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Column Group Management LP

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92150
SEC CIK
0001645340

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NGM BIOPHARMACEUTICALS INCNGM · Entity 1199710% ownerApril 05, 2024April 08, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2024-04-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-04-05 · Disposition to issuer · Disposed 949,862 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F3: The securities were directly held by The Column Group Opportunity III, LP ("TCG Opportunity III LP"). The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG Managing Members"). (cont'd in FN 3)

F4: (cont'd from FN 2) The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2024-04-05 · Disposition to issuer · Disposed 2,650,177 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F5: The securities were directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG IV LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2024-04-05 · Disposition to issuer · Disposed 90,442 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F6: The securities were directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG IV LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2024-04-05 · Disposition to issuer · Disposed 858,035 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F8: The securities were directly held by The Column Group III, LP ("TCG III LP"). The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG III GP and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2024-04-05 · Disposition to issuer · Disposed 968,990 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F9: The securities were directly held by The Column Group III-A, LP ("TCG III-A LP"). TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG III GP and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2024-04-05 · Disposition to issuer · Disposed 2,265,758 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F10: The securities were directly held by The Column Group II, LP ("TCG II LP"). TCG II GP is the general partner of TCG II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG II GP are the TCG Managing Partners. The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG II GP and each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2024-04-05 · Disposition to issuer · Disposed 1,298,908 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F11: The securities were directly held by Ponoi Capital, LP ("Ponoi LP"). Ponoi Management, LLC ("Ponoi LLC") is the general partner of Ponoi LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of Ponoi LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Ponoi LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2024-04-05 · Disposition to issuer · Disposed 1,298,908 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F12: The securities were directly held by Ponoi Capital II, LP ("Ponoi II LP"). Ponoi II Management, LLC ("Ponoi II LLC") is the general partner of Ponoi II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of Ponoi II LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Ponoi II LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2024-04-05 · Disposition to issuer · Disposed 100,000 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F13: The securities were directly held by TCG GP. The managing members of TCG GP are the TCG Managing Partners. The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. Each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2024-04-05 · Disposition to issuer · Disposed 100,000 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F14: The securities were directly held by The Column Group Management LP ("TCGM LP"). The managing partners of TCGM LP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2024-04-05 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F15: The securities were owned solely by Tim Kutzkey.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2024-04-05 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2024-04-05 · Disposition to issuer · Disposed 44,000 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F16: The securities were directly held by Peter Svennilson.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,000 Reported balance After 2024-04-05 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2024-04-05 · Other · Acquired 1,000 · Balance 1,000

F17: At the Effective Time, Purchaser merged with and into the Issuer pursuant to Section 251(h) of the Delaware General Corporation Law, with the Issuer surviving as a wholly-owned subsidiary of the Parent. As a result, Parent holds all of the issued and outstanding shares of common stock (equaling 1,000 shares) of the Issuer. TCG LP owns 28.1% of Parent and is the general partner of Parent. Peter Svennilson and Dr. Goeddel are the managing partners of TCG GP, which is the general partner of TCG LP.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-04-05 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2024-04-05 · Disposition to issuer · Disposed 11,103,333 · Balance 0

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F7: The securities were directly held by The Column Group, LP ("TCG LP").The Column Group GP, LP ("TCG GP") is the general partner of TCG LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG GP are David Goeddel, a member of the Issuer's board of directors and Peter Svennilson (collectively, the "TCG Managing Partners"). The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG GP and each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: On February 25, 2024, the Issuer, Atlas Neon Parent, Inc. ("Parent") and Atlas Neon Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Purchaser") entered into an Agreement and Plan of Merger, pursuant to which the Purchaser completed a tender offer for the shares of common stock of the Issuer and thereafter merged with and into the Issuer effective as of April 5, 2024 (the "Effective Time"). Concurrently with the execution of the Merger Agreement, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement with The Column Group, LP, The Column Group GP, LP, The Column Group Management, LP, The Column Group II, LP, The Column Group III, LP, The Column Group III-A, LP, The Column Group IV, LP, The Column Group IV-A, LP, The Column Group Opportunity III, LP, Ponoi Capital, LP and Ponoi Capital II, LP (the "TCG Rollover Agreement"). (cont'd in FN 2)

