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person · Reporting owner

MUSSALLEM MICHAEL A

Disclosed activity across 1 company

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91594
SEC CIK
0001204551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Edwards Lifesciences CorpEW · Entity 3026DirectorMay 02, 2024May 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Edwards Lifesciences Corp

Report date May 02, 2024 · Filed May 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,485.82 Ending reported balance After 2024-05-02 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-05-02 · Exercise / conversion · Acquired 29,350 · Balance 33,835.82

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

Row 2 · 2024-05-02 · Sale · Disposed 12,207 · Balance 21,628.82

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $84.865 to $85.420. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2024-05-02 · Sale · Disposed 17,143 · Balance 4,485.82

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

F3: This transaction was executed in multiple trades at prices ranging from $83.860 to $84.860. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Employee Stock Option (Right to Acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $36.75 · Expires 2024-05-10Direct0 Reported balance After 2024-05-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-05-02 · Exercise / conversion · Disposed 29,350 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Living Trust4,038,377 Reported balance Holding disclosure · report date 2024-05-02 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,038,377

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2023.

F2: This transaction was executed in multiple trades at prices ranging from $84.865 to $85.420. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $83.860 to $84.860. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2021 Filed Apr 9, 2021 00:57 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-21-006691 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · derivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,100

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,973,582

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 39,262 $82.43 $3,236,366.66
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $81.9300 to $82.9000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,482.46

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 26,288 $83.15 $2,185,847.20
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,482.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $82.9050 to $83.3900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 3,000 $81.47 $244,410.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,770.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $80.9000 to $81.9300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:20 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-21-004974 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,650

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,943,582

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 29,453 $85.07 $2,505,566.71
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $84.56 to $85.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 24,471 $83.19 $2,035,742.49
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,673.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $82.53 to $83.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 14,426 $83.98 $1,211,495.48
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,144.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.55 to $84.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 200 $85.58 $17,116.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,570.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.57 to $85.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 02:36 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-21-003549 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
January 15, 2021 Filed Jan 16, 2021 02:54 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-21-000868 · doc4.xml · derivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,200

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 16, 2021 02:54 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000868 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,913,582

Read SEC document
January 15, 2021 Filed Jan 16, 2021 02:54 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 63,242 $87.46 $5,531,145.32
Disclosure

SEC source: 0001225208-21-000868 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $86.8400 to $87.8350. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2021 Filed Jan 16, 2021 02:54 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000868 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,462.46

Read SEC document
January 15, 2021 Filed Jan 16, 2021 02:54 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 5,308 $87.93 $466,732.44
Disclosure

SEC source: 0001225208-21-000868 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,462.46

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $87.8400 to $88.1200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2021 Filed Jan 16, 2021 02:54 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-21-000868 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 11:00 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-014715 · doc4.xml · derivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,750

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 11:00 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014715 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,883,582

Read SEC document
December 14, 2020 Filed Dec 15, 2020 11:00 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 34,389 $84.05 $2,890,395.45
Disclosure

SEC source: 0001225208-20-014715 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $83.5900 to $84.2800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 11:00 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 33,961 $84.92 $2,883,968.12
Disclosure

SEC source: 0001225208-20-014715 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,609.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $84.2800 to $84.7800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 11:00 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 200 $85.69 $17,138.00
Disclosure

SEC source: 0001225208-20-014715 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,570.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.7800 to $84.8100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 11:00 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-20-014715 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
December 14, 2020 Filed Jan 16, 2021 02:54 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000868 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,570.46

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020, but was omitted from the last Form 4 filed by the Reporting Person on December 15, 2020.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · derivative · entry 9

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,300

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · nonDerivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,853,582

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 35,205 $85.19 $2,999,113.95
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $85.0100 to $85.9500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 30,345 $84.82 $2,573,862.90
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,425.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $84.0950 to $85.0050. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,770.46

Read SEC document
November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 2,400 $86.51 $207,624.00
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,770.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $86.0200 to $87.0100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 600 $87.37 $52,422.00
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,170.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $87.0800 to $87.7900. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 17, 2020 Filed Nov 18, 2020 02:57 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-20-013619 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

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October 09, 2020 Filed Oct 9, 2020 23:21 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · derivative · entry 7

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,850

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

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October 09, 2020 Filed Oct 9, 2020 23:21 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,823,582

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 43,250 $83.60 $3,615,700.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $83.0350 to $83.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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October 09, 2020 Filed Oct 9, 2020 23:21 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 25,300 $82.50 $2,087,250.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,470.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 09, 2020 Filed Oct 9, 2020 23:21 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-20-012408 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 98,550 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · derivative · entry 8

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,400

Underlying: Common Stock · 98,550 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 6

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,793,582

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 5

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,220.46

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 45,350 $78.42 $3,556,347.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 4

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,220.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $77.98 to $78.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 22,802 $79.36 $1,809,566.72
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 3

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,570.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $78.98 to $79.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 398 $79.99 $31,836.02
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 2

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,372.46

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $79.99 to $80.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 01:29 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 98,550 $13.98 $1,377,729.00
Disclosure

SEC source: 0001225208-20-011895 · doc4.xml · nonDerivative · entry 1

MUSSALLEM MICHAEL A · CIK 0001204551 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,770.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.