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Barbarosh Craig A.

Disclosed activity across 7 companies

Tapewire entity
911
SEC CIK
0001472457

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bazaarvoice IncBV · Entity 169747DirectorFebruary 01, 2018February 05, 2018
Evolent Health, Inc.EVH · Entity 5492DirectorJune 04, 2026June 08, 2026
LIFECORE BIOMEDICAL, INC. \DE\LFCR · Entity 6447DirectorJuly 08, 2024July 10, 2024
ModivCare IncMODV · Entity 76927DirectorDecember 23, 2024January 03, 2025
NEXTGEN HEALTHCARE, INC.NXGN · Entity 108396DirectorNovember 09, 2023November 13, 2023
Sabra Health Care REIT, Inc.SBRA · Entity 886DirectorAugust 31, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bazaarvoice Inc

Report date February 01, 2018 · Filed February 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-02-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-02-01 · Disposition to issuer · Disposed 1,720 · Balance 18,920

F1: Disposed of pursuant to the Agreement and Plan of Merger, by and among BV Parent, LLC, BV Merger Sub, Inc. and Bazaarvoice, Inc. (the "Issuer"), dated November 26, 2017 (as amended, the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $5.50 per share.

Row 2 · 2018-02-01 · Disposition to issuer · Disposed 18,920 · Balance 0

F2: Disposed of pursuant to the Merger Agreement, whereby unvested shares of restricted stock were cancelled in exchange for cash payments in the amount of $5.50 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, by and among BV Parent, LLC, BV Merger Sub, Inc. and Bazaarvoice, Inc. (the "Issuer"), dated November 26, 2017 (as amended, the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $5.50 per share.

F2: Disposed of pursuant to the Merger Agreement, whereby unvested shares of restricted stock were cancelled in exchange for cash payments in the amount of $5.50 per share.

Evolent Health, Inc.

Report date June 04, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect95,031 Reported balance After 2026-06-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 41,096 · Balance 95,031

F1: Represents restricted stock units granted to Mr. Barbarosh pursuant to the Amended and Restated Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2: Securities vest on the earlier of June 4, 2027, and the date of the Company's 2027 annual meeting, subject to the reporting person's continued service on the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to Mr. Barbarosh pursuant to the Amended and Restated Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2: Securities vest on the earlier of June 4, 2027, and the date of the Company's 2027 annual meeting, subject to the reporting person's continued service on the vesting date.

LIFECORE BIOMEDICAL, INC. \DE\

Report date July 08, 2024 · Filed July 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectIn Trust88,073 Reported balance After 2024-07-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-07-08 · Grant · Acquired 30,000 · Balance 88,073

F1: The restricted stock units convert into common stock of Lifecore Biomedical, Inc. on a 1 for 1 basis.

F2: Vests on earlier of the first anniversary of the grant date or the date of the annual meeting of stockholders first held in calendar year 2025, subject to potential acceleration.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units convert into common stock of Lifecore Biomedical, Inc. on a 1 for 1 basis.

F2: Vests on earlier of the first anniversary of the grant date or the date of the annual meeting of stockholders first held in calendar year 2025, subject to potential acceleration.

ModivCare Inc

Report date December 23, 2024 · Filed January 03, 2025

This filing explicitly reported no securities owned.

NEXTGEN HEALTHCARE, INC.

Report date November 09, 2023 · Filed November 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2023-11-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-11-09 · Disposition to issuer · Disposed 67,269 · Balance 0

F1: Includes 10,086 outstanding vested shares of restricted stock.

F2: Pursuant to the Agreement and Plan of Merger, dated September 5, 2023, by and among the Issuer, Next Holdco Co., LLC ("Next Holdco") and Next Merger Sub, Inc. ("Merger Sub"), the Issuer became a wholly owned subsidiary of Next Holdco upon consummation of the merger with Merger Sub on November 9, 2023 (the "Effective Time"). At the Effective Time: (a) each of the Issuer's outstanding shares of common stock, each outstanding restricted stock unit and each outstanding deferred stock unit was cancelled and automatically converted into the right to receive $23.95 in cash; (b) each of the Issuer's outstanding unexercised stock options, whether vested or unvested, was cancelled and converted into the right to receive $23.95 in cash less the applicable per share exercise price; and (c) each of the Issuer's outstanding performance stock units was cancelled and converted into the right to receive $23.95 (with respect to the Issuer shares underlying the portion of such award which had