F2: (cont'd from FN 1) In addition, Parent and Purchaser entered into a rollover agreement, dated as of the date of the Merger Agreement (supplemented by the joinder thereto), with certain of NGM's other stockholders, including Dr. Goeddel (the "Stockholder Rollover Agreement" and, together with the TCG Rollover Agreement, the "Rollover Agreements"). Pursuant to the Rollover Agreements, every 1 share of the Issuer subject to the Rollover Agreement was exchanged for 100 shares of Parent. This Form 4 reports securities disposed of pursuant to the Rollover Agreements.

F3: The securities were directly held by The Column Group Opportunity III, LP ("TCG Opportunity III LP"). The Column Group Opportunity III GP, LP ("TCG Opportunity III GP LP") is the general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG Opportunity III GP, LLC ("TCG Opportunity III GP LLC") is the general partner of TCG Opportunity III GP LP and the ultimate general partner of TCG Opportunity III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG Opportunity III GP LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG Managing Members"). (cont'd in FN 3)

F4: (cont'd from FN 2) The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG Opportunity III GP LP, TCG Opportunity III GP LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F5: The securities were directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG IV LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F6: The securities were directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of TCG IV LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F7: The securities were directly held by The Column Group, LP ("TCG LP").The Column Group GP, LP ("TCG GP") is the general partner of TCG LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG GP are David Goeddel, a member of the Issuer's board of directors and Peter Svennilson (collectively, the "TCG Managing Partners"). The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG GP and each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F8: The securities were directly held by The Column Group III, LP ("TCG III LP"). The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG III GP and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F9: The securities were directly held by The Column Group III-A, LP ("TCG III-A LP"). TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. TCG III GP and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F10: The securities were directly held by The Column Group II, LP ("TCG II LP"). TCG II GP is the general partner of TCG II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG II GP are the TCG Managing Partners. The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. TCG II GP and each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F11: The securities were directly held by Ponoi Capital, LP ("Ponoi LP"). Ponoi Management, LLC ("Ponoi LLC") is the general partner of Ponoi LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of Ponoi LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Ponoi LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F12: The securities were directly held by Ponoi Capital II, LP ("Ponoi II LP"). Ponoi II Management, LLC ("Ponoi II LLC") is the general partner of Ponoi II LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing members of Ponoi II LLC are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Ponoi II LLC and each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F13: The securities were directly held by TCG GP. The managing members of TCG GP are the TCG Managing Partners. The TCG Managing Partners may be deemed to share voting, investment and dispositive power with respect to such securities. Each of the TCG Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F14: The securities were directly held by The Column Group Management LP ("TCGM LP"). The managing partners of TCGM LP are the TCG Managing Members. The TCG Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Each of the TCG Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

F15: The securities were owned solely by Tim Kutzkey.

F16: The securities were directly held by Peter Svennilson.

F17: At the Effective Time, Purchaser merged with and into the Issuer pursuant to Section 251(h) of the Delaware General Corporation Law, with the Issuer surviving as a wholly-owned subsidiary of the Parent. As a result, Parent holds all of the issued and outstanding shares of common stock (equaling 1,000 shares) of the Issuer. TCG LP owns 28.1% of Parent and is the general partner of Parent. Peter Svennilson and Dr. Goeddel are the managing partners of TCG GP, which is the general partner of TCG LP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2022 Filed May 23, 2022 16:12 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 682 $13.25 $9,039.71
Disclosure

SEC source: 0000899243-22-019208 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,359

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 19, 2022 Filed May 23, 2022 16:12 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 19,984 $13.25 $264,881.92
Disclosure

SEC source: 0000899243-22-019208 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,417,028

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.99 to $13.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 18, 2022 Filed May 19, 2022 16:35 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 2,067 $13.20 $27,292.46
Disclosure

SEC source: 0000899243-22-018848 · doc4.xml · nonDerivative · entry 4

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 47,677

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.98 to $13.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 18, 2022 Filed May 19, 2022 16:35 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 60,583 $13.20 $799,931.87
Disclosure

