Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brighthouse Financial, Inc.BHF · Entity 1737 | EVP & Chief Financial Officer | September 30, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brighthouse Financial, Inc.
Report date September 30, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,900 |
Reported balance
After 2018-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-09-30 · Exercise / conversion · Acquired 38,503 · Balance 38,900 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2: Amount includes 397 shares of BHF common stock received by the reporting person in connection with the distribution by MetLife, Inc. of BHF's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 21,659 |
Reported balance
After 2018-09-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-09-30 · Tax withholding · Disposed 17,241 · Balance 21,659 F3: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the RSU payout. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-30 · Exercise / conversion · Disposed 38,503 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F4: The RSUs vested on September 30, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
F2: Amount includes 397 shares of BHF common stock received by the reporting person in connection with the distribution by MetLife, Inc. of BHF's common stock.
F3: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the RSU payout.
F4: The RSUs vested on September 30, 2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
American National Group Inc.
Report date May 02, 2024 · Filed May 06, 2024
Section 16 reporting ended · disclosed 2024-05-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 1
1 source rowRow 1 · 2024-05-02 · Disposition to issuer · Disposed 880,663 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). F3: Includes 341,113 restricted stock units of the Issuer (AEL RSUs). Pursuant to the Merger Agreement, at the Effective Time, each outstanding AEL RSU, other than the AEL RSUs granted following the date of the Merger Agreement (Rollover AEL RSUs), was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (1) the number of shares of AEL Common Stock subject to such AEL RSU immediately prior to the Effective Time and (2) $55. F4: At the Effective Time, any outstanding Rollover AEL RSU automatically ceased to represent an award denominated in AEL Common Stock and was converted into an award of cash-settled restricted stock units denominated in shares of BAM Class A Stock (an Exchanged RSU) and will generally continue to be governed by the same material terms and conditions applicable to the Rollover AEL RSUs immediately prior to the Effective Time, with the number of shares of BAM Class A Stock subject to each such Exchanged RSU equal to the product (rounded down to the nearest whole) of (i) the number of shares of AEL Common Stock subject to such Rollover AEL RSU immediately prior to the Effective Time multiplied by (ii) the quotient of (A) $55 divided by (B) the BAM Class A Stock Price. F5: Includes 333,333 shares of AEL Common Stock subject to vesting conditions (AEL Restricted Stock). Pursuant to the Merger Agreement, at the Effective Time, each award of AEL Restricted Stock that was outstanding immediately prior to the Effective Time automatically had any restrictions thereon lapsed and was converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Restricted Stock subject to such award immediately prior to the Effective Time and (ii) $55. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2024-05-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-05-02 · Disposition to issuer · Disposed 2,075 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). |
| Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.72 · Expires 2031-01-04 | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-02 · Disposition to issuer · Disposed 43,524 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F6: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. |
| Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $27.40 · Expires 2031-02-25 | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-05-02 · Disposition to issuer · Disposed 32,082 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F6: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. |
| Options - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.70 · Expires 2030-01-27 | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-02 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F6: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-02 · Disposition to issuer · Disposed 207,165 · Balance 0 F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F7: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger).
F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price).
F3: Includes 341,113 restricted stock units of the Issuer (AEL RSUs). Pursuant to the Merger Agreement, at the Effective Time, each outstanding AEL RSU, other than the AEL RSUs granted following the date of the Merger Agreement (Rollover AEL RSUs), was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (1) the number of shares of AEL Common Stock subject to such AEL RSU immediately prior to the Effective Time and (2) $55.
F4: At the Effective Time, any outstanding Rollover AEL RSU automatically ceased to represent an award denominated in AEL Common Stock and was converted into an award of cash-settled restricted stock units denominated in shares of BAM Class A Stock (an Exchanged RSU) and will generally continue to be governed by the same material terms and conditions applicable to the Rollover AEL RSUs immediately prior to the Effective Time, with the number of shares of BAM Class A Stock subject to each such Exchanged RSU equal to the product (rounded down to the nearest whole) of (i) the number of shares of AEL Common Stock subject to such Rollover AEL RSU immediately prior to the Effective Time multiplied by (ii) the quotient of (A) $55 divided by (B) the BAM Class A Stock Price.
F5: Includes 333,333 shares of AEL Common Stock subject to vesting conditions (AEL Restricted Stock). Pursuant to the Merger Agreement, at the Effective Time, each award of AEL Restricted Stock that was outstanding immediately prior to the Effective Time automatically had any restrictions thereon lapsed and was converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Restricted Stock subject to such award immediately prior to the Effective Time and (ii) $55.
F6: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option.
