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person · Reporting owner

MUSSALLEM MICHAEL A

Disclosed activity across 1 company

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91594
SEC CIK
0001204551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Edwards Lifesciences CorpEW · Entity 3026DirectorMay 02, 2024May 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Edwards Lifesciences Corp

Report date May 02, 2024 · Filed May 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,485.82 Ending reported balance After 2024-05-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-05-02 · Exercise / conversion · Acquired 29,350 · Balance 33,835.82

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

Row 2 · 2024-05-02 · Sale · Disposed 12,207 · Balance 21,628.82

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $84.865 to $85.420. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2024-05-02 · Sale · Disposed 17,143 · Balance 4,485.82

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $83.860 to $84.860. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Employee Stock Option (Right to Acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $36.75 · Expires 2024-05-10Direct0 Reported balance After 2024-05-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-05-02 · Exercise / conversion · Disposed 29,350 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Living Trust4,038,377 Reported balance Holding disclosure · report date 2024-05-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,038,377

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $84.865 to $85.420. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $83.860 to $84.860. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 32,850 $35.79 Strike: $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · derivative · entry 19

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,700

Underlying: Common Stock · 32,850 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 17

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 871,194

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 16

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125.82

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 4,787 $180.45 $863,814.15
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 15

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,125.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F15 · price: This transaction was executed in multiple trades at prices ranging from $180.00 to $180.9750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 2,950 $181.38 $535,071.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 14

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,912.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F14 · price: This transaction was executed in multiple trades at prices ranging from $181.005 to $182.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 2,200 $177.29 $390,038.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 13

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,862.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F13 · price: This transaction was executed in multiple trades at prices ranging from $176.825 to $177.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 2,100 $172.82 $362,922.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 12

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,062.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F12 · price: This transaction was executed in multiple trades at prices ranging from $172.44 to $173.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 2,100 $178.37 $374,577.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 11

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,162.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F11 · price: This transaction was executed in multiple trades at prices ranging from $177.92 to $178.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,600 $174.97 $279,952.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 10

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,262.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F10 · price: This transaction was executed in multiple trades at prices ranging from $174.52 to $175.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,213 $179.57 $217,818.41
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,862.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F9 · price: This transaction was executed in multiple trades at prices ranging from $178.94 to $179.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,200 $171.90 $206,280.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,075.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F8 · price: This transaction was executed in multiple trades at prices ranging from $171.41 to $172.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,200 $173.95 $208,740.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,275.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F7 · price: This transaction was executed in multiple trades at prices ranging from $173.50 to $174.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,000 $176.31 $176,310.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,475.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $175.86 to $176.635. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 900 $183.94 $165,546.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,475.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $183.17 to $185.1250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 700 $170.81 $119,567.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,375.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $170.25 to $171.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 700 $182.57 $127,799.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,075.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $182.11 to $183.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 200 $169.52 $33,904.00
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,775.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $169.23 to $169.805. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:06 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 32,850 $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-20-005434 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,975.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 32,850 $35.79 Strike: $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · derivative · entry 10

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,550

Underlying: Common Stock · 32,850 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 861,194

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125.82

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,794 $230.85 $1,799,265.16
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,125.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $230.295 to $230.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 5,300 $227.76 $1,207,122.17
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,919.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $227.11 to $228.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 4,149 $228.56 $948,284.24
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,219.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $228.13 to $228.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 4,100 $230.04 $943,145.96
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,368.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $229.29 to $229.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,507 $231.51 $348,891.00
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,468.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $231.31 to $231.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 16:18 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 32,850 $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-20-001919 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,975.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 32,850 $35.79 Strike: $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,400

Underlying: Common Stock · 32,850 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 851,194

Read SEC document
January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125.82

Read SEC document
January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 10,444 $232.02 $2,423,192.86
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,125.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $231.66 to $232.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,830 $231.30 $1,811,082.13
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,569.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $230.66 to $231.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 3,376 $230.21 $777,182.55
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,399.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $229.66 to $230.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,200 $229.35 $275,215.20
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,775.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $228.66 to $229.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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January 03, 2020 Filed Jan 4, 2020 00:25 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 32,850 $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-20-000378 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,975.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

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December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 32,850 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,250

Underlying: Common Stock · 32,850 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

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December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 841,194

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December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125.82

Read SEC document
December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 8,883 $230.48 $2,047,346.73
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,125.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $229.96 to $230.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 6,808 $229.40 $1,561,752.48
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,008.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $228.9350 to $229.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 6,648 $228.53 $1,519,241.51
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,816.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $227.93 to $228.9250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 511 $231.02 $118,049.64
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,464.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $230.97 to $231.095. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 02:02 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 32,850 $35.79 $1,175,537.25
Disclosure

SEC source: 0001225208-19-015733 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,975.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 32,850 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,100

Underlying: Common Stock · 32,850 shares

Expires 2020-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 831,194

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 35,794 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125.82

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:37 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 13,100 $244.63 $3,204,677.89
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,919.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $244.11 to $245.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 15, 2019 Filed Nov 18, 2019 18:37 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 4,985 $245.38 $1,223,227.77
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,019.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $245.1150 to $245.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 15, 2019 Filed Nov 18, 2019 18:37 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 3,965 $243.66 $966,092.87
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,004.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $243.08 to $244.0750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 15, 2019 Filed Nov 18, 2019 18:37 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 800 $242.68 $194,144.00
Disclosure

SEC source: 0001225208-19-014617 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,969.82

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $242.05 to $243.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.