SEC source: 0000899243-22-018848 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,397,044

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.98 to $13.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 17, 2022 Filed May 19, 2022 16:35 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 2,939 $13.42 $39,432.86
Disclosure

SEC source: 0000899243-22-018848 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 45,610

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.90 to $13.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 17, 2022 Filed May 19, 2022 16:35 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 86,110 $13.42 $1,155,346.48
Disclosure

SEC source: 0000899243-22-018848 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,336,461

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.90 to $13.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 16, 2022 Filed May 17, 2022 16:21 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 1,094 $12.90 $14,114.24
Disclosure

SEC source: 0000899243-22-018399 · doc4.xml · nonDerivative · entry 4

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,671

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.05 to $13.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 16, 2022 Filed May 17, 2022 16:21 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 32,072 $12.90 $413,776.91
Disclosure

SEC source: 0000899243-22-018399 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,250,351

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.05 to $13.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 13, 2022 Filed May 17, 2022 16:21 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 4,269 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-018399 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,577

F1 · price: Represents a purchase of common stock pursuant to a block trade at a price of $11.29 per share.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). TCG IV GP LP is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 13, 2022 Filed May 17, 2022 16:21 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 125,096 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-018399 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,218,279

F1 · price: Represents a purchase of common stock pursuant to a block trade at a price of $11.29 per share.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 12, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 17 $11.81 $200.70
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 8

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,308

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.74 to $11.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 12, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 485 $11.81 $5,725.76
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 7

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,093,183

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.74 to $11.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 12, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 2,728 $11.62 $31,702.36
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 6

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,291

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.73 to $11.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 12, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 79,945 $11.62 $929,048.84
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 5

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,092,698

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.73 to $11.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 11, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 88 $11.85 $1,042.56
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 4

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,563

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.76 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 11, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 2,564 $11.85 $30,376.48
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,012,753

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.76 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 11, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 2,657 $11.23 $29,826.95
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,475

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.745 to $11.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 11, 2022 Filed May 13, 2022 17:30 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 77,866 $11.23 $874,108.14
Disclosure

SEC source: 0000899243-22-018030 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,010,189

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.745 to $11.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 10, 2022 Filed May 11, 2022 18:03 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 1,032 $11.36 $11,727.24
Disclosure

SEC source: 0000899243-22-017672 · doc4.xml · nonDerivative · entry 4

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,818

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $10.91 to $11.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 10, 2022 Filed May 11, 2022 18:03 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 30,233 $11.36 $343,555.72
Disclosure

SEC source: 0000899243-22-017672 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 932,323

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $10.91 to $11.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:03 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 2,745 $10.79 $29,626.51
Disclosure

SEC source: 0000899243-22-017672 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,786

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $10.62 to $11.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:03 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 80,430 $10.79 $868,072.95
Disclosure

SEC source: 0000899243-22-017672 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 902,090

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $10.62 to $11.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 19:12 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 19,791 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003318 · doc4.xml · nonDerivative · entry 4

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,041

F4 · price: Represents a purchase of common stock pursuant to a block trade at a price of $14.30 per share.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
January 25, 2022 Filed Jan 26, 2022 19:12 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 579,910 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003318 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 821,660

F4 · price: Represents a purchase of common stock pursuant to a block trade at a price of $14.30 per share.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 19:12 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 8,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003318 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,250

F1 · price: Represents a purchase of common stock pursuant to a block trade at a price of $14.64 per share.

F3 · ownership.nature: The securities are directly held by The Column Group IV-A, LP ("TCG IV-A LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. TCG IV LLC is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV-A LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are the TCG IV Managing Members. The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
January 24, 2022 Filed Jan 26, 2022 19:12 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 241,750 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-003318 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

Svennilson Peter · CIK 0001606074 · 10% owner

Kutzkey Tim · CIK 0001614186 · 10% owner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 241,750

F1 · price: Represents a purchase of common stock pursuant to a block trade at a price of $14.64 per share.