F7: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerPerformance-Based Restricted Stock Units · Derivative | 207,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001039828-24-000054 · wk-form4_1715023306.xml · derivative · entry 6 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 207,165 shares Expires not disclosed F1 · derivative.exercise_price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F7 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F7 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. F7 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit subject to performance-based vesting conditions (each, an AEL PSU) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL PSU immediately prior to the Effective Time (based on (A) for AEL PSUs other than the AEL PSUs granted pursuant to the employee restricted stock unit award agreement, dated November 29, 2022, by and between AEL and the Chief Executive Officer of AEL (such PSUs, the VWAP PSUs), a performance level determined based on the greater of target and actual performance as reasonably determined by the Compensation and Talent Management Committee of the board of directors of the Issuer immediately prior to the Effective Time and (B) for the VWAP PSUs, attainment of applicable performance goals based on $55) and (ii) $55. Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerOptions - Right to Buy · Derivative | 50,000 | Not disclosed Strike: $26.70 | Not disclosed |
DisclosureSEC source: 0001039828-24-000054 · wk-form4_1715023306.xml · derivative · entry 5 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2030-01-27 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerOptions - Right to Buy · Derivative | 32,082 | Not disclosed Strike: $27.40 | Not disclosed |
DisclosureSEC source: 0001039828-24-000054 · wk-form4_1715023306.xml · derivative · entry 4 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,082 shares Expires 2031-02-25 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerOptions - Right to Buy · Derivative | 43,524 | Not disclosed Strike: $26.72 | Not disclosed |
DisclosureSEC source: 0001039828-24-000054 · wk-form4_1715023306.xml · derivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,524 shares Expires 2031-01-04 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of AEL Common Stock (AEL Options) (whether vested or unvested) was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Common Stock subject to such AEL Option immediately prior to the Effective Time and (ii) the excess, if any, of $55 over the exercise price per share of such AEL Option. Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 2,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001039828-24-000054 · wk-form4_1715023306.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · By ESOP Disclosed balance after: 0 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). Read SEC document |
| May 02, 2024 Filed May 6, 2024 19:22 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 880,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001039828-24-000054 · wk-form4_1715023306.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: On May 2, 2024, pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of July 4, 2023, by and among the Issuer, Brookfield Reinsurance Ltd., a Bermuda exempted company limited by shares (Parent), Arches Merger Sub, Inc., an Iowa corporation and an indirect wholly owned subsidiary of Parent (Merger Sub), and Brookfield Asset Management Ltd., a company incorporated under the laws of the Province of British Columbia (BAM), the Issuer merged with and into Merger Sub, with the Issuer surviving as a wholly-owned subsidiary of Parent (the Merger). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each issued and outstanding share of common stock, par value $1.00 per share, of the Issuer (AEL Common Stock) was exchanged for (i) $38.85 per share in cash, without interest (the Cash Consideration) and (ii) a number of fully-paid and nonassessable shares of class A limited voting shares of BAM (BAM Class A Stock) equal to the Exchange Ratio (as defined in the Merger Agreement) (the Stock Consideration, together with the Cash Consideration, the Merger Consideration), for an aggregate value of $56.50 per share of AEL Common Stock based on the 10-day volume-weighted average share price of BAM Class A Stock (measured five business days prior to May 2, 2024) (the BAM Class A Stock Price). F3 · price: Includes 341,113 restricted stock units of the Issuer (AEL RSUs). Pursuant to the Merger Agreement, at the Effective Time, each outstanding AEL RSU, other than the AEL RSUs granted following the date of the Merger Agreement (Rollover AEL RSUs), was automatically canceled and converted into the right to receive a cash payment, without interest, equal to the product of (1) the number of shares of AEL Common Stock subject to such AEL RSU immediately prior to the Effective Time and (2) $55. F4 · price: At the Effective Time, any outstanding Rollover AEL RSU automatically ceased to represent an award denominated in AEL Common Stock and was converted into an award of cash-settled restricted stock units denominated in shares of BAM Class A Stock (an Exchanged RSU) and will generally continue to be governed by the same material terms and conditions applicable to the Rollover AEL RSUs immediately prior to the Effective Time, with the number of shares of BAM Class A Stock subject to each such Exchanged RSU equal to the product (rounded down to the nearest whole) of (i) the number of shares of AEL Common Stock subject to such Rollover AEL RSU immediately prior to the Effective Time multiplied by (ii) the quotient of (A) $55 divided by (B) the BAM Class A Stock Price. F5 · price: Includes 333,333 shares of AEL Common Stock subject to vesting conditions (AEL Restricted Stock). Pursuant to the Merger Agreement, at the Effective Time, each award of AEL Restricted Stock that was outstanding immediately prior to the Effective Time automatically had any restrictions thereon lapsed and was converted into the right to receive a cash payment, without interest, equal to the product of (i) the number of shares of AEL Restricted Stock subject to such award immediately prior to the Effective Time and (ii) $55. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:41 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 99,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-24-000024 · wk-form4_1709592093.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 880,663 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company 2023 Equity Incentive Plan, vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 25, 2024 Filed Feb 27, 2024 21:44 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 10,771 | $55.58 | $598,652.18 |
