Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AZZ INCAZZ · Entity 4043 | SVP, Chief Financial Officer | May 09, 2024 | May 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AZZ INC
Report date May 09, 2024 · Filed May 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 22,023 |
Ending reported balance
After 2024-05-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-05-09 · Exercise / conversion · Acquired 2,079 · Balance 22,654 Row 2 · 2024-05-09 · Exercise / conversion · Acquired 60 · Balance 22,714 F1: Represents the vesting of dividend equivalent rights that accrued on restricted stock units ("RSUs") granted on 5/9/2022, which AZZ has settled in shares of AZZ common stock. Row 3 · 2024-05-09 · Tax withholding · Disposed 691 · Balance 22,023 F2: The reporting person disposed of shares of common stock to satisfy tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,078 |
Reported balance
After 2024-05-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-05-09 · Exercise / conversion · Disposed 2,079 · Balance 2,078 F3: Each RSU represents a contingent right to receive one share of AZZ common stock. F4: The RSUs granted on 5/9/2022, vest over a 3-year period with one-third vesting on 5/9/2023, 5/9/2024 and 5/9/2025. F5: Once vested, the shares of common stock are not subject to expiration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of dividend equivalent rights that accrued on restricted stock units ("RSUs") granted on 5/9/2022, which AZZ has settled in shares of AZZ common stock.
F2: The reporting person disposed of shares of common stock to satisfy tax withholding obligations.
F3: Each RSU represents a contingent right to receive one share of AZZ common stock.
F4: The RSUs granted on 5/9/2022, vest over a 3-year period with one-third vesting on 5/9/2023, 5/9/2024 and 5/9/2025.
F5: Once vested, the shares of common stock are not subject to expiration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2021 Filed Jan 11, 2022 23:37 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 353 | $28.28 | $9,982.49 |
DisclosureSEC source: 0000008947-22-000017 · wf-form4_164194422165558.xml · nonDerivative · entry 1 Schlom Philip A · CIK 0001472030 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,698 F1 · shares: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to AZZ Inc.'s Employee Stock Purchase Plan (the "ESPP"), for the ESPP purchase period of July 1, 2021 through December 31, 2021. This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing stock price of the Issuer's common stock on the Enrollment Date (as defined in the ESPP). Read SEC document |
| October 16, 2021 Filed Oct 19, 2021 20:09 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000183 · wf-form4_163467416282854.xml · derivative · entry 4 Schlom Philip A · CIK 0001472030 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock. F4 · derivative.exercise_date: Mr. Schlom was granted a special one-time equity award of 1,500 RSUs that vest in full on October 16, 2021. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| October 16, 2021 Filed Oct 19, 2021 20:09 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 370 | $53.29 | $19,717.30 |
DisclosureSEC source: 0000008947-21-000183 · wf-form4_163467416282854.xml · nonDerivative · entry 3 Schlom Philip A · CIK 0001472030 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,345 F2 · shares: Mr. Schlom disposed of 370 shares of common stock to satisfy tax withholding obligations. Read SEC document |
| October 16, 2021 Filed Oct 19, 2021 20:09 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000183 · wf-form4_163467416282854.xml · nonDerivative · entry 2 Schlom Philip A · CIK 0001472030 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of dividend equivalent rights accrued on 1,500 restricted stock units ("RSUs") granted on October 16, 2020. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Read SEC document |
| October 16, 2021 Filed Oct 19, 2021 20:09 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000183 · wf-form4_163467416282854.xml · nonDerivative · entry 1 Schlom Philip A · CIK 0001472030 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 21:13 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 694 | $28.28 | $19,625.63 |
DisclosureSEC source: 0000008947-21-000139 · wf-form4_162517395327532.xml · nonDerivative · entry 1 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,193 F1 · shares: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to AZZ Inc.'s Employee Stock Purchase Plan (the "ESPP"), for the ESPP purchase period of January 1, 2021 through June 30, 2021. This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing stock price of the Issuer's common stock on the Enrollment Date (as defined in the ESPP). Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:03 UTC | AZZ INC AZZ · Entity 4043 | GrantPerformance Share Units · Derivative | 3,038 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000073 · wf-form4_162033500612784.xml · derivative · entry 6 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,038 Underlying: COMMON STOCK · 3,038 shares Expires not disclosed F7 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive shares of AZZ common stock with the actual number varying based on achieved results. F8 · derivative.exercise_date: Represents 100% of the target number of PSUs that could be earned at the end of the 3-year performance cycle. The FY2022 PSU performance metric is AZZ's Total Shareholder Return ("TSR") relative to its industry peer group. The maximum payout for the FY2022 PSUs is not to exceed 200%. F8 · derivative.expiration_date: Represents 100% of the target number of PSUs that could be earned at the end of the 3-year performance cycle. The FY2022 PSU performance metric is AZZ's Total Shareholder Return ("TSR") relative to its industry peer group. The maximum payout for the FY2022 PSUs is not to exceed 200%. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:03 UTC | AZZ INC AZZ · Entity 4043 | GrantRestricted Stock Units · Derivative | 3,038 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000073 · wf-form4_162033500612784.xml · derivative · entry 5 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,038 Underlying: COMMON STOCK · 3,038 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F6 · derivative.exercise_date: The RSUs are granted under the 2014 Plan and vest over a three-year period with 1/3rd of the RSUs vesting on each of the first, second and third anniversaries of the grant date beginning on 5/4/2022. F6 · derivative.expiration_date: The RSUs are granted under the 2014 Plan and vest over a three-year period with 1/3rd of the RSUs vesting on each of the first, second and third anniversaries of the grant date beginning on 5/4/2022. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:03 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionRestricted Stock Units · Derivative | 1,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000073 · wf-form4_162033500612784.xml · derivative · entry 4 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,719 Underlying: COMMON STOCK · 1,359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F4 · derivative.exercise_date: The RSUs are granted under the 2014 Plan and vest over a three-year period with 1/3rd of the RSUs vesting on each of the first, second and third anniversaries of the grant date beginning on 5/4/2021. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:03 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 337 | $53.51 | $18,032.87 |
