Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Director · Co-CEO | April 26, 2024 | April 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date April 26, 2024 · Filed April 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 370,119 |
Reported balance
After 2024-04-26 transaction · row 1
1 source rowRow 1 · 2024-04-26 · Grant · Acquired 176,000 · Balance 370,119 F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 23, 2020 Filed Dec 19, 2020 02:41 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034597 · doc4.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,426 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of December 15, 2020, January 2, 2021 and July 1, 2021. Read SEC document |
| May 09, 2020 Filed Dec 19, 2020 02:37 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 7,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034590 · doc4.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,022 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
| March 13, 2020 Filed Mar 18, 2020 00:57 UTC | Aterian, Inc. MWK · Entity 8078 | Disposition to issuerCommon Stock | 37,133 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008739 · doc4.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,399 Read SEC document |
| November 27, 2019 Filed Nov 30, 2019 00:06 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 2,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028322 · doc4.xml · nonDerivative · entry 1 Risico Joseph A · CIK 0001778024 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,532 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to a forfeiture of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised of 2,970 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. F2 · price: Comprised of 2,970 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.