29 | $151,748.00 |
DisclosureSEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 1 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · SOL Verano Blocker 1 LLC Disclosed balance after: 7,570,892 F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.27 to $1.30, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person. Read SEC document |
| August 05, 2021 Filed Aug 24, 2021 11:37 UTC | Simply, Inc. SIMP · Entity 130992 | GrantWarrants · Derivative | 400,000 | $1,000,000.00 Strike: $2.75 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-007925 · form4.xml · derivative · entry 2 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 400,000 shares Expires 2025-02-05 F2 · kind: On August 5, 2021, the Issuer and SOL entered into a warrant agreement, granting SOL 400,000 warrants, which it may convert into up to 400,000 shares of Common Stock at an exercise price of $2.75 per share. F3 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
| August 05, 2021 Filed Aug 24, 2021 11:37 UTC | Simply, Inc. SIMP · Entity 130992 | GrantConvertible Note · Derivative | 400,000 | $1,000,000.00 Strike: $2.50 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-007925 · form4.xml · derivative · entry 1 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 400,000 shares Expires 2022-02-05 F1 · kind: On August 5, 2021, the Issuer executed an unsecured convertible note (the "Convertible Note") for the benefit of SOL Global Investment Corp. ("SOL"), entitling SOL to convert the principal amount of $1,000,000 and any accrued and unpaid interest under the Convertible Note into Common Stock at a conversion price of $2.50 per share. The Convertible Note matures on February 5, 2022. F3 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
| August 05, 2021 Filed Sep 1, 2021 17:17 UTC Amendment | Simply, Inc. SIMP · Entity 130992 | PurchaseWarrants · Derivative | 400,000 | $1,000,000.00 Strike: $2.75 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-008109 · form4a.xml · derivative · entry 2 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 400,000 shares Expires 2025-02-05 F2 · kind: On August 5, 2021, the Issuer and SOL entered into a warrant agreement, granting SOL 400,000 warrants, which it may convert into up to 400,000 shares of Common Stock at an exercise price of $2.75 per share. F3 · kind: The Form 4 filed on August 24, 2021 with respect to the transactions disclosed herein incorrectly provided "A" as the transaction code. The correct transaction code is "P", as provided in this amended Form 4. F4 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
| August 05, 2021 Filed Sep 1, 2021 17:17 UTC Amendment | Simply, Inc. SIMP · Entity 130992 | PurchaseConvertible Note · Derivative | 400,000 | $1,000,000.00 Strike: $2.50 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-008109 · form4a.xml · derivative · entry 1 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 400,000 shares Expires 2022-02-05 F1 · kind: On August 5, 2021, the Issuer executed an unsecured convertible note (the "Convertible Note") for the benefit of SOL Global Investment Corp. ("SOL"), entitling SOL to convert the principal amount of $1,000,000 and any accrued and unpaid interest under the Convertible Note into Common Stock at a conversion price of $2.50 per share. The Convertible Note matures on February 5, 2022. F3 · kind: The Form 4 filed on August 24, 2021 with respect to the transactions disclosed herein incorrectly provided "A" as the transaction code. The correct transaction code is "P", as provided in this amended Form 4. F4 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
| July 06, 2021 Filed Aug 24, 2021 11:32 UTC | Simply, Inc. SIMP · Entity 130992 | GrantWarrants · Derivative | 400,000 | $1,000,000.00 Strike: $2.75 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-007921 · form4.xml · derivative · entry 2 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 400,000 shares Expires 2025-01-06 F2 · kind: On July 6, 2021, the Issuer and SOL entered into a warrant agreement, granting SOL 400,000 warrants, which it may convert into up to 400,000 shares of Common Stock at an exercise price of $2.75 per share. F3 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
| July 06, 2021 Filed Aug 24, 2021 11:32 UTC | Simply, Inc. SIMP · Entity 130992 | GrantConvertible Note · Derivative | 400,000 | $1,000,000.00 Strike: $2.50 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-007921 · form4.xml · derivative · entry 1 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 400,000 shares Expires 2022-01-06 F1 · kind: On July 6, 2021, the Issuer executed an unsecured convertible note (the "Convertible Note") for the benefit of SOL Global Investment Corp. ("SOL"), entitling SOL to convert the principal amount of $1,000,000 and any accrued and unpaid interest under the Convertible Note into Common Stock at a conversion price of $2.50 per share. The Convertible Note matures on January 6, 2022. F3 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
| July 06, 2021 Filed Sep 1, 2021 17:16 UTC Amendment | Simply, Inc. SIMP · Entity 130992 | PurchaseWarrants · Derivative | 400,000 | $1,000,000.00 Strike: $2.75 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-008106 · form4a.xml · derivative · entry 2 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 400,000 shares Expires 2025-01-06 F2 · kind: On July 6, 2021, the Issuer and SOL entered into a warrant agreement, granting SOL 400,000 warrants, which it may convert into up to 400,000 shares of Common Stock at an exercise price of $2.75 per share. F3 · kind: The Form 4 filed on August 24, 2021 with respect to the transactions disclosed herein incorrectly provided "A" as the transaction code. The correct transaction code is "P", as provided in this amended Form 4. F4 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
| July 06, 2021 Filed Sep 1, 2021 17:16 UTC Amendment | Simply, Inc. SIMP · Entity 130992 | PurchaseConvertible Note · Derivative | 400,000 | $1,000,000.00 Strike: $2.50 | $400,000,000,000.00 |
DisclosureSEC source: 0001062993-21-008106 · form4a.xml · derivative · entry 1 SOL Global Investments Corp. · CIK 0001710138 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 400,000 shares Expires 2022-01-06 F1 · kind: On July 6, 2021, the Issuer executed an unsecured convertible note (the "Convertible Note") for the benefit of SOL Global Investment Corp. ("SOL"), entitling SOL to convert the principal amount of $1,000,000 and any accrued and unpaid interest under the Convertible Note into Common Stock at a conversion price of $2.50 per share. The Convertible Note matures on January 6, 2022. F3 · kind: The Form 4 filed on August 24, 2021 with respect to the transactions disclosed herein incorrectly provided "A" as the transaction code. The correct transaction code is "P", as provided in this amended Form 4. F4 · price: The aggregate consideration for the Convertible Note and the Warrant Agreement was $1,000,000. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.