F2 · ownership.nature: The securities are directly held by The Column Group IV, LP ("TCG IV LP"). The Column Group IV GP, LP ("TCG IV GP LP") is the general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. TCG IV GP LLC ("TCG IV LLC") is the general partner of TCG IV GP LP and the ultimate general partner of TCG IV LP and may be deemed to have voting and investment power with respect to these securities. The managing members of TCG IV LLC are David Goeddel, a member of the issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "TCG IV Managing Members"). The TCG IV Managing Members may be deemed to share voting and investment power with respect to such securities. TCG IV GP LP, TCG IV LLC and each of the TCG IV Managing Members disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 17:31 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 27,595 $17.67 $487,603.65
Disclosure

SEC source: 0001209191-20-049487 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827,025

F4 · shares: Consists of 12,960 shares of Common Stock held directly by TCG III LP and 14,635 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:31 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 36,494 $17.64 $643,754.16
Disclosure

SEC source: 0001209191-20-049487 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799,430

F1 · shares: Consists of 17,139 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 19,355 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 17:00 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 26,135 $17.89 $467,555.15
Disclosure

SEC source: 0001209191-20-048798 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,762,936

F4 · shares: Consists of 12,274 shares of Common Stock held directly by TCG III LP and 13,861 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 17:00 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 36,359 $17.79 $646,826.61
Disclosure

SEC source: 0001209191-20-048798 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736,801

F1 · shares: Consists of 17,075 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 19,284 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 18:50 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 100 $18.00 $1,800.00
Disclosure

SEC source: 0001209191-20-048294 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,442

F5 · shares: Consists of 47 shares of Common Stock held directly by TCG III LP and 53 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 18:50 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 11,024 $17.96 $197,991.04
Disclosure

SEC source: 0001209191-20-048294 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,342

F4 · shares: Consists of 5,177 shares of Common Stock held directly by TCG III LP and 5,847 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 18:50 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 7,321 $17.97 $131,558.37
Disclosure

SEC source: 0001209191-20-048294 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,318

F1 · shares: Consists of 3,438 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 3,883 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 19:11 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 6,425 $17.89 $114,943.25
Disclosure

SEC source: 0001209191-20-046992 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,681,997

F5 · shares: Consists of 3,017 shares of Common Stock held directly by TCG III LP and 3,408 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 19:11 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 37,993 $17.49 $664,497.57
Disclosure

SEC source: 0001209191-20-046992 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675,572

F4 · shares: Consists of 17,843 shares of Common Stock held directly by TCG III LP and 20,150 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 19:11 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 19,895 $17.89 $355,921.55
Disclosure

SEC source: 0001209191-20-046992 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,579

F1 · shares: Consists of 9,343 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 10,552 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:54 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 732 $17.99 $13,168.68
Disclosure

SEC source: 0001209191-20-044543 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,684

F1 · shares: Consists of 344 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 388 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

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July 28, 2020 Filed Jul 30, 2020 19:23 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 4,105 $17.99 $73,848.95
Disclosure

SEC source: 0001209191-20-044067 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,952

F1 · shares: Consists of 1,928 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 2,177 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

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July 27, 2020 Filed Jul 28, 2020 17:39 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 3,834 $17.99 $68,973.66
Disclosure

SEC source: 0001209191-20-043875 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,847

F4 · shares: Consists of 1,801 shares of Common Stock held directly by TCG III LP and 2,033 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
July 24, 2020 Filed Jul 28, 2020 17:39 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 68,749 $17.93 $1,232,669.57
Disclosure

SEC source: 0001209191-20-043875 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,013

F1 · shares: Consists of 32,287 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 36,462 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 17:39 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 193 $18.00 $3,474.00
Disclosure

SEC source: 0001209191-20-043529 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

COLUMN GROUP III, LP · CIK 0001668159 · 10% owner

COLUMN GROUP III-A, LP · CIK 0001668085 · 10% owner

COLUMN GROUP III GP, LP · CIK 0001790965 · 10% owner · General Partner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,264

F3 · shares: Consists of 91 shares of Common Stock held directly by TCG III LP and 102 shares of Common Stock held directly by TCG III-A LP.

