Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CalAmp Corp.CAMP · Entity 90227 | Chief Financial Officer | May 05, 2024 | May 07, 2024 |
| EMCORE CORPEMKR · Entity 82711 | Chief Financial Officer | October 23, 2018 | October 24, 2018 |
| Momentus Inc.MNTS · Entity 6834 | Chief Financial Officer | December 20, 2022 | December 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CalAmp Corp.
Report date May 05, 2024 · Filed May 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,885 |
Reported balance
After 2024-05-05 transaction · row 1
1 source rowRow 1 · 2024-05-05 · Tax withholding · Disposed 487 · Balance 8,885 F1: Represents shares withheld to pay statutory withholding taxes in connection with vesting of restricted stock award/units held by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to pay statutory withholding taxes in connection with vesting of restricted stock award/units held by the reporting person.
EMCORE CORP
Report date October 23, 2018 · Filed October 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 101,114 |
Ending reported balance
After 2018-10-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-10-23 · Exercise / conversion · Acquired 20,415 · Balance 111,235 F1: Represents shares of Issuer common stock subject to an award of performance-based restricted stock units ("PSUs") that vests based on the Issuer's total shareholder return ("TSR") compared to pre-established TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The Compensation Committee determined on October 23, 2018 that the number of PSUs earned was 31.38% of the target number of PSUs subject to the second tranche of the award. F2: The PSUs were awarded to the Reporting Person for no cash or other similar consideration. Row 2 · 2018-10-23 · Tax withholding · Disposed 10,121 · Balance 101,114 F3: Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the PSUs reported herein. |
| Performance-Based Restricted Stock Units (PSUs)SEC Table II · derivative / convertible security | Direct | 65,060 |
Reported balance
After 2018-10-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-23 · Exercise / conversion · Disposed 65,060 · Balance 65,060 F4: Each PSU represented a contingent right to receive one share of the Issuer's common stock, based on the Issuer's TSR compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares granted. F2: The PSUs were awarded to the Reporting Person for no cash or other similar consideration. F5: PSUs that become vested and nonforfeitable are paid in shares of Common Stock as soon as practicable following the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Issuer common stock subject to an award of performance-based restricted stock units ("PSUs") that vests based on the Issuer's total shareholder return ("TSR") compared to pre-established TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The Compensation Committee determined on October 23, 2018 that the number of PSUs earned was 31.38% of the target number of PSUs subject to the second tranche of the award.
F2: The PSUs were awarded to the Reporting Person for no cash or other similar consideration.
F3: Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the PSUs reported herein.
F4: Each PSU represented a contingent right to receive one share of the Issuer's common stock, based on the Issuer's TSR compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares granted.
F5: PSUs that become vested and nonforfeitable are paid in shares of Common Stock as soon as practicable following the vesting date.
Momentus Inc.
Report date December 20, 2022 · Filed December 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 91,620 |
Ending reported balance
After 2022-12-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-20 · Exercise / conversion · Acquired 7,635 · Balance 95,640 Row 2 · 2022-12-20 · Tax withholding · Disposed 4,020 · Balance 91,620 F1: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-09-20 | Direct | 160,328 |
Reported balance
After 2022-12-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-12-20 · Exercise / conversion · Disposed 7,635 · Balance 160,328 F2: The RSU Award will vest 29.2% of the total number of RSUs upon November 20, 2021. As to the balance of the 70.8% of the total number of RSUs, these RSUs will vest monthly on the 20th of each month, evenly split (70.8%/34) across the following 34 months, subject to Executive's continued Employment through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.