F3: (Continued from footnote 2) vested), and, with respect to any portion of such award the vesting of which remained subject to achievement of performance objectives as of October 4, 2023, $23.95 for each Issuer share underlying the portion of the award that would vest as a result of the Merger in accordance with the terms and conditions of the applicable award agreement, which for the units granted in 2020 assumed performance achievement at the "maximum" level; for the units granted in 2021, assumed performance achievement above "target" with partial achievement of the next stock price hurdle; and for the units granted in 2022, assumed performance achievement at 140% of the "target" level.

F4: The ownership form includes both direct and indirect holdings.

F5: Indirect ownership includes the holdings of the The Barbarosh Family Trust established May 29, 2007.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-11-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-11-09 · Disposition to issuer · Disposed 9,483 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger, dated September 5, 2023, by and among the Issuer, Next Holdco Co., LLC ("Next Holdco") and Next Merger Sub, Inc. ("Merger Sub"), the Issuer became a wholly owned subsidiary of Next Holdco upon consummation of the merger with Merger Sub on November 9, 2023 (the "Effective Time"). At the Effective Time: (a) each of the Issuer's outstanding shares of common stock, each outstanding restricted stock unit and each outstanding deferred stock unit was cancelled and automatically converted into the right to receive $23.95 in cash; (b) each of the Issuer's outstanding unexercised stock options, whether vested or unvested, was cancelled and converted into the right to receive $23.95 in cash less the applicable per share exercise price; and (c) each of the Issuer's outstanding performance stock units was cancelled and converted into the right to receive $23.95 (with respect to the Issuer shares underlying the portion of such award which had

F3: (Continued from footnote 2) vested), and, with respect to any portion of such award the vesting of which remained subject to achievement of performance objectives as of October 4, 2023, $23.95 for each Issuer share underlying the portion of the award that would vest as a result of the Merger in accordance with the terms and conditions of the applicable award agreement, which for the units granted in 2020 assumed performance achievement at the "maximum" level; for the units granted in 2021, assumed performance achievement above "target" with partial achievement of the next stock price hurdle; and for the units granted in 2022, assumed performance achievement at 140% of the "target" level.

F6: The Deferred Stock Units credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of (i) the date or event elected by the reporting person, (ii) within 90 days following the participant's separation from service as defined under the Deferred Compensation Plan, or (ii) upon death, disability or change in control as defined under the Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 10,086 outstanding vested shares of restricted stock.

F2: Pursuant to the Agreement and Plan of Merger, dated September 5, 2023, by and among the Issuer, Next Holdco Co., LLC ("Next Holdco") and Next Merger Sub, Inc. ("Merger Sub"), the Issuer became a wholly owned subsidiary of Next Holdco upon consummation of the merger with Merger Sub on November 9, 2023 (the "Effective Time"). At the Effective Time: (a) each of the Issuer's outstanding shares of common stock, each outstanding restricted stock unit and each outstanding deferred stock unit was cancelled and automatically converted into the right to receive $23.95 in cash; (b) each of the Issuer's outstanding unexercised stock options, whether vested or unvested, was cancelled and converted into the right to receive $23.95 in cash less the applicable per share exercise price; and (c) each of the Issuer's outstanding performance stock units was cancelled and converted into the right to receive $23.95 (with respect to the Issuer shares underlying the portion of such award which had

F3: (Continued from footnote 2) vested), and, with respect to any portion of such award the vesting of which remained subject to achievement of performance objectives as of October 4, 2023, $23.95 for each Issuer share underlying the portion of the award that would vest as a result of the Merger in accordance with the terms and conditions of the applicable award agreement, which for the units granted in 2020 assumed performance achievement at the "maximum" level; for the units granted in 2021, assumed performance achievement above "target" with partial achievement of the next stock price hurdle; and for the units granted in 2022, assumed performance achievement at 140% of the "target" level.

F4: The ownership form includes both direct and indirect holdings.

