Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARMSTRONG WORLD INDUSTRIES INCAWI · Entity 3696 | Director | November 29, 2019 | December 02, 2019 |
| SAFEGUARD SCIENTIFICS INCSFE · Entity 9612 | Director | April 15, 2020 | April 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARMSTRONG WORLD INDUSTRIES INC
Report date November 29, 2019 · Filed December 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,497 |
Reported balance
After 2019-11-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-11-29 · Gift · Disposed 2,000 · Balance 23,497 F1: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. The shares comprising the bona fide gift are from vested units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. The shares comprising the bona fide gift are from vested units.
SAFEGUARD SCIENTIFICS INC
Report date April 15, 2020 · Filed April 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,109 |
Reported balance
After 2020-04-15 transaction · row 1
1 source rowRow 1 · 2020-04-15 · Grant · Acquired 2,843 · Balance 28,109 F1: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Report date April 01, 2024 · Filed April 03, 2024
Section 16 reporting ended · disclosed 2024-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial Interest, par value $1.00 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-04-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-01 · Other · Disposed 12,816 · Balance 0 F1: On December 10, 2023, Pennsylvania Real Estate Investment Trust (the "Issuer") and certain of its direct and indirect affiliates (collectively, with the Issuer, the "Debtors"), filed voluntary petitions under chapter 11 of the Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue a joint prepackaged chapter 11 plan as contemplated by the Restructuring Support Agreement, dated December 7, 2023. On January 23, 2024, the Bankruptcy Court entered an order confirming the Modified Joint Prepackaged Chapter 11 Plan of Reorganization of Pennsylvania Real Estate Investment Trust and Its Debtor-Affiliates (the "Plan") of the Debtors. On April 1, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy. F2: On the Effective Date, all classes of preferred and common securities issued by the Company, namely the Company's prior Shares of Beneficial Interest, par value $1.00 per share (the "Common Shares"), including any remaining outstanding restricted share units, performance-based restricted share units, options, warrants, rights, or other securities or agreements to acquire such Common Shares, Series B Preferred Shares, par value $0.01 per share, Series C Preferred Shares, par value $0.01 per share, and Series D Preferred Shares, par value $0.01 per share, were automatically cancelled and extinguished as of the Effective Date. The limited partnership units in the operating partnership of PREIT Associates, L.P. not owned by the Issuer were also cancelled on the Effective Date. F3: As of the Effective Date, holders of Common Shares received, or will receive shortly after the Effective Date, their pro rata share of a gift of $10 million in cash. Holders of Common Shares are to receive $0.55624252 per share. F4: 12,816 Shares held indirectly in a revocable trust. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 10, 2023, Pennsylvania Real Estate Investment Trust (the "Issuer") and certain of its direct and indirect affiliates (collectively, with the Issuer, the "Debtors"), filed voluntary petitions under chapter 11 of the Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to pursue a joint prepackaged chapter 11 plan as contemplated by the Restructuring Support Agreement, dated December 7, 2023. On January 23, 2024, the Bankruptcy Court entered an order confirming the Modified Joint Prepackaged Chapter 11 Plan of Reorganization of Pennsylvania Real Estate Investment Trust and Its Debtor-Affiliates (the "Plan") of the Debtors. On April 1, 2024 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from bankruptcy.
F2: On the Effective Date, all classes of preferred and common securities issued by the Company, namely the Company's prior Shares of Beneficial Interest, par value $1.00 per share (the "Common Shares"), including any remaining outstanding restricted share units, performance-based restricted share units, options, warrants, rights, or other securities or agreements to acquire such Common Shares, Series B Preferred Shares, par value $0.01 per share, Series C Preferred Shares, par value $0.01 per share, and Series D Preferred Shares, par value $0.01 per share, were automatically cancelled and extinguished as of the Effective Date. The limited partnership units in the operating partnership of PREIT Associates, L.P. not owned by the Issuer were also cancelled on the Effective Date.
F3: As of the Effective Date, holders of Common Shares received, or will receive shortly after the Effective Date, their pro rata share of a gift of $10 million in cash. Holders of Common Shares are to receive $0.55624252 per share.
F4: 12,816 Shares held indirectly in a revocable trust.
