Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| nCino, Inc.NCNO · Entity 4391 | President & Chief Rev Officer | April 08, 2024 | April 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
nCino, Inc.
Report date April 08, 2024 · Filed April 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 362,656 |
Reported balance
After 2024-04-08 transaction · row 1
1 source rowRow 1 · 2024-04-08 · Sale · Disposed 1,876 · Balance 362,656 F1: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
nCino OpCo, Inc.
Report date January 07, 2022 · Filed January 11, 2022
Section 16 reporting ended · disclosed 2022-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-07 · Disposition to issuer · Disposed 81,274 · Balance 56,026 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Row 2 · 2022-01-07 · Disposition to issuer · Disposed 56,026 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-08-15 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-07 · Disposition to issuer · Disposed 25,000 · Balance 0 F5: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-06-08 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-01-07 · Disposition to issuer · Disposed 40,782 · Balance 0 F6: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2027-02-01 | Direct | 0 |
Reported balance
After 2022-01-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-07 · Disposition to issuer · Disposed 132,058 · Balance 0 F7: This option is currently exercisable. F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc.
F2: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82.
F3: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time.
F4: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time.
F5: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date.
F6: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date.
F7: This option is currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2024 Filed Apr 10, 2024 17:16 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,876 | $34.41 | $64,558.79 |
DisclosureSEC source: 0001902733-24-000090 · wk-form4_1712783786.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,656 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:06 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,898 | $31.00 | $58,834.20 |
DisclosureSEC source: 0001902733-24-000036 · wk-form4_1707426384.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,532 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,962 | $30.66 | $60,145.11 |
DisclosureSEC source: 0001902733-24-000022 · wk-form4_1707253482.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 366,430 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 16:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,128 | $31.22 | $66,442.54 |
DisclosureSEC source: 0001902733-24-000022 · wk-form4_1707253482.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368,392 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 16:08 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 7,000 | $28.83 | $201,810.00 |
DisclosureSEC source: 0001902733-23-000072 · wk-form4_1699304894.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 370,520 F2 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 3, 2023. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 16:08 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 3,693 | $28.54 | $105,412.99 |
DisclosureSEC source: 0001902733-23-000072 · wk-form4_1699304894.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 377,520 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| October 06, 2023 Filed Oct 10, 2023 16:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 6,970 | $29.36 | $204,639.20 |
DisclosureSEC source: 0001902733-23-000070 · wk-form4_1696968244.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 381,213 F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 3, 2023. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 16:03 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 4,549 | $32.45 | $147,615.05 |
DisclosureSEC source: 0001902733-23-000064 · wk-form4_1694549027.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 388,183 F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 3, 2023. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 16:04 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 6,939 | $30.05 | $208,516.95 |
DisclosureSEC source: 0001902733-23-000055 · wk-form4_1691525050.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 392,732 F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 3, 2023. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 17:28 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,854 | $29.63 | $84,552.60 |
DisclosureSEC source: 0001902733-23-000052 · wk-form4_1691184496.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,671 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 17:28 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,903 | $30.64 | $88,956.63 |
DisclosureSEC source: 0001902733-23-000052 · wk-form4_1691184496.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,525 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 16:57 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 35,847 | $31.06 | $1,113,483.10 |
DisclosureSEC source: 0001902733-23-000044 · wk-form4_1689713814.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 405,428 F1 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 3, 2023. F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer ("Shares") were sold in multiple transactions at prices ranging from $30.795 to $31.74, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 17:17 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 6,109 | $24.05 | $146,939.78 |
DisclosureSEC source: 0001140361-23-029652 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,275 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| May 01, 2023 Filed May 3, 2023 17:00 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 129,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-022748 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,384 F1 · shares: These restricted stock units ("RSUs") vest in four equal annual installments starting on May 1, 2024, subject to the reporting person's continued employment through the applicable vesting dates. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 17:01 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,386 | $24.12 | $57,538.39 |
DisclosureSEC source: 0001140361-23-017576 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,987 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 18:01 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionStock Option (Right to Buy) · Derivative | 132,058 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001140361-23-016784 · form4.xml · derivative · entry 3 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,058 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is currently exercisable. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 18:01 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 72,851 | $23.94 | $1,744,227.78 |
DisclosureSEC source: 0001140361-23-016784 · form4.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,373 F1 · shares: Represents shares sold to cover the exercise price and taxes due in connection with the reporting person's cashless exercise of a stock option to acquire 132,058 shares, as reported in this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer ("Share") were sold in multiple transactions at prices ranging from $23.90 to $24.16, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 18:01 UTC | nCino, Inc. NCNO · Entity 4391 | Exercise / conversionCommon Stock | 132,058 | $4.98 | $657,648.84 |