F2: The RSU Award will vest 29.2% of the total number of RSUs upon November 20, 2021. As to the balance of the 70.8% of the total number of RSUs, these RSUs will vest monthly on the 20th of each month, evenly split (70.8%/34) across the following 34 months, subject to Executive's continued Employment through each such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 23, 2018 Filed Oct 24, 2018 16:40 UTC | EMCORE CORP EMKR · Entity 82711 | Tax withholdingCommon Stock | 10,121 | $5.04 | $51,009.84 |
DisclosureSEC source: 0001214659-18-006647 · marketforms-43092.xml · nonDerivative · entry 2 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,114 F3 · shares: Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the PSUs reported herein. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 16:40 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 20,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-006647 · marketforms-43092.xml · nonDerivative · entry 1 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Issuer common stock subject to an award of performance-based restricted stock units ("PSUs") that vests based on the Issuer's total shareholder return ("TSR") compared to pre-established TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The Compensation Committee determined on October 23, 2018 that the number of PSUs earned was 31.38% of the target number of PSUs subject to the second tranche of the award. F2 · price: The PSUs were awarded to the Reporting Person for no cash or other similar consideration. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 18:01 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 39,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-004549 · marketforms-42235.xml · derivative · entry 3 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,108 Underlying: Emcore Common Stock · 39,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F2 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. F5 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person. F5 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 18:01 UTC | EMCORE CORP EMKR · Entity 82711 | Tax withholdingCommon Stock | 19,255 | $5.50 | $105,902.50 |
DisclosureSEC source: 0001214659-18-004549 · marketforms-42235.xml · nonDerivative · entry 2 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,820 F3 · shares: Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 18:01 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 39,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-004549 · marketforms-42235.xml · nonDerivative · entry 1 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amount originally represented 30,000 restricted stock units. The number of restricted stock units was subsequently adjusted, pursuant to the terms of the Issuer's 2012 Equity Incentive Plan, to reflect the effect of an equitable and proportional adjustment made in connection with a special cash dividend paid by the Issuer on July 29, 2016. F2 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 19:38 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative | 65,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-006169 · marketforms-39960.xml · derivative · entry 3 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,120 Underlying: Emcore Common Stock · 65,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each PSU represented a contingent right to receive one share of the Issuer's common stock, based on the Issuer's TSR compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares granted. F2 · price: The PSUs were awarded to the Reporting Person for no cash or other similar consideration. F5 · derivative.exercise_date: PSUs that become vested and nonforfeitable are paid in shares of Common Stock as soon as practicable following the vesting date. F5 · derivative.expiration_date: PSUs that become vested and nonforfeitable are paid in shares of Common Stock as soon as practicable following the vesting date. F4 · derivative.underlying_shares: Each PSU represented a contingent right to receive one share of the Issuer's common stock, based on the Issuer's TSR compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares granted. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 19:38 UTC | EMCORE CORP EMKR · Entity 82711 | Tax withholdingCommon Stock | 57,294 | $8.40 | $481,269.60 |
DisclosureSEC source: 0001214659-17-006169 · marketforms-39960.xml · nonDerivative · entry 2 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,039 F3 · shares: Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the PSUs reported herein. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 19:38 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 109,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-006169 · marketforms-39960.xml · nonDerivative · entry 1 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Issuer common stock subject to an award of performance-based restricted stock units ("PSUs") that vests based on the Issuer's total shareholder return ("TSR") compared to pre-established TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The Compensation Committee determined on October 24, 2017 that the number of PSUs earned was 168.77% of the target number of PSUs subject to the first tranche of the award. F2 · price: The PSUs were awarded to the Reporting Person for no cash or other similar consideration. Read SEC document |
| June 21, 2017 Filed Jun 21, 2017 20:05 UTC | EMCORE CORP EMKR · Entity 82711 | SaleCommon Stock | 20,504 | $11.25 | $230,670.00 |
DisclosureSEC source: 0001214659-17-004114 · marketforms-39102.xml · nonDerivative · entry 2 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,532 F3 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock units reported herein. This sale was mandated by the Issuer under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F4 · price: Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $11.25 to $11.322 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:05 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 39,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-004114 · marketforms-39102.xml · derivative · entry 3 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,144 Underlying: Emcore Common Stock · 39,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · shares: This amount originally represented 30,000 restricted stock units. The number of restricted stock units was subsequently adjusted, pursuant to the terms of the Issuer's 2012 Equity Incentive Plan, to reflect the effect of an equitable and proportional adjustment made in connection with a special cash dividend paid by the Issuer on July 29, 2016. F2 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. F6 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person. F6 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:05 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 39,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-17-004114 · marketforms-39102.xml · nonDerivative · entry 1 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,036 F1 · shares: This amount originally represented 30,000 restricted stock units. The number of restricted stock units was subsequently adjusted, pursuant to the terms of the Issuer's 2012 Equity Incentive Plan, to reflect the effect of an equitable and proportional adjustment made in connection with a special cash dividend paid by the Issuer on July 29, 2016. F2 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 16:37 UTC | EMCORE CORP EMKR · Entity 82711 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 195,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014154 · marketforms-36439.xml · derivative · entry 1 Kim Jikun · CIK 0001488531 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,180 Underlying: Emcore Common Stock · 195,180 shares Expires not disclosed F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of EMCORE common stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares reported in columns 7 and 9 of this report. F1 · shares: Each PSU represents a contingent right to receive one share of EMCORE common stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares reported in columns 7 and 9 of this report. F3 · price: The PSUs were awarded to the Reporting Person for no cash or other similar consideration. F2 · derivative.exercise_date: Between zero (0) and 200% of one third of the PSUs will vest, if at all, on each of October 17, 2017, October 17, 2018 and October 17, 2019. F2 · derivative.expiration_date: Between zero (0) and 200% of one third of the PSUs will vest, if at all, on each of October 17, 2017, October 17, 2018 and October 17, 2019. F1 · derivative.underlying_shares: Each PSU represents a contingent right to receive one share of EMCORE common stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares reported in columns 7 and 9 of this report. F1 · balance_after: Each PSU represents a contingent right to receive one share of EMCORE common stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell Microcap Index, that were set by the Compensation Committee of the Board of Directors. The aggregate number of shares issued may range from zero (0) to 200% of the target number of shares reported in columns 7 and 9 of this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.