F4 · balance_after: Consists of 723,362 shares of Common Stock held directly by TCG III LP and 816,902 shares of Common Stock held directly by TCG III-A LP.

F5 · ownership.direct: The securities are directly held by TCG III LP, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F6 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

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July 21, 2020 Filed Jul 23, 2020 17:39 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 Exercise / conversionStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $13.35 $0.00
Disclosure

SEC source: 0001209191-20-043529 · doc4.xml · derivative · entry 9

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

COLUMN GROUP III, LP · CIK 0001668159 · 10% owner

COLUMN GROUP III-A, LP · CIK 0001668085 · 10% owner

COLUMN GROUP III GP, LP · CIK 0001790965 · 10% owner · General Partner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2020-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · security: Issued pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan.

F18 · derivative.expiration_date: The option expires 90 days from May 20, 2020, the date Mr. Svennilson's service as a director of the Issuer ceased.

F1 · ownership.direct: The securities are directly held by Peter Svennilson, a former director of the Issuer who is a managing partner at The Column Group which invests through The Column Group II, LP ("TCG II LP"), Ponoi Capital, LP ("Ponoi LP"), Ponoi Capital II, LP ("Ponoi II LP"), The Column Group III, LP ("TCG III LP") and The Column Group III-A, LP ("TCG III-A LP," and, together with TCG II LP, Ponoi LP, Ponoi II LP and TCG III LP, the "Funds"), among other entities. Under the partnership agreements of the Funds and his agreement with The Column Group Management, LP ("TCGM LP"), Mr. Svennilson is deemed to hold the securities for the economic benefit of the Funds and TCGM LP. The Funds and their respective general partners, TCGM LP and the individual managing partners of such entities may be deemed indirect beneficial owners of the securities. Such reporting persons disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein.

F2 · ownership.direct: The securities are directly held by Peter Svennilson and certain of the securities are indirectly held by other reporting persons. See footnote 1 and related text. Mr. Svennilson disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

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July 21, 2020 Filed Jul 23, 2020 17:39 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 Exercise / conversionCommon Stock 24,000 $13.35 $320,400.00
Disclosure

SEC source: 0001209191-20-043529 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

COLUMN GROUP III, LP · CIK 0001668159 · 10% owner

COLUMN GROUP III-A, LP · CIK 0001668085 · 10% owner

COLUMN GROUP III GP, LP · CIK 0001790965 · 10% owner · General Partner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The securities are directly held by Peter Svennilson, a former director of the Issuer who is a managing partner at The Column Group which invests through The Column Group II, LP ("TCG II LP"), Ponoi Capital, LP ("Ponoi LP"), Ponoi Capital II, LP ("Ponoi II LP"), The Column Group III, LP ("TCG III LP") and The Column Group III-A, LP ("TCG III-A LP," and, together with TCG II LP, Ponoi LP, Ponoi II LP and TCG III LP, the "Funds"), among other entities. Under the partnership agreements of the Funds and his agreement with The Column Group Management, LP ("TCGM LP"), Mr. Svennilson is deemed to hold the securities for the economic benefit of the Funds and TCGM LP. The Funds and their respective general partners, TCGM LP and the individual managing partners of such entities may be deemed indirect beneficial owners of the securities. Such reporting persons disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein.

F2 · ownership.direct: The securities are directly held by Peter Svennilson and certain of the securities are indirectly held by other reporting persons. See footnote 1 and related text. Mr. Svennilson disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.

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May 20, 2020 Filed Jul 23, 2020 17:39 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 GrantStock Option (Right to Buy) · Derivative 16,806 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001209191-20-043529 · doc4.xml · derivative · entry 8

COLUMN GROUP L P · CIK 0001347769 · Director · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Column Group Management LP · CIK 0001645340 · 10% owner

COLUMN GROUP III, LP · CIK 0001668159 · 10% owner

COLUMN GROUP III-A, LP · CIK 0001668085 · 10% owner

COLUMN GROUP III GP, LP · CIK 0001790965 · 10% owner · General Partner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,806

Underlying: Common Stock · 16,806 shares

Expires 2030-05-19

F16 · security: Issued pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan.