DisclosureSEC source: 0001140361-23-016784 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 6, 2023 20:22 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,955 | $30.55 | $90,281.16 |
DisclosureSEC source: 0001140361-23-004773 · form4.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,166 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 20:22 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 2,985 | $31.35 | $93,591.69 |
DisclosureSEC source: 0001140361-23-004773 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,121 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 17:03 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 4,052 | $28.95 | $117,305.40 |
DisclosureSEC source: 0001140361-22-040033 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,106 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 18:14 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 5,561 | $32.35 | $179,870.55 |
DisclosureSEC source: 0001567619-22-014980 · doc1.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,158 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 17:20 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 4,342 | $34.55 | $150,020.44 |
DisclosureSEC source: 0001567619-22-012785 · doc1.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,719 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 18:55 UTC | nCino, Inc. NCNO · Entity 4391 | SaleCommon Stock | 1,663 | $43.63 | $72,555.03 |
DisclosureSEC source: 0001140361-22-013865 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,061 F1 · shares: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 17:15 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 79,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-002458 · doc1.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,724 F1 · shares: These RSUs vest in four equal annual installments starting on February 1, 2023, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantStock Option (Right to Buy) · Derivative | 132,058 | Not disclosed Strike: $4.98 | Not disclosed |
DisclosureSEC source: 0001140361-22-001352 · form4.xml · derivative · entry 3 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,058 Underlying: Common Stock · 132,058 shares Expires 2027-02-01 F6 · deemedExecutionDate: This option is currently exercisable. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase Old nCino Shares ("Old nCino Option") converted automatically into an option to purchase Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such Old nCino Option immediately prior to the Effective Time. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · derivative.exercise_date: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each stock option to purchase Old nCino Shares ("Old nCino Option") converted automatically into an option to purchase Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such Old nCino Option immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 121,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001352 · form4.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,082 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit granted by Old nCino ("Old nCino RSU") converted automatically into a restricted stock unit of the Issuer on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such Old nCino RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:25 UTC | nCino, Inc. NCNO · Entity 4391 | GrantCommon Stock | 81,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001352 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,274 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among nCino, Inc., a Delaware corporation ("old nCino"), Penny HoldCo, Inc., a Delaware corporation and, at the time, a wholly owned subsidiary of old nCino (the "Issuer"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) old nCino merged with a merger sub and survived such merger as a wholly owned subsidiary of the Issuer (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of the Issuer; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of the Issuer (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). F2 · price: Upon completion of the Mergers, the Issuer changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), each share of old nCino common stock, par value $0.0005 per share, ("Old nCino Shares") converted automatically into one share of common stock, par value $0.0005 per share, of the Issuer ("Shares"). As of January 7, 2022, the closing market price of the old nCino Shares was $50.82. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerStock Option (Right to Buy) · Derivative | 132,058 | Not disclosed Strike: $4.98 | Not disclosed |
DisclosureSEC source: 0001140361-22-001329 · form4.xml · derivative · entry 5 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 132,058 shares Expires 2027-02-01 F7 · deemedExecutionDate: This option is currently exercisable. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · price: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, these options converted automatically into an equivalent number of options to purchase Parent Shares on substantially the same terms and conditions (including vesting schedule and per share exercise price) as applied to such options immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerRestricted Stock Units · Derivative | 40,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001329 · form4.xml · derivative · entry 4 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,782 shares Expires 2027-06-08 F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. F6 · deemedExecutionDate: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 54,375 RSUs that vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerRestricted Stock Units · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001329 · form4.xml · derivative · entry 3 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-08-15 F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. F5 · deemedExecutionDate: Each RSU represents a contingent right to receive one Share. These RSUs remain from an original grant of 50,000 RSUs that vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 56,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001329 · form4.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F3 · price: Pursuant to the Merger Agreement, at the Effective Time, these restricted stock units ("RSUs") converted automatically into an award of an equivalent number of Parent restricted stock units on substantially the same terms and conditions (including vesting and delivery schedule) as applied to such RSU immediately prior to the Effective Time. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 16:16 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Disposition to issuerCommon Stock | 81,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-001329 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,026 F1 · price: Pursuant to the Agreement and Plan of Merger, dated November 16, 2021 (the "Merger Agreement"), by and among the Issuer, Penny HoldCo, Inc., a Delaware corporation and a wholly owned subsidiary of the Issuer ("Parent"), SimpleNexus, LLC, a Utah limited liability company (the "SimpleNexus"), and certain other parties, effective January 7, 2022, among other things: (i) the Issuer merged with a merger sub and survived such merger as a wholly owned subsidiary of Parent (the "nCino Merger"); (ii) certain blocker merger sub entities merged with and into the respective corresponding blocker entity, with each of the respective blocker entities surviving as a wholly owned subsidiary of Parent; (iii) SimpleNexus merged with a separate merger sub and survived such merger as a wholly owned indirect subsidiary of Parent (the mergers contemplated in clauses (i) - (iii) hereof, collectively, the "Mergers"). Upon completion of the Mergers, Parent changed its name to nCino, Inc. F2 · price: Pursuant to the Merger Agreement, at the effective time of the nCino Merger (the "Effective Time"), these shares of the Issuer's common stock, par value $0.0005 per share, ("Shares") converted automatically into an equivalent number of shares of common stock, par value $0.0005 per share, of Parent ("Parent Shares"). As of January 7, 2022, the closing market price of the Shares was $50.82. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 19:21 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | GrantCommon Stock | 34,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-019300 · doc1.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,300 F1 · shares: These RSUs vest in four equal annual installments starting on November 1, 2022, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 17:04 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 6,570 | $70.60 | $463,857.77 |
DisclosureSEC source: 0001567619-21-018265 · doc1.xml · nonDerivative · entry 3 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,894 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.36 to $70.80, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4). Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 17:04 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 8,448 | $69.76 | $589,305.45 |
DisclosureSEC source: 0001567619-21-018265 · doc1.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,464 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.36 to $70.35, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 17:04 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 4,982 | $68.79 | $342,724.73 |
DisclosureSEC source: 0001567619-21-018265 · doc1.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · President & Chief Rev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,912 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.345 to $69.34, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 18:23 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 5,690 | $63.33 | $360,359.08 |
DisclosureSEC source: 0001140361-21-026973 · form4.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,894 F2 · kind: These shares were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 18:23 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-026973 · form4.xml · derivative · entry 3 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires 2026-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 18:23 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-026973 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer ("Share") or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on August 1, 2020, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 17:38 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 6,184 | $62.28 | $385,164.26 |
DisclosureSEC source: 0000905148-21-000502 · form4.xml · nonDerivative · entry 4 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,084 F5 · kind: These sales were sold to cover tax withholding due upon vesting of RSUs. Such "sales to cover" are mandated by the Issuer's equity incentive plans to satisfy tax withholding obligations and do not represent a discretionary trade by the reporting person. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:38 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionRestricted Stock Units · Derivative | 13,593 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-21-000502 · form4.xml · derivative · entry 6 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,782 Underlying: Common Stock · 13,593 shares Expires 2027-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. F4 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:38 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0000905148-21-000502 · form4.xml · derivative · entry 5 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,058 Underlying: Common Stock · 20,000 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:38 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 13,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-21-000502 · form4.xml · nonDerivative · entry 3 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one Share or, in the Issuer's discretion, an amount of cash equal to the fair market value of the Shares represented by the RSUs on the payment date. These RSUs vest in four equal annual installments starting on June 8, 2021, subject to the reporting person's continued employment through the applicable vesting date. These RSUs fully vest upon a change in control of the Issuer. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:38 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 20,000 | $62.74 | $1,254,800.00 |
DisclosureSEC source: 0000905148-21-000502 · form4.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,675 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer ("Share") were sold in multiple transactions at prices ranging from $62.50 to $62.87, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 17:38 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionCommon Stock | 20,000 | $4.98 | $99,600.00 |
DisclosureSEC source: 0000905148-21-000502 · form4.xml · nonDerivative · entry 1 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 19:51 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001140361-21-012199 · form4.xml · derivative · entry 5 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,058 Underlying: Common Stock · 20,000 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in four equal annual installments starting on February 1, 2018, subject to the reporting person's continued employment through the applicable vesting date. This option fully vests and becomes exercisable upon a change in control of the Issuer. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 19:51 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 3,800 | $72.58 | $275,813.50 |
DisclosureSEC source: 0001140361-21-012199 · form4.xml · nonDerivative · entry 4 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,675 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.35 to $72.785, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3). Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 19:51 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 6,800 | $71.84 | $488,531.72 |
DisclosureSEC source: 0001140361-21-012199 · form4.xml · nonDerivative · entry 3 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,475 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.35 to $72.29, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 19:51 UTC | nCino OpCo, Inc. NCNO · Entity 15709 | SaleCommon Stock | 9,400 | $70.81 | $665,614.94 |
DisclosureSEC source: 0001140361-21-012199 · form4.xml · nonDerivative · entry 2 Glover Joshua L · CIK 0001814457 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,275 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.33 to $71.305, inclusive. The reporting person undertakes to provide to nCino, Inc., any security holder of nCino, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.