Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KVH INDUSTRIES INC \DE\KVHI · Entity 6612 | COO | April 02, 2024 | April 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KVH INDUSTRIES INC \DE\
Report date April 02, 2024 · Filed April 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,944 |
Reported balance
After 2024-04-02 transaction · row 1
1 source rowRow 1 · 2024-04-02 · Sale · Disposed 1,262 · Balance 95,944 F1: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2024. |
| Employee Stock Options-Right to BuySEC Table II · derivative / convertible security | Direct | 110,925 |
Reported balance
Holding disclosure · report date 2024-04-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 110,925 F2: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2024.
F2: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2018 Filed Jul 9, 2018 20:24 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 1,098 | $13.31 | $14,618.00 |
DisclosureSEC source: 0001316415-18-000007 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,877 F1 · kind: Shares sold under the terms of a 10b51 trading plan established with ETRADE. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:16 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherEmployee Stock Options-Right to Buy · Derivative | 29,586 | $11.30 Strike: $11.30 | $334,321.80 |
DisclosureSEC source: 0001316415-18-000006 · edgar.xml · derivative · entry 2 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,131 Underlying: Common Stock · 29,586 shares Expires 2023-06-06 F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant vests annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting. F3 · balance_after: Represents total vested/unexercised options "beneficially owned". Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:16 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherCommon Stock | 9,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001316415-18-000006 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,975 F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest annually in four installments, the first of which will vest on 6/6/2019, provided the executive is employed by the Company at the time of vesting. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 20:24 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 1,337 | $10.70 | $14,305.90 |
DisclosureSEC source: 0001316415-18-000005 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,061 F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 4/12/2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:20 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 1,570 | $10.35 | $16,251.07 |
DisclosureSEC source: 0001316415-18-000004 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,398 F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/12/2018. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:40 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 1,168 | $10.35 | $12,089.97 |
DisclosureSEC source: 0001316415-18-000003 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,968 F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 3/9/2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:27 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 2,697 | $9.21 | $24,836.67 |
DisclosureSEC source: 0001316415-18-000002 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,136 F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on 2/17/2018. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:47 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 1,166 | $12.50 | $14,575.00 |
DisclosureSEC source: 0001316415-17-000004 · primary_doc.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · SVP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,833 F1 · kind: Shares sold under the terms of a 10b51 trading plan established with ETRADE. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 21:17 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherEmployee Stock Option-Right to Buy · Derivative | 40,522 | $8.05 Strike: $8.05 | $326,202.10 |
DisclosureSEC source: 0001316415-17-000003 · edgar.xml · derivative · entry 2 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,522 shares Expires 2022-03-30 F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant will vest in four installments on each of 4/15/2018, 3/13/2019, 4/16/2020, and 3/13/2021, provided the executive is employed by the Company at the time of vesting. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 21:17 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherCommon Stock | 12,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001316415-17-000003 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,999 F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 4/12/2018, 3/17/2019, 4/12/2020, and 3/17/2021, provided the executive is employed by the Company at the time of vesting. Read SEC document |
| March 30, 2017 Filed Apr 4, 2017 20:22 UTC Amendment | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherEmployee Stock Option-Right to Buy · Derivative | 40,522 | $7.85 Strike: $7.85 | $318,097.70 |
DisclosureSEC source: 0001441377-17-000010 · edgar.xml · derivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,522 shares Expires 2022-03-30 F1 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Grant will vest in four installments on each of 4/15/2018, 3/13/2019, 4/16/2020, and 3/13/2021, provided the executive is employed by the Company at the time of vesting. Grant price was mistakenly reported as $8.05; correct price is $7.85. Read SEC document |
| March 12, 2017 Filed Mar 13, 2017 20:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | Tax withholdingCommon Stock | 1,455 | $8.50 | $12,367.50 |
DisclosureSEC source: 0001316415-17-000001 · edgar.xml · nonDerivative · entry 3 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,242 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 11, 2017 Filed Mar 13, 2017 20:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | Tax withholdingCommon Stock | 1,596 | $8.50 | $13,566.00 |
DisclosureSEC source: 0001316415-17-000001 · edgar.xml · nonDerivative · entry 2 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,697 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | Tax withholdingCommon Stock | 1,605 | $8.15 | $13,080.75 |
DisclosureSEC source: 0001316415-17-000001 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,293 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | Tax withholdingCommon Stock | 2,432 | $10.30 | $25,049.60 |
DisclosureSEC source: 0001510059-17-000009 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,898 Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 21:41 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherEmployee Stock Options-Right to Buy · Derivative | 13,125 | $9.32 Strike: $9.32 | $122,325.00 |
DisclosureSEC source: 0001316415-16-000008 · edgar.xml · derivative · entry 4 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,125 shares Expires 2017-02-28 F3 · kind: Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan. F4 · derivative.exercise_date: Date option fully vested. F5 · balance_after: Represents total vested/unexercised options "beneficially owned". Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 21:41 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 2,335 | $12.45 | $29,070.75 |
DisclosureSEC source: 0001316415-16-000008 · edgar.xml · nonDerivative · entry 3 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,330 F2 · kind: Shares sold under the terms of a 10b51 trading plan established with ETRADE. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 21:41 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 13,125 | $12.45 | $163,406.25 |
DisclosureSEC source: 0001316415-16-000008 · edgar.xml · nonDerivative · entry 2 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,665 F2 · kind: Shares sold under the terms of a 10b51 trading plan established with ETRADE. Read SEC document |
| December 27, 2016 Filed Dec 28, 2016 21:41 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherCommon Stock | 13,125 | $9.32 | $122,325.00 |
DisclosureSEC source: 0001316415-16-000008 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,790 F1 · kind: Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherEmployee Stock Options-Right to Buy · Derivative | 9,832 | $9.32 Strike: $9.32 | $91,634.24 |
DisclosureSEC source: 0001316415-16-000007 · edgar.xml · derivative · entry 6 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,125 Underlying: Common Stock · 9,832 shares Expires 2017-02-28 F2 · kind: Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan. F3 · derivative.exercise_date: Date option fully vested. F4 · balance_after: Represents total vested/unexercised options "beneficially owned". Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 9,832 | $10.45 | $102,744.40 |
DisclosureSEC source: 0001316415-16-000007 · edgar.xml · nonDerivative · entry 4 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,654 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 21:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherCommon Stock | 9,832 | $9.32 | $91,634.24 |
DisclosureSEC source: 0001316415-16-000007 · edgar.xml · nonDerivative · entry 3 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,486 F1 · kind: Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherEmployee Stock Options-Right to Buy · Derivative | 3,293 | $9.32 Strike: $9.32 | $30,690.76 |
DisclosureSEC source: 0001316415-16-000007 · edgar.xml · derivative · entry 5 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,957 Underlying: Common Stock · 3,293 shares Expires 2017-02-28 F2 · kind: Exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan. F3 · derivative.exercise_date: Date option fully vested. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | SaleCommon Stock | 3,293 | $10.45 | $34,411.85 |
DisclosureSEC source: 0001316415-16-000007 · edgar.xml · nonDerivative · entry 2 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,654 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:44 UTC | KVH INDUSTRIES INC \DE\ KVHI · Entity 6612 | OtherCommon Stock | 3,293 | $9.32 | $30,690.76 |
DisclosureSEC source: 0001316415-16-000007 · edgar.xml · nonDerivative · entry 1 Balog Robert J · CIK 0001316415 · Senior VP Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,947 F1 · kind: Shares acquired via the exercise of an expiring stock option pursuant to the terms & conditions of the company's 2006 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.