Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HELIOS TECHNOLOGIES, INC.HLIO · Entity 4399 | Director · President and CEO | April 01, 2024 | April 04, 2024 |
| Welbilt, Inc.WBT · Entity 125055 | EVP Chief Operating Officer | February 21, 2020 | February 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HELIOS TECHNOLOGIES, INC.
Report date April 01, 2024 · Filed April 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,206 |
Ending reported balance
After 2024-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-01 · Exercise / conversion · Acquired 17,929 · Balance 85,262 Row 2 · 2024-04-01 · Tax withholding · Disposed 7,056 · Balance 78,206 F1: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-04-01 · Exercise / conversion · Disposed 17,929 · Balance 0 F2: Each RSU represents the right to receive, following vesting, one share of Common Stock. F3: Unless earlier forfeited under the terms of the RSU, 17,929 RSUs shall vest and convert on April 1,2024. |
Filing footnotes · ownership attribution and instrument terms
F1: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
F2: Each RSU represents the right to receive, following vesting, one share of Common Stock.
F3: Unless earlier forfeited under the terms of the RSU, 17,929 RSUs shall vest and convert on April 1,2024.
Welbilt, Inc.
Report date February 21, 2020 · Filed February 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 112,514 |
Reported balance
After 2020-02-21 transaction · row 1
1 source rowRow 1 · 2020-02-21 · Grant · Acquired 12,566 · Balance 112,514 F1: Grant of restricted stock units of the Issuer generally vesting on the third anniversary of the date of grant. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.01 · Expires 2030-02-21 | Direct | 37,736 |
Reported balance
After 2020-02-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-21 · Grant · Acquired 37,736 · Balance 37,736 F2: Options vest in four equal annual installments of 25% each, beginning on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units of the Issuer generally vesting on the third anniversary of the date of grant.
F2: Options vest in four equal annual installments of 25% each, beginning on the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2021 Filed Jul 6, 2021 20:42 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | Exercise / conversionCommon Stock | 1,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045506 · doc4.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 23:31 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantNon-qualified Stock Options (right to buy) · Derivative | 10,914 | $0.00 Strike: $55.03 | $0.00 |
DisclosureSEC source: 0001692276-21-000005 · primary_doc.xml · derivative · entry 4 Matosevic Josef · CIK 0001492606 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,914 Underlying: Common Stock · 10,914 shares Expires 2031-01-28 F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 23:31 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantRestricted Stock Units · Derivative | 10,914 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-21-000005 · primary_doc.xml · derivative · entry 3 Matosevic Josef · CIK 0001492606 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,914 Underlying: Common Stock · 10,914 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. F2 · derivative.exercise_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. F2 · derivative.expiration_date: Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 23:31 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantPerformance-Based Restricted Stock Units · Derivative | 21,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-21-000005 · primary_doc.xml · derivative · entry 2 Matosevic Josef · CIK 0001492606 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,827 Underlying: Common Stock · 21,827 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023. F1 · derivative.exercise_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023. F1 · derivative.expiration_date: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:20 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantNon-qualified Stock Options (right to buy) · Derivative | 5,127 | $0.00 Strike: $35.04 | $0.00 |
DisclosureSEC source: 0001692276-20-000032 · primary_doc.xml · derivative · entry 3 Matosevic Josef · CIK 0001492606 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127 Underlying: Common Stock · 5,127 shares Expires 2030-07-01 F5 · derivative.exercise_date: Stock Options granted to reporting person on 7/1/2020; unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:20 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantRestricted Stock Units · Derivative | 5,127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-20-000032 · primary_doc.xml · derivative · entry 2 Matosevic Josef · CIK 0001492606 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,127 Underlying: Common Stock · 5,127 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 7/1/2020; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 7/1/2020; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:20 UTC | HELIOS TECHNOLOGIES, INC. HLIO · Entity 4399 | GrantRestricted Stock Units · Derivative | 17,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692276-20-000032 · primary_doc.xml · derivative · entry 1 Matosevic Josef · CIK 0001492606 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock. F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 7/1/2020; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 7/1/2020; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:12 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantStock Options (Right to Buy) · Derivative | 37,736 | $0.00 Strike: $14.01 | $0.00 |
DisclosureSEC source: 0001650962-20-000035 · wf-form4_158266515393801.xml · derivative · entry 2 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,736 Underlying: Common Stock · 37,736 shares Expires 2030-02-21 F2 · shares: Options vest in four equal annual installments of 25% each, beginning on the first anniversary of the date of grant. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:12 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantCommon Stock | 12,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001650962-20-000035 · wf-form4_158266515393801.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,514 F1 · shares: Grant of restricted stock units of the Issuer generally vesting on the third anniversary of the date of grant. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 16:57 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantCommon Stock | 12,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001650962-20-000013 · wf-form4_158214940453407.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,948 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 16:59 UTC | Welbilt, Inc. WBT · Entity 125055 | SaleCommon Stock | 10,850 | $18.40 | $199,656.28 |