DisclosureSEC source: 0001039828-24-000008 · wk-form4_1709070265.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 781,635 F1 · shares: Tax withholding on vesting of time-based restricted stock units. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:44 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 3,477 | $55.58 | $193,251.66 |
DisclosureSEC source: 0001039828-24-000008 · wk-form4_1709070265.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 792,406 F1 · shares: Tax withholding on vesting of time-based restricted stock units. Read SEC document |
| January 12, 2024 Filed Jan 17, 2024 21:41 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 13,117 | $55.20 | $724,058.40 |
DisclosureSEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 4 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 795,883 F3 · shares: Tax withholding on vesting of restricted stock units. Read SEC document |
| January 12, 2024 Filed Jan 17, 2024 21:41 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 52,467 | $55.76 | $2,925,559.92 |
DisclosureSEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 809,000 F3 · shares: Tax withholding on vesting of restricted stock units. Read SEC document |
| January 12, 2024 Filed Jan 17, 2024 21:41 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 103,693 | $55.00 | $5,703,115.00 |
DisclosureSEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 861,467 F2 · shares: Vesting of cash-payable restricted stock units, net of tax withholding. Read SEC document |
| January 12, 2024 Filed Jan 17, 2024 21:41 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 62,974 | $55.00 | $3,463,570.00 |
DisclosureSEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 965,160 F1 · shares: Tax withholding on vesting of cash-payable restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 02:44 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 109,490 | $55.52 | $6,078,884.80 |
DisclosureSEC source: 0001039828-23-000180 · wk-form4_1703213040.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028,134 F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 02:44 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 109,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000180 · wk-form4_1703213040.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,137,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023. F2 · price: Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 23:25 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 43,923 | $0.00 Strike: $26.72 | $0.00 |
DisclosureSEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · derivative · entry 6 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,524 Underlying: Common Stock · 43,923 shares Expires 2031-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 4, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 23:25 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 139,279 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · derivative · entry 5 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 139,279 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 23:25 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 183,202 | $54.05 | $9,901,207.05 |
DisclosureSEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028,134 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.235. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 23:25 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 43,923 | $26.72 | $1,173,622.56 |
DisclosureSEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,211,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 23:25 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 139,279 | $27.05 | $3,767,496.95 |
DisclosureSEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,167,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 92,638 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · derivative · entry 9 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,279 Underlying: Common Stock · 92,638 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 92,638 | $54.12 | $5,013,661.20 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 5 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028,134 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.10 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 92,638 | $27.05 | $2,505,857.90 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 4 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,120,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 12,133 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · derivative · entry 8 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,917 Underlying: Common Stock · 12,133 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionOptions - Right to Buy · Derivative | 64,164 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · derivative · entry 7 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,082 Underlying: Common Stock · 64,164 shares Expires 2031-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 76,297 | $54.12 | $4,129,063.94 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028,134 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.11 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 12,133 | $27.05 | $328,197.65 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,104,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 01:14 UTC | American National Group Inc. AEL · Entity 9766 | Exercise / conversionCommon Stock | 64,164 | $27.40 | $1,758,093.60 |
DisclosureSEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,092,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 21:42 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 101,083 | $50.00 | $5,054,150.00 |
DisclosureSEC source: 0001039828-23-000113 · wk-form4_1690926128.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,028,134 F2 · shares: Vesting of cash-payable restricted stock units, net of tax withholding. Read SEC document |
| July 27, 2023 Filed Aug 1, 2023 21:42 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 65,583 | $50.00 | $3,279,150.00 |
DisclosureSEC source: 0001039828-23-000113 · wk-form4_1690926128.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,129,217 F1 · shares: Tax withholding on vesting of cash-payable restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:19 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 7,911 | $41.61 | $329,176.71 |
DisclosureSEC source: 0001039828-23-000036 · wf-form4_167770557610001.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,800 F3 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:19 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 38,605 | $41.61 | $1,606,354.05 |
