Leatt Christopher James

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 23

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,028,214

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 22

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,029,714

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 21

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,030,114

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 20

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,030,314

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 19

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,030,814

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 18

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,031,314

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 17

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,031,614

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 16

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,032,214

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 15

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,032,714

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 14

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,033,214

F3 · kind: On December 22, 2021, the Issuer's Board approved the award of 8,500 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Amended and Restated Equity Incentive Plan. Sixty percent, or 5,100 shares, of the restricted stock vested on December 31, 2021, and the remaining forty percent, or 3,400 shares, will vest on four equal parts on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, respectively; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer.

F3 · shares: On December 22, 2021, the Issuer's Board approved the award of 8,500 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Amended and Restated Equity Incentive Plan. Sixty percent, or 5,100 shares, of the restricted stock vested on December 31, 2021, and the remaining forty percent, or 3,400 shares, will vest on four equal parts on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, respectively; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 13

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,024,714

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 12

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,025,064

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 11

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,025,564

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 10

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,026,064

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 9

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,026,074

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 8

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,026,564

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 7

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,027,064

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 6

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,027,564

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 5

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,027,864

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 4

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,028,614

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 3

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,028,964

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 2

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,029,364

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-22-001074 · form4.xml · nonDerivative · entry 1

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,029,614

F1 · kind: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · shares: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F1 · balance_after: Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date.

SEC source: 0001062993-21-004183 · form4.xml · nonDerivative · entry 1

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,038,114

F1 · kind: On December 29, 2020, the Issuer's Board approved the award of 8,000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan. Sixty percent, or 4,800 shares, of the restricted stock vested immediately, on the date of the award, and the remaining forty percent, or 3,200 shares, will vest on two equal parts on December 29, 2021 and 2022, respectively, so long as the Reporting Person is fully employed by the Issuer on such vesting date; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer.

F1 · shares: On December 29, 2020, the Issuer's Board approved the award of 8,000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan. Sixty percent, or 4,800 shares, of the restricted stock vested immediately, on the date of the award, and the remaining forty percent, or 3,200 shares, will vest on two equal parts on December 29, 2021 and 2022, respectively, so long as the Reporting Person is fully employed by the Issuer on such vesting date; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer.

F1 · balance_after: On December 29, 2020, the Issuer's Board approved the award of 8,000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan. Sixty percent, or 4,800 shares, of the restricted stock vested immediately, on the date of the award, and the remaining forty percent, or 3,200 shares, will vest on two equal parts on December 29, 2021 and 2022, respectively, so long as the Reporting Person is fully employed by the Issuer on such vesting date; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer.

F2 · balance_after: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person as at the transaction date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family as at the transaction date.

F2 · ownership.direct: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person as at the transaction date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family as at the transaction date.

F2 · ownership.nature: Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person as at the transaction date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family as at the transaction date.

SEC source: 0001062993-19-001995 · form4.xml · derivative · entry 1

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,000

Underlying: Common Stock, par value $0.001 per share · 52,000 shares

Expires 2029-02-24

F1 · kind: Total derivative securities include options to purchase 104,000 shares of the Issuer's common stock, held by the Reporting Person as at the transaction date, and 96,000 shares of the Issuer's preferred stock heldy by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock. On February 25, 2019, the Reporting Person was granted options to purchase another 52,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 15,600 shares immediately vested, options to purchase another 40% or 20,800 shares will vest in two equal portions of 10,400 shares each on February 25, 2020 and 2021, respectively, and the remaining 30% or 15,600 shares will vest on February 25, 2022.

F1 · shares: Total derivative securities include options to purchase 104,000 shares of the Issuer's common stock, held by the Reporting Person as at the transaction date, and 96,000 shares of the Issuer's preferred stock heldy by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock. On February 25, 2019, the Reporting Person was granted options to purchase another 52,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 15,600 shares immediately vested, options to purchase another 40% or 20,800 shares will vest in two equal portions of 10,400 shares each on February 25, 2020 and 2021, respectively, and the remaining 30% or 15,600 shares will vest on February 25, 2022.