DisclosureSEC source: 0001650962-19-000144 · wf-form4_157359593321672.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,091 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.34 to $18.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 16:33 UTC | Welbilt, Inc. WBT · Entity 125055 | Tax withholdingCommon Stock | 5,335 | $15.74 | $83,972.90 |
DisclosureSEC source: 0001650962-19-000127 · wf-form4_156762919734397.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,941 F1 · date: Applicable transaction occurred on September 1, 2019. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:48 UTC | Welbilt, Inc. WBT · Entity 125055 | SaleCommon Stock | 10,301 | $16.06 | $165,481.44 |
DisclosureSEC source: 0001650962-19-000045 · wf-form4_155087208399037.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,276 F1 · kind: Represents shares sold to cover tax withholding obligations in connection with the vesting of performance share units, which sale is mandated at the Issuer's election and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.0000 to $16.2000. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 17:09 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantCommon Stock | 44,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001650962-19-000035 · wf-form4_155070058436848.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,975 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 18:32 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantStock Options (Right to Buy) · Derivative | 36,423 | $0.00 Strike: $14.99 | $0.00 |
DisclosureSEC source: 0001650962-19-000025 · wf-form4_155061910933194.xml · derivative · entry 2 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,423 Underlying: Common Stock · 36,423 shares Expires 2029-02-14 F2 · derivative.exercise_date: Options vest in four equal annual installments of 25% each, beginning on the first anniversary of the date of grant. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 18:32 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantCommon Stock | 12,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001650962-19-000025 · wf-form4_155061910933194.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · EVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,815 F1 · shares: Grant of restricted stock units of the Issuer generally vesting on the third anniversary of the date of grant. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 16:31 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantCommon Stock | 13,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001650962-18-000082 · wf-form4_153617946014817.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,994 F1 · shares: Grant of restricted stock units of the Issuer generally vesting on September 1, 2019. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 17:32 UTC | Welbilt, Inc. WBT · Entity 125055 | GrantStock Options (Right to Buy) · Derivative | 30,889 | $0.00 Strike: $20.25 | $0.00 |
DisclosureSEC source: 0001650962-18-000043 · wf-form4_152166793271261.xml · derivative · entry 1 Matosevic Josef · CIK 0001492606 · SVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,889 Underlying: Common Stock · 30,889 shares Expires 2028-03-19 F1 · derivative.exercise_date: Options vest in four equal annual installments of 25% each, beginning on the first anniversary of the date of grant. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 16:42 UTC | Welbilt, Inc. WBT · Entity 125055 | SaleCommon Stock | 3,837 | $19.06 | $73,129.38 |
DisclosureSEC source: 0001650962-18-000031 · wf-form4_152054531414333.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · SVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,438 F1 · kind: Represents shares sold to cover tax withholding obligations in connection with the vesting of restricted stock previously reported in Table 1, which sale is mandated at the Issuer's election and does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.045 to $19.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 16:44 UTC | Welbilt, Inc. WBT · Entity 125055 | SaleCommon Stock | 1,681 | $21.79 | $36,628.99 |
DisclosureSEC source: 0001650962-18-000010 · wf-form4_151942227967909.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · SVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,275 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.7810 to $21.7950, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 16:32 UTC | Welbilt, Inc. WBT · Entity 125055 | SaleCommon Stock | 655 | $23.45 | $15,358.44 |
DisclosureSEC source: 0001650962-18-000002 · wf-form4_151544715150313.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · SVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,956 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 16:56 UTC | Welbilt, Inc. MFS · Entity 125055 | SaleCommon Stock | 1,323 | $18.44 | $24,400.09 |
DisclosureSEC source: 0001246360-17-000877 · form.xml · nonDerivative · entry 1 Matosevic Josef · CIK 0001492606 · SVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,831 F2 · shares: Average price of shares sold ranging from $18.4400 to $18.4560 per share Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:56 UTC | Welbilt, Inc. MFS · Entity 125055 | Grant2-16-17OfficerStockOption · Derivative | 18,178 | $0.00 Strike: $18.61 | $0.00 |
DisclosureSEC source: 0001246360-17-000877 · form.xml · derivative · entry 2 Matosevic Josef · CIK 0001492606 · SVP Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,178 Underlying: Common Stock · 18,178 shares Expires 2027-02-16 F1 · derivative.exercise_date: Options vest in 25% increments annually beginning on date indicated in the "Date Exercisable" column Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.