VONAGE HOLDINGS CORP
Report date July 21, 2022 · Filed July 21, 2022
Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-07-21 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-07-21 · Disposition to issuer · Disposed 215,181 · Balance 0 Row 2 · 2022-07-21 · Exercise / conversion · Acquired 10,000 · Balance 10,000 Row 3 · 2022-07-21 · Disposition to issuer · Disposed 10,000 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.28 · Expires 2022-10-01 | Direct | 0 |
Reported balance
After 2022-07-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-07-21 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: The options vested over a four (4) year period, with 25% vesting on October 1, 2012 and the balance vesting in equal quarterly installments over the remaining three (3) year |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested over a four (4) year period, with 25% vesting on October 1, 2012 and the balance vesting in equal quarterly installments over the remaining three (3) year
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2020 Filed Apr 16, 2020 18:14 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 2,843 | $5.44 | $15,473.03 |
DisclosureSEC source: 0001437749-20-007863 · rdgdoc.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,109 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 16:56 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 4,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-20-000079 · wf-form4_158586095570748.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,964 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 16:32 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $1.37 | $0.00 |
DisclosureSEC source: 0001272830-20-000076 · wf-form4_158568673469387.xml · derivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 16:32 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 1,998 | $6.86 | $13,706.28 |
DisclosureSEC source: 0001272830-20-000076 · wf-form4_158568673469387.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,699 Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 16:32 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 10,000 | $1.37 | $13,700.00 |
DisclosureSEC source: 0001272830-20-000076 · wf-form4_158568673469387.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 19:32 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 1,377 | $10.91 | $15,023.07 |
DisclosureSEC source: 0000086115-20-000009 · wf-form4_157980792701286.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,266 F1 · price: The securities reported in Table I were awarded to the reporting person in lieu of quarterly fees for service on the Issuer's Board of Directors, which fees are paid in arrears following the end of the quarter. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 16:56 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $14.10 | $0.00 |
DisclosureSEC source: 0000086115-20-000003 · wf-form4_157893454411513.xml · derivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2020-05-24 F1 · derivative.exercise_price: The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019. Read SEC document |
| January 13, 2020 Filed Jan 13, 2020 16:56 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $15.06 | $0.00 |
DisclosureSEC source: 0000086115-20-000003 · wf-form4_157893454411513.xml · derivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-05-24 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 18:04 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 3,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-20-000008 · wf-form4_157809266980781.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,697 Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 16:12 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001272830-19-000258 · wf-form4_157774031994987.xml · derivative · entry 4 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 16:12 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 1,940 | $7.22 | $14,006.80 |
DisclosureSEC source: 0001272830-19-000258 · wf-form4_157774031994987.xml · nonDerivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,818 Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 16:12 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 10,000 | $1.40 | $14,000.00 |
DisclosureSEC source: 0001272830-19-000258 · wf-form4_157774031994987.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 16:12 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GiftCommon Stock | 13,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000258 · wf-form4_157774031994987.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,758 F1 · shares: Represents gifting of shares to The John and Charlene Roberts Family Foundation. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 21:17 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033975 · form4.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,497 F1 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. The shares comprising the bona fide gift are from vested units. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:31 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000216 · wf-form4_157013466428154.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,598 Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 17:55 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001272830-19-000204 · wf-form4_156944853703309.xml · derivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 17:55 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 819 | $12.46 | $10,204.74 |
DisclosureSEC source: 0001272830-19-000204 · wf-form4_156944853703309.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,004 Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 17:55 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 7,500 | $1.36 | $10,200.00 |
DisclosureSEC source: 0001272830-19-000204 · wf-form4_156944853703309.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 18:32 UTC | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST PEI · Entity 92323 | PurchaseShares of Beneficial Interest, par value $1.00 per share | 10,000 | $5.48 | $54,800.00 |
DisclosureSEC source: 0001732086-19-000028 · primary_doc.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,858 F2 · shares: Acquired in connection with Commitment Letter dated 09/13/19. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.47 to $5.48, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 21:16 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024658 · form4.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,497 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 12, 2019 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $98.71. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:22 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000168 · wf-form4_156209895811914.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,323 Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 16:11 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 6,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008470 · wf-form4_156199746354446.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,889 Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 16:27 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001272830-19-000150 · wf-form4_156175362086060.xml · derivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 16:27 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 254 | $11.52 | $2,926.08 |
DisclosureSEC source: 0001272830-19-000150 · wf-form4_156175362086060.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,834 Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 16:27 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 7,500 | $0.39 | $2,925.00 |