F19 · derivative.exercise_date: The stock option shall vest in four (4) approximately equal quarterly installments, such that the option shall be fully vested on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day prior to the next Issuer's annual stockholder meeting, subject to Mr. Goeddel's Continuous Service (as defined in the Amended and Restated 2018 Equity Incentive Plan) on each applicable vesting date.

F17 · ownership.nature: The securities are directly held by David Goeddel, a director of the Issuer who is a managing partner at The Column Group which invests through the Funds, among other entities. Under the partnership agreements of the Funds and his agreement with TCGM LP, Mr. Goeddel is deemed to hold the securities for the economic benefit of the Funds and TCGM LP. The Funds and their respective general partners, TCGM LP and the individual managing partners of such entities may be deemed indirect beneficial owners of the securities. Such reporting persons disclaim beneficial ownership of the securities except to the extent of their pecuniary interest therein.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 17:52 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 112,602 $14.95 $1,683,399.90
Disclosure

SEC source: 0001209191-20-024072 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,071

F1 · shares: Consists of 52,882 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 59,720 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 19:21 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 123,728 $14.38 $1,779,208.64
Disclosure

SEC source: 0001209191-20-023862 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,469

F4 · shares: Consists of 58,107 shares of Common Stock held directly by TCG III LP and 65,621 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III LP, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 19:21 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 14,587 $12.41 $181,024.67
Disclosure

SEC source: 0001209191-20-023862 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303,741

F1 · shares: Consists of 6,851 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 7,736 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III LP, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2020 Filed Apr 2, 2020 18:07 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 14,850 $12.40 $184,140.00
Disclosure

SEC source: 0001209191-20-022767 · doc4.xml · nonDerivative · entry 3

COLUMN GROUP L P · CIK 0001347769 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289,154

F4 · shares: Consists of 6,974 shares of Common Stock held directly by TCG III LP and 7,876 shares of Common Stock held directly by TCG III-A LP.

F2 · ownership.direct: The securities are directly held by TCG III LP, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

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April 01, 2020 Filed Apr 2, 2020 18:07 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 118,067 $12.26 $1,447,501.42
Disclosure

SEC source: 0001209191-20-022767 · doc4.xml · nonDerivative · entry 2

COLUMN GROUP L P · CIK 0001347769 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,304

F1 · shares: Consists of 55,448 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 62,619 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III LP, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

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March 31, 2020 Filed Apr 2, 2020 18:07 UTC NGM BIOPHARMACEUTICALS INC NGM · Entity 11997 PurchaseCommon Stock 118,067 $12.53 $1,479,379.51
Disclosure

SEC source: 0001209191-20-022767 · doc4.xml · nonDerivative · entry 1

COLUMN GROUP L P · CIK 0001347769 · 10% owner

COLUMN GROUP II, LP · CIK 0001600420 · 10% owner

COLUMN GROUP GP, LP · CIK 0001614627 · 10% owner

Column Group Management LP · CIK 0001645340 · 10% owner

PONOI CAPITAL, LP · CIK 0001707230 · 10% owner

Ponoi Management, LLC · CIK 0001720702 · 10% owner · General Partner

Ponoi Capital II, LP · CIK 0001732601 · 10% owner

Ponoi II Management, LLC · CIK 0001746488 · 10% owner · General Partner

Kutzkey Tim · CIK 0001614186 · 10% owner · Managing Partner

Column Group II GP, LP · CIK 0001645333 · 10% owner · General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156,237

F1 · shares: Consists of 55,448 shares of Common Stock held directly by The Column Group III, LP ("TCG III LP") and 62,619 shares of Common Stock held directly by The Column Group III-A, LP ("TCG III-A LP").

F2 · ownership.direct: The securities are directly held by TCG III LP, and indirectly held by The Column Group III GP, LP ("TCG III GP"), the general partner of TCG III. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

F3 · ownership.direct: The securities are directly held by TCG III-A LP, and indirectly held by TCG III GP, the general partner of TCG III-A LP. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of TCG III GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.