DisclosureSEC source: 0001039828-23-000036 · wf-form4_167770557610001.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,711 F2 · shares: Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:19 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 85,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000036 · wf-form4_167770557610001.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,316 F1 · shares: The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Read SEC document |
| February 23, 2023 Filed Feb 28, 2023 00:08 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 26,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-23-000021 · wf-form4_167754286068000.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,189 F1 · shares: Time-based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan vesting in three substantially equal parts beginning on the first anniversary of the grant date. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:26 UTC | American National Group Inc. AEL · Entity 9766 | Disposition to issuerCommon Stock | 91,000 | $45.00 | $4,095,000.00 |
DisclosureSEC source: 0001039828-23-000002 · wf-form4_167546319836098.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,677 F2 · shares: Vesting of cash-payable restricted stock units, net of tax withholding. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:26 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 75,667 | $45.00 | $3,405,015.00 |
DisclosureSEC source: 0001039828-23-000002 · wf-form4_167546319836098.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,677 F1 · shares: Tax withholding on vesting of cash-payable restricted stock units. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 22:31 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000104 · wf-form4_166984749361895.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296,344 F1 · shares: Restricted stock vesting on stock price and service requirements. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 23:46 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 24,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-22-000020 · wf-form4_164583276125349.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,344 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 23:11 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 4,325 | $39.89 | $172,524.25 |
DisclosureSEC source: 0001039828-22-000005 · wf-form4_164367068761072.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,934 F1 · shares: Company withholding of shares for taxes on a payout of shares of common stock after restricted stock units vested. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:01 UTC | American National Group Inc. AEL · Entity 9766 | SaleSeries A Preferred Stock | 5,714 | $26.80 | $153,135.20 |
DisclosureSEC source: 0001039828-21-000097 · wf-form4_163848244798507.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:01 UTC | American National Group Inc. AEL · Entity 9766 | SaleCommon Stock | 4,500 | $33.25 | $149,625.00 |
DisclosureSEC source: 0001039828-21-000097 · wf-form4_163848244798507.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,259 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 22:01 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 7,500 | $33.25 | $249,375.00 |
DisclosureSEC source: 0001039828-21-000097 · wf-form4_163848244798507.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,759 F1 · security: The executive increased his common stock ownership by 3,000 shares aggregate. He vacated his preferred stock position Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:52 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 96,246 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001039828-21-000021 · wf-form4_161463551055044.xml · derivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,743 Underlying: Common Stock · 96,246 shares Expires 2031-02-25 F3 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:52 UTC | American National Group Inc. AEL · Entity 9766 | GrantCommon Stock | 27,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001039828-21-000021 · wf-form4_161463551055044.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,259 F1 · shares: Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 20:15 UTC | American National Group Inc. AEL · Entity 9766 | Tax withholdingCommon Stock | 4,284 | $29.27 | $125,392.68 |
DisclosureSEC source: 0001039828-21-000005 · wf-form4_161195131884309.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,887 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:47 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 87,447 | $0.00 Strike: $26.72 | $0.00 |
DisclosureSEC source: 0001039828-21-000001 · wf-form4_160996963839423.xml · derivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,497 Underlying: Common Stock · 87,447 shares Expires 2031-01-04 F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Option Award vests, reporting owner will have five (5) years to exercise the options received under the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 22:12 UTC | American National Group Inc. AEL · Entity 9766 | GrantOptions - Right to Buy · Derivative | 244,050 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001039828-20-000090 · wf-form4_160616954782047.xml · derivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,050 Underlying: Common Stock · 244,050 shares Expires 2030-11-19 F1 · derivative.exercise_date: Fifty percent (50%) of the Option Award granted vests upon the later of: (i) the Company attaining a $37.00 per share common stock price (based on a 30-day trading average); and (ii) the one year anniversary of the Grant Date. The remaining fifty percent (50%) of the Option Award vests on the one year anniversary of the vesting of the initial fifty percent (50%) of the Option Award. If the Company does not achieve the $37 per share common stock price on or before the fifth anniversary of the Grant Date, the Option Award shall be forfeited. Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 22:33 UTC | American National Group Inc. AEL · Entity 9766 | PurchaseSeries A Preferred Stock | 1,639 | $12.00 | $19,668.00 |
DisclosureSEC source: 0001039828-20-000034 · wf-form4_158474357170292.xml · nonDerivative · entry 3 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,714 Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 22:33 UTC | American National Group Inc. AEL · Entity 9766 | PurchaseSeries A Preferred Stock | 3,600 | $12.00 | $43,200.00 |
DisclosureSEC source: 0001039828-20-000034 · wf-form4_158474357170292.xml · nonDerivative · entry 2 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,075 Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 22:33 UTC | American National Group Inc. AEL · Entity 9766 | PurchaseSeries A Preferred Stock | 475 | $10.50 | $4,987.50 |
DisclosureSEC source: 0001039828-20-000034 · wf-form4_158474357170292.xml · nonDerivative · entry 1 Bhalla Anant · CIK 0001709369 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.