Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IROBOT CORPIRBT · Entity 71819 | Director | June 11, 2021 | June 15, 2021 |
| Lucid Group, Inc.LCID · Entity 1530 | Senior Vice President, Digital | April 09, 2024 | April 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IROBOT CORP
Report date June 11, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,507 |
Reported balance
After 2021-06-11 transaction · row 1
1 source rowRow 1 · 2021-06-11 · Grant · Acquired 1,826 · Balance 9,507 F1: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vest (100%) on the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in no event later than 30 days after such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a restricted stock unit award made pursuant to the iRobot Corporation 2018 Stock Option and Incentive Plan. The restricted stock units vest (100%) on the first anniversary of the grant date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in no event later than 30 days after such vesting date.
Lucid Group, Inc.
Report date April 09, 2024 · Filed April 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,414,471 |
Ending reported balance
After 2024-04-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-09 · Grant · Acquired 137,352 · Balance 1,439,309 F1: Represents performance stock units ("PSUs") as to which the performance criteria have been satisfied. Of the PSUs reported in this Form 4, 91,568 remain subject to service-based vesting requirements that will vest in 1/12th increments on each June 5, September 5, December 5 and March 5 following the date of this Form 4. F2: PSUs are settled in shares of common stock on a one-for-one basis. Row 2 · 2024-04-09 · Tax withholding · Disposed 24,838 · Balance 1,414,471 F3: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of the PSUs reported above for which service-based vesting requirements have been satisfied. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance stock units ("PSUs") as to which the performance criteria have been satisfied. Of the PSUs reported in this Form 4, 91,568 remain subject to service-based vesting requirements that will vest in 1/12th increments on each June 5, September 5, December 5 and March 5 following the date of this Form 4.
F2: PSUs are settled in shares of common stock on a one-for-one basis.
F3: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the settlement of the PSUs reported above for which service-based vesting requirements have been satisfied.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Itron Networked Solutions, Inc.
Report date January 05, 2018 · Filed January 09, 2018
Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 1
1 source rowRow 1 · 2018-01-05 · Disposition to issuer · Disposed 67,838 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration"). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.24 · Expires 2025-10-11 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-05 · Disposition to issuer · Disposed 5,208 · Balance 0 F2: This represents the vested portion of an option which provided for vesting as to 1/4th of the total number of shares on September 2, 2016 and 1/48th of the total number of shares in equal monthly installments thereafter. This portion of the option was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $2.01 per share, representing the difference between the per share exercise price of this option and the Merger Consideration. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.24 · Expires 2025-10-11 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-05 · Disposition to issuer · Disposed 104,167 · Balance 0 F3: This represents the unvested portion of an option which provided for vesting as to 1/4th of the total number of shares on September 2, 2016 and 1/48th of the total number of shares in equal monthly installments thereafter. This portion of the option was cancelled pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-01-05 · Disposition to issuer · Disposed 62,500 · Balance 0 F4: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F5: These RSUs, which provided for vesting as to 25% of the total RSUs on November 10, 2016 and 6.25% of the total RSUs quarterly thereafter beginning on February 10, 2017, were cancelled pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-05 · Disposition to issuer · Disposed 88,294 · Balance 0 F4: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F6: These RSUs, which provided for vesting as to 25% of the total RSUs on May 10, 2018 and 6.25% of the total RSUs quarterly thereafter beginning on August 10, 2018, were cancelled pursuant to the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-05 · Disposition to issuer · Disposed 125,000 · Balance 0 F4: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7: These PSUs were cancelled pursuant to the Merger Agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-01-05 · Disposition to issuer · Disposed 77,846 · Balance 0 F4: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F7: These PSUs were cancelled pursuant to the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated September 17, 2017 by and among the Issuer, Itron, Inc. ("Itron") and Ivory Merger Sub., Inc., a wholly-owned subsidiary of Itron (the "Merger Agreement"), in exchange for the right to receive cash in the amount of $16.25 per share (the "Merger Consideration").
F2: This represents the vested portion of an option which provided for vesting as to 1/4th of the total number of shares on September 2, 2016 and 1/48th of the total number of shares in equal monthly installments thereafter. This portion of the option was canceled pursuant to the Merger Agreement in exchange for the right to receive cash in the amount of $2.01 per share, representing the difference between the per share exercise price of this option and the Merger Consideration.