F5: Indirect ownership includes the holdings of the The Barbarosh Family Trust established May 29, 2007.

F6: The Deferred Stock Units credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of (i) the date or event elected by the reporting person, (ii) within 90 days following the participant's separation from service as defined under the Deferred Compensation Plan, or (ii) upon death, disability or change in control as defined under the Deferred Compensation Plan.

Sabra Health Care REIT, Inc.

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,580 Reported balance After 2026-08-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-31 · Grant · Acquired 791 · Balance 54,580

F1: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2: Consists of 7,027 unvested stock units and 47,553 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Common StockSEC Table I · non-derivativeIndirectBy The Barbarosh Family Trust104,453 Reported balance Holding disclosure · report date 2026-08-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 104,453

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2: Consists of 7,027 unvested stock units and 47,553 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARATANA THERAPEUTICS, INC.

Report date July 18, 2019 · Filed July 18, 2019

Section 16 reporting ended · disclosed 2019-07-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-18 transaction · row 1
1 source row

Row 1 · 2019-07-18 · Disposition to issuer · Disposed 4,500 · Balance 0

F1: On July 18, 2019, pursuant to that certain Agreement and Plan of Merger dated April 26, 2019 (the "Merger Agreement") among Aratana Therapeutics, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Elanco Athens, Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Elanco Athens"), Elanco Athens merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Elanco. Pursuant to the Merger Agreement, each outstanding share of Company common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive (A) 0.1481 validly issued, fully paid and non-assessable shares of Elanco common stock (the "Stock Consideration"), having a market value of $4.91 on the effective date of the Merger, (B) one contingent value right, which represents the contractual right to receive a contingent cash (continued in footnote 2)

F2: (continued from footnote 1) payment of $0.25 per share of Company common stock if a specified milestone is achieved within agreed time periods, subject to and in accordance with the CVR Agreement, dated July 18, 2019, by and among Elanco, Broadridge Corporate Issuer Solutions, Inc., and UMB Bank, National Association (together with the Stock Consideration, the "Merger Consideration").

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of all outstanding unvested Company restricted stock awards was accelerated in full and each such restricted stock award was cancelled and terminated as of the effective time of the Merger. Each holder of a Company restricted stock award received the right to the Merger Consideration due with respect to the shares of Company common stock received in exchange for such accelerated restricted stock awards.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.34Direct0 Reported balance After 2019-07-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-18 · Disposition to issuer · Disposed 30,000 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.80Direct0 Reported balance After 2019-07-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-18 · Disposition to issuer · Disposed 7,500 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Filing footnotes · ownership attribution and instrument terms

F1: On July 18, 2019, pursuant to that certain Agreement and Plan of Merger dated April 26, 2019 (the "Merger Agreement") among Aratana Therapeutics, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Elanco Athens, Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Elanco Athens"), Elanco Athens merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Elanco. Pursuant to the Merger Agreement, each outstanding share of Company common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive (A) 0.1481 validly issued, fully paid and non-assessable shares of Elanco common stock (the "Stock Consideration"), having a market value of $4.91 on the effective date of the Merger, (B) one contingent value right, which represents the contractual right to receive a contingent cash (continued in footnote 2)

F2: (continued from footnote 1) payment of $0.25 per share of Company common stock if a specified milestone is achieved within agreed time periods, subject to and in accordance with the CVR Agreement, dated July 18, 2019, by and among Elanco, Broadridge Corporate Issuer Solutions, Inc., and UMB Bank, National Association (together with the Stock Consideration, the "Merger Consideration").

F3: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of all outstanding unvested Company restricted stock awards was accelerated in full and each such restricted stock award was cancelled and terminated as of the effective time of the Merger. Each holder of a Company restricted stock award received the right to the Merger Consideration due with respect to the shares of Company common stock received in exchange for such accelerated restricted stock awards.