F1 · derivative.exercise_date: Total derivative securities include options to purchase 104,000 shares of the Issuer's common stock, held by the Reporting Person as at the transaction date, and 96,000 shares of the Issuer's preferred stock heldy by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock. On February 25, 2019, the Reporting Person was granted options to purchase another 52,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 15,600 shares immediately vested, options to purchase another 40% or 20,800 shares will vest in two equal portions of 10,400 shares each on February 25, 2020 and 2021, respectively, and the remaining 30% or 15,600 shares will vest on February 25, 2022.

F1 · derivative.underlying_shares: Total derivative securities include options to purchase 104,000 shares of the Issuer's common stock, held by the Reporting Person as at the transaction date, and 96,000 shares of the Issuer's preferred stock heldy by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock. On February 25, 2019, the Reporting Person was granted options to purchase another 52,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 15,600 shares immediately vested, options to purchase another 40% or 20,800 shares will vest in two equal portions of 10,400 shares each on February 25, 2020 and 2021, respectively, and the remaining 30% or 15,600 shares will vest on February 25, 2022.

F1 · balance_after: Total derivative securities include options to purchase 104,000 shares of the Issuer's common stock, held by the Reporting Person as at the transaction date, and 96,000 shares of the Issuer's preferred stock heldy by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock. On February 25, 2019, the Reporting Person was granted options to purchase another 52,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 15,600 shares immediately vested, options to purchase another 40% or 20,800 shares will vest in two equal portions of 10,400 shares each on February 25, 2020 and 2021, respectively, and the remaining 30% or 15,600 shares will vest on February 25, 2022.

SEC source: 0001062993-17-004459 · form4.xml · derivative · entry 4

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock, par value $0.001 per share · 52,000 shares

Expires 2027-08-23

F5 · shares: On August 24, 2017, the Issuer's Board of Directors approved a grant to the Reporting Person of another 10-year option to purchase 52,000 shares of the Issuer's common stock at an exercise price of $1.60 a share under the Issuer's 2011 Plan, 20,800 of the options will vest on December 31, 2017 and the remaining options to purchase 15,600 shares and 15,600 shares will vest on December 31, 2018 and 2019, respectively.

F5 · derivative.underlying_shares: On August 24, 2017, the Issuer's Board of Directors approved a grant to the Reporting Person of another 10-year option to purchase 52,000 shares of the Issuer's common stock at an exercise price of $1.60 a share under the Issuer's 2011 Plan, 20,800 of the options will vest on December 31, 2017 and the remaining options to purchase 15,600 shares and 15,600 shares will vest on December 31, 2018 and 2019, respectively.

F4 · balance_after: Total derivative securities include options to purchase shares of the Issuer's common stock, held as at the transaction date, and 96,000 shares of the Issuer's preferred stock held by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock.

SEC source: 0001062993-17-004459 · form4.xml · derivative · entry 3

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,000

Underlying: Common Stock, par value $0.001 per share · 31,200 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 1, 2012, the Issuer's Board of Directors approved a grant to the Reporting Person, of a 5-year option to purchase 1,300,000 shares of the Issuer's common stock at $0.04 per share under the Issuer's 2011 Plan. After giving effect to the Reverse Split, the Reporting Person had vested options to purchase 52,000 shares of the Company's common stock at $1.00 per share. On September 1, 2016, the Reporting Person exercised his option to purchase all 52,000 shares at an aggregate exercise price of $52,000. The purchase price was paid through a cashless transaction whereby the Issuer withheld 20,800 of the shares and the Reporting person received the remaining 31,200 shares.

F1 · shares: On February 1, 2012, the Issuer's Board of Directors approved a grant to the Reporting Person, of a 5-year option to purchase 1,300,000 shares of the Issuer's common stock at $0.04 per share under the Issuer's 2011 Plan. After giving effect to the Reverse Split, the Reporting Person had vested options to purchase 52,000 shares of the Company's common stock at $1.00 per share. On September 1, 2016, the Reporting Person exercised his option to purchase all 52,000 shares at an aggregate exercise price of $52,000. The purchase price was paid through a cashless transaction whereby the Issuer withheld 20,800 of the shares and the Reporting person received the remaining 31,200 shares.