DisclosureSEC source: 0000008947-21-000073 · wf-form4_162033500612784.xml · nonDerivative · entry 3 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499 F2 · shares: The reporting person disposed of 337 shares of common stock to satisfy tax withholding obligations. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:03 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000073 · wf-form4_162033500612784.xml · nonDerivative · entry 2 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of dividend equivalent rights accrued on 1,359 restricted stock units ("RSUs") granted on 5/4/2020, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:03 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-21-000073 · wf-form4_162033500612784.xml · nonDerivative · entry 1 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 22:24 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 281 | $28.28 | $7,946.68 |
DisclosureSEC source: 0000008947-21-000012 · wf-form4_160997183910429.xml · nonDerivative · entry 1 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451 F1 · shares: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to AZZ Inc.'s Employee Stock Purchase Plan (the "ESPP"), for the ESPP purchase period of July 1, 2020 through December 31, 2020. This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing stock price of the Issuer's common stock on the Enrollment Date (as defined in the ESPP). Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 20:29 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionRestricted Stock Units · Derivative | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000198 · wf-form4_160339855546006.xml · derivative · entry 4 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F4 · derivative.exercise_date: Pursuant to Mr. Schlom's offer letter of employment, a one-time equity award of 1,523 RSUs vest in full on October 21, 2020. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 20:29 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000198 · wf-form4_160339855546006.xml · nonDerivative · entry 3 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170 F2 · shares: Mr. Schlom disposed of 375 shares of common stock to satisfy tax withholding obligations. Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 20:29 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000198 · wf-form4_160339855546006.xml · nonDerivative · entry 2 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of dividend equivalent rights accrued on 1,523 restricted stock units ("RSUs") granted on January 14, 2020 to vest in full on October 21, 2020. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Read SEC document |
| October 21, 2020 Filed Oct 22, 2020 20:29 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000198 · wf-form4_160339855546006.xml · nonDerivative · entry 1 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2020 Filed Oct 16, 2020 14:11 UTC | AZZ INC AZZ · Entity 4043 | GrantRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000196 · wf-form4_160285748841829.xml · derivative · entry 1 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: COMMON STOCK · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock. F2 · derivative.exercise_date: Mr. Schlom was granted a special one-time equity award that will vest in full on October 16, 2021. F2 · derivative.expiration_date: Mr. Schlom was granted a special one-time equity award that will vest in full on October 16, 2021. Read SEC document |
| May 04, 2020 Filed May 6, 2020 23:08 UTC | AZZ INC AZZ · Entity 4043 | GrantPerformance Share Units · Derivative | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000083 · wf-form4_158880650147680.xml · derivative · entry 2 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,078 Underlying: COMMON STOCK · 4,078 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive shares of AZZ common stock based on achieved results at the end of the 3-year performance cycle. F4 · derivative.exercise_date: Represents 100% of the target number of PSUs that could be earned at the end of the 3-year performance cycle. The FY2021 PSU performance metric is AZZ's Total Shareholder Return ("TSR") relative to its industry peer group. The maximum payout for the FY2021 PSUs is not to exceed 200%. F4 · derivative.expiration_date: Represents 100% of the target number of PSUs that could be earned at the end of the 3-year performance cycle. The FY2021 PSU performance metric is AZZ's Total Shareholder Return ("TSR") relative to its industry peer group. The maximum payout for the FY2021 PSUs is not to exceed 200%. Read SEC document |
| May 04, 2020 Filed May 6, 2020 23:08 UTC | AZZ INC AZZ · Entity 4043 | GrantRestricted Stock Units · Derivative | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000083 · wf-form4_158880650147680.xml · derivative · entry 1 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,078 Underlying: COMMON STOCK · 4,078 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock. F2 · derivative.exercise_date: The RSUs are granted under AZZ's 2014 Long Term Incentive Plan (the "2014 Plan") and vest over a three-year period with 1/3rd of the RSUs vesting on each of the first, second and third anniversaries of the grant date. F2 · derivative.expiration_date: The RSUs are granted under AZZ's 2014 Long Term Incentive Plan (the "2014 Plan") and vest over a three-year period with 1/3rd of the RSUs vesting on each of the first, second and third anniversaries of the grant date. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 22:02 UTC | AZZ INC AZZ · Entity 4043 | GrantRestricted Stock Units · Derivative | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-20-000024 · wf-form4_157912571553546.xml · derivative · entry 1 Schlom Philip A · CIK 0001472030 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: COMMON STOCK · 1,523 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock. F2 · derivative.exercise_date: Pursuant to Mr. Schlom's offer letter of employment, he was granted a one-time equity award of 1,523 RSUs on January 14, 2020 that will cliff vest in full on October 21, 2020. F2 · derivative.expiration_date: Pursuant to Mr. Schlom's offer letter of employment, he was granted a one-time equity award of 1,523 RSUs on January 14, 2020 that will cliff vest in full on October 21, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.