F4: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 2, 2021 21:42 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0001862128-21-000094 · wf-form4_163848133252438.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,882

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 3,916 unvested stock units and 43,966 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 16:57 UTC NEXTGEN HEALTHCARE, INC. NXGN · Entity 108396 GrantCommon Stock 14,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062955 · doc4.xml · nonDerivative · entry 2

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,183

Read SEC document
November 02, 2021 Filed Nov 4, 2021 16:57 UTC NEXTGEN HEALTHCARE, INC. NXGN · Entity 108396 SaleCommon Stock 9,000 $16.54 $148,865.40
Disclosure

SEC source: 0001209191-21-062955 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,946

F1 · kind: Pursuant to a 10b5-1(c) plan adopted by the reporting person on March 12, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.345 to $16.69. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its stockholders upon request.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:19 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 624 $0.00 $0.00
Disclosure

SEC source: 0001862128-21-000068 · wf-form4_163061396788383.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,792

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 5,465 unvested stock units and 42,327 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 21:01 UTC NEXTGEN HEALTHCARE, INC. NXGN · Entity 108396 SaleCommon Stock 9,000 $16.14 $145,224.00
Disclosure

SEC source: 0001209191-21-049507 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,946

F1 · kind: Pursuant to a 10b5-1(c) plan adopted by the reporting person on March 12, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.87 to $16.27. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its stockholders upon request.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 18:49 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 6,438 $0.00 $0.00
Disclosure

SEC source: 0001862128-21-000041 · wf-form4_162395578576559.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,015

F1 · shares: Grant of restricted stock units under the Issuer's 2009 Performance Incentive Plan. The units vest in equal monthly installments beginning July 16, 2021 and ending on the earlier of June 15, 2022 or the day before the date of the next annual stockholders' meeting.

F2 · balance_after: Consists of 6,438 unvested stock units and 41,577 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:46 UTC Evolent Health, Inc. EVH · Entity 5492 GrantClass A Common Stock 7,785 $0.00 $0.00
Disclosure

SEC source: 0001628908-21-000082 · wf-form4_162370720309393.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,634

F1 · security: Represents restricted stock units granted to Mr. Barbarosh pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest on the earlier of June 10, 2022 and the date of the company's 2022 annual meeting, subject to the reporting person's continued service on the vesting date.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 23:58 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 GrantRestricted Stock Unit · Derivative 7,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001569 · primary_01.xml · derivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,059

Underlying: Common Stock · 7,059 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:06 UTC NEXTGEN HEALTHCARE, INC. NXGN · Entity 108396 SaleCommon Stock 9,000 $16.56 $149,065.20
Disclosure

SEC source: 0001209191-21-037124 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,946

F1 · kind: Pursuant to a 10b5-1(c) plan adopted by the reporting person on March 12, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.145 to $16.76. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its stockholders upon request.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:08 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 8,303 $11.64 $96,646.92
Disclosure

SEC source: 0001593968-21-001525 · primary_01.xml · derivative · entry 2

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,303 shares

Expires 2021-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on June 1, 2020.

F3 · derivative.exercise_date: The restricted stock units vested on June 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vested on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:08 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 GrantCommon Stock 8,303 $11.64 $96,646.92
Disclosure

SEC source: 0001593968-21-001525 · primary_01.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect

Disclosed balance after: 13,804

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 18:14 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 454 $0.00 $0.00
Disclosure

SEC source: 0001862128-21-000021 · wf-form4_162265766183631.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,577

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 633 unvested stock units and 40,944 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

Read SEC document
April 12, 2021 Filed Apr 13, 2021 16:29 UTC NEXTGEN HEALTHCARE, INC. NXGN · Entity 108396 SaleCommon Stock 9,000 $18.70 $168,342.30
Disclosure

SEC source: 0001209191-21-026440 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,946

F1 · kind: Pursuant to a 10b5-1(c) plan adopted by the reporting person on March 12, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.58 to $18.8450. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its stockholders upon request.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 00:55 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001510192-21-000039 · wf-form4_161473293584409.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,994

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 2,487 unvested stock units and 39,507 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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January 04, 2021 Filed Jan 6, 2021 23:56 UTC Evolent Health, Inc. EVH · Entity 5492 GrantClass A Common Stock 3,849 $0.00 $0.00
Disclosure

SEC source: 0001628908-21-000002 · wf-form4_160997736594444.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

F1 · security: Represents restricted stock units granted to Mr. Barbarosh pursuant to the Evolent Health, Inc. 2015 Omnibus Incentive Compensation Plan.

F2 