F1 · derivative.underlying_shares: On February 1, 2012, the Issuer's Board of Directors approved a grant to the Reporting Person, of a 5-year option to purchase 1,300,000 shares of the Issuer's common stock at $0.04 per share under the Issuer's 2011 Plan. After giving effect to the Reverse Split, the Reporting Person had vested options to purchase 52,000 shares of the Company's common stock at $1.00 per share. On September 1, 2016, the Reporting Person exercised his option to purchase all 52,000 shares at an aggregate exercise price of $52,000. The purchase price was paid through a cashless transaction whereby the Issuer withheld 20,800 of the shares and the Reporting person received the remaining 31,200 shares.

F4 · balance_after: Total derivative securities include options to purchase shares of the Issuer's common stock, held as at the transaction date, and 96,000 shares of the Issuer's preferred stock held by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock.

SEC source: 0001062993-17-004459 · form4.xml · nonDerivative · entry 1

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 2,030,114

F1 · kind: On February 1, 2012, the Issuer's Board of Directors approved a grant to the Reporting Person, of a 5-year option to purchase 1,300,000 shares of the Issuer's common stock at $0.04 per share under the Issuer's 2011 Plan. After giving effect to the Reverse Split, the Reporting Person had vested options to purchase 52,000 shares of the Company's common stock at $1.00 per share. On September 1, 2016, the Reporting Person exercised his option to purchase all 52,000 shares at an aggregate exercise price of $52,000. The purchase price was paid through a cashless transaction whereby the Issuer withheld 20,800 of the shares and the Reporting person received the remaining 31,200 shares.

F1 · shares: On February 1, 2012, the Issuer's Board of Directors approved a grant to the Reporting Person, of a 5-year option to purchase 1,300,000 shares of the Issuer's common stock at $0.04 per share under the Issuer's 2011 Plan. After giving effect to the Reverse Split, the Reporting Person had vested options to purchase 52,000 shares of the Company's common stock at $1.00 per share. On September 1, 2016, the Reporting Person exercised his option to purchase all 52,000 shares at an aggregate exercise price of $52,000. The purchase price was paid through a cashless transaction whereby the Issuer withheld 20,800 of the shares and the Reporting person received the remaining 31,200 shares.

F1 · price: On February 1, 2012, the Issuer's Board of Directors approved a grant to the Reporting Person, of a 5-year option to purchase 1,300,000 shares of the Issuer's common stock at $0.04 per share under the Issuer's 2011 Plan. After giving effect to the Reverse Split, the Reporting Person had vested options to purchase 52,000 shares of the Company's common stock at $1.00 per share. On September 1, 2016, the Reporting Person exercised his option to purchase all 52,000 shares at an aggregate exercise price of $52,000. The purchase price was paid through a cashless transaction whereby the Issuer withheld 20,800 of the shares and the Reporting person received the remaining 31,200 shares.

F2 · ownership.direct: Total common stock represents 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family.

F2 · ownership.nature: Total common stock represents 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family.

SEC source: 0001062993-17-004459 · form4.xml · derivative · entry 2

Leatt Christopher James · CIK 0001553632 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock, par value $0.001 per share · 52,000 shares

Expires 2026-03-28

F3 · shares: On March 29, 2016, the Issuer's Board of Directors approved a grant to the Reporting Person of a 10-year option to purchase another 52,000 shares of the Issuer's common stock at an exercise price of $2.60 a share under the Issuer's 2011 Plan, 15,600 of which immediately vested and an additional 15,600 of which vested on March 29, 2017. The remaining options to purchase 20,800 shares are scheduled to vest in equal parts on March 29, 2018 and 2019, respectively.

F3 · derivative.underlying_shares: On March 29, 2016, the Issuer's Board of Directors approved a grant to the Reporting Person of a 10-year option to purchase another 52,000 shares of the Issuer's common stock at an exercise price of $2.60 a share under the Issuer's 2011 Plan, 15,600 of which immediately vested and an additional 15,600 of which vested on March 29, 2017. The remaining options to purchase 20,800 shares are scheduled to vest in equal parts on March 29, 2018 and 2019, respectively.

F4 · balance_after: Total derivative securities include options to purchase shares of the Issuer's common stock, held as at the transaction date, and 96,000 shares of the Issuer's preferred stock held by the Reporting Person, convertible to common stock at a rate of 1 share of common stock for each share of preferred stock.