DisclosureSEC source: 0001272830-19-000150 · wf-form4_156175362086060.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 17:22 UTC | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST PEI · Entity 92323 | GrantShares of Beneficial Interest, par value $1.00 per share | 16,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001732086-19-000013 · primary_doc.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,858 F1 · price: Grant of restricted shares for no consideration. Read SEC document |
| May 31, 2019 Filed Sep 23, 2019 18:40 UTC Amendment | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST PEI · Entity 92323 | GrantShares of Beneficial Interest, par value $1.00 per share | 16,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001732086-19-000029 · primary_doc.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,858 F1 · price: Grant of restricted shares for no consideration. F2 · balance_after: On June 3, 2019, a Form 4 was filed that inadvertently reported that following the grant of 16,400 shares of common stock, Mr. Roberts directly owned only 68,858 shares of common stock. In fact, as reported in this amendment, Mr. Roberts directly owned 78,858 shares of common stock. Read SEC document |
| May 10, 2019 Filed Sep 23, 2019 18:32 UTC | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST PEI · Entity 92323 | PurchaseShares of Beneficial Interest, par value $1.00 per share | 10,000 | $7.44 | $74,400.00 |
DisclosureSEC source: 0001732086-19-000028 · primary_doc.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,858 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.42 to $7.44, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 16:30 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000089 · wf-form4_155423702746319.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,588 Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 16:55 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.42 Strike: $0.42 | $3,150.00 |
DisclosureSEC source: 0001272830-19-000087 · wf-form4_155380651168131.xml · derivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 16:55 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 323 | $9.78 | $3,158.94 |
DisclosureSEC source: 0001272830-19-000087 · wf-form4_155380651168131.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,731 Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 16:55 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 7,500 | $0.42 | $3,150.00 |
DisclosureSEC source: 0001272830-19-000087 · wf-form4_155380651168131.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 16:34 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 3,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000010 · wf-form4_154646486021780.xml · nonDerivative · entry 4 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,554 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 16:34 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GiftCommon Stock | 14,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000010 · wf-form4_154646486021780.xml · nonDerivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,261 F1 · shares: Represents gifting of 4,000 shares to each of John Roberts Jr. and Alex Roberts, 3,500 shares to Diane Roberts, and 3,000 shares to Christopher Roberts, the Reporting Person's adult children. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 16:34 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $0.66 | $0.00 |
DisclosureSEC source: 0001272830-19-000010 · wf-form4_154646486021780.xml · derivative · entry 5 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 16:34 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 586 | $8.45 | $4,951.70 |
DisclosureSEC source: 0001272830-19-000010 · wf-form4_154646486021780.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,761 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 16:34 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 7,500 | $0.66 | $4,950.00 |
DisclosureSEC source: 0001272830-19-000010 · wf-form4_154646486021780.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 13:16 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | PurchaseCommon Stock | 10,000 | $9.32 | $93,200.00 |
DisclosureSEC source: 0000086115-18-000092 · wf-form4_154462055790034.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,794 Read SEC document |
| November 21, 2018 Filed Nov 21, 2018 21:15 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034176 · form4.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,433 F1 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. The shares comprising the bona fide gift are from vested units. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 17:18 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-18-000115 · wf-form4_153851511191166.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,847 Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 21:12 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001272830-18-000109 · wf-form4_153809712412013.xml · derivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 21:12 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 490 | $14.55 | $7,129.50 |
DisclosureSEC source: 0001272830-18-000109 · wf-form4_153809712412013.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,795 Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 21:12 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 7,500 | $0.95 | $7,125.00 |
DisclosureSEC source: 0001272830-18-000109 · wf-form4_153809712412013.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:03 UTC | SAFEGUARD SCIENTIFICS INC SFE · Entity 9612 | GrantCommon Stock | 6,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000086115-18-000074 · wf-form4_153313578829130.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,794 Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 20:31 UTC | ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 | GrantCommon Stock | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023420 · form4.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,433 F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service. F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 13, 2018 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $67.40. F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:42 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-18-000055 · wf-form4_153065414745408.xml · nonDerivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,785 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 16:57 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,750 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001272830-18-000049 · wf-form4_152935540233142.xml · derivative · entry 3 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing a right to purchase a total of 8,750 shares, vested in equal quarterly installments over a period of twelve months beginning July 1, 2008. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 16:57 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Tax withholdingCommon Stock | 1,178 | $12.41 | $14,618.98 |
DisclosureSEC source: 0001272830-18-000049 · wf-form4_152935540233142.xml · nonDerivative · entry 2 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,773 Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 16:57 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | Exercise / conversionCommon Stock | 8,750 | $1.67 | $14,612.50 |
DisclosureSEC source: 0001272830-18-000049 · wf-form4_152935540233142.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 11:27 UTC | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST PEI · Entity 92323 | GrantShares of Beneficial Interest, par value $1.00 per share | 9,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001742240-18-000003 · primary_doc.xml · nonDerivative · entry 1 ROBERTS JOHN JOSEPH · CIK 0001243108 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,458 F1 · price: Grant of restricted shares for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.