F3: This represents the unvested portion of an option which provided for vesting as to 1/4th of the total number of shares on September 2, 2016 and 1/48th of the total number of shares in equal monthly installments thereafter. This portion of the option was cancelled pursuant to the Merger Agreement.
F4: Each restricted stock unit ("RSU") or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
F5: These RSUs, which provided for vesting as to 25% of the total RSUs on November 10, 2016 and 6.25% of the total RSUs quarterly thereafter beginning on February 10, 2017, were cancelled pursuant to the Merger Agreement.
F6: These RSUs, which provided for vesting as to 25% of the total RSUs on May 10, 2018 and 6.25% of the total RSUs quarterly thereafter beginning on August 10, 2018, were cancelled pursuant to the Merger Agreement.
F7: These PSUs were cancelled pursuant to the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2017 Filed May 12, 2017 19:12 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionRestricted Stock Units · Derivative | 7,813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-020179 · doc1.xml · derivative · entry 3 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,125 Underlying: Common Stock · 7,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU or performance stock unit ("PSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 10, 2015. F4 · derivative.exercise_date: 25% of the RSUs vested on November 10, 2016 and thereafter vest quarterly as to 6.25% of the total RSUs in equal installments with the first 6.25% vesting on February 10, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on November 10, 2016 and thereafter vest quarterly as to 6.25% of the total RSUs in equal installments with the first 6.25% vesting on February 10, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:12 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Tax withholdingCommon Stock | 2,937 | $11.66 | $34,245.42 |
DisclosureSEC source: 0001140361-17-020179 · doc1.xml · nonDerivative · entry 2 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,086 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 10, 2017 Filed May 12, 2017 19:12 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionCommon Stock | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-020179 · doc1.xml · nonDerivative · entry 1 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 10, 2015. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:31 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Tax withholdingCommon Stock | 14,489 | $12.63 | $182,996.07 |
DisclosureSEC source: 0001140361-17-009251 · doc1.xml · nonDerivative · entry 2 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,210 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:31 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionCommon Stock | 38,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-009251 · doc1.xml · nonDerivative · entry 1 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents restricted stock units ("RSUs") awarded to the Reporting Person on February 22, 2017, pursuant to the Issuer's 2016 Corporate Bonus Plan, that vested in full and settled immediately upon grant. The shares of Common Stock were delivered to the Reporting Person upon settlement for no consideration. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:18 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionRestricted Stock Units · Derivative | 7,812 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-007548 · doc1.xml · derivative · entry 3 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,938 Underlying: Common Stock · 7,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 10, 2015. F4 · derivative.exercise_date: 25% of the RSUs vested on November 10, 2016 and thereafter vest quarterly as to 6.25% of the total RSUs in equal installments with the first 6.25% vesting on February 10, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on November 10, 2016 and thereafter vest quarterly as to 6.25% of the total RSUs in equal installments with the first 6.25% vesting on February 10, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:18 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Tax withholdingCommon Stock | 3,191 | $13.00 | $41,483.00 |
DisclosureSEC source: 0001140361-17-007548 · doc1.xml · nonDerivative · entry 2 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,083 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:18 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionCommon Stock | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-007548 · doc1.xml · nonDerivative · entry 1 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 10, 2015. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 19:32 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-086865 · doc1.xml · derivative · entry 3 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 10, 2015. F4 · derivative.exercise_date: 1/4th of the RSUs vested on November 10, 2016 and thereafter vest quarterly as to 1/16th of the total RSUs in equal installments with the first 1/16th vesting on February 10, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. F4 · derivative.expiration_date: 1/4th of the RSUs vested on November 10, 2016 and thereafter vest quarterly as to 1/16th of the total RSUs in equal installments with the first 1/16th vesting on February 10, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 19:32 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Tax withholdingCommon Stock | 11,744 | $13.58 | $159,483.52 |
DisclosureSEC source: 0001140361-16-086865 · doc1.xml · nonDerivative · entry 2 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,462 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 19:32 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-086865 · doc1.xml · nonDerivative · entry 1 Bell Michael · CIK 0001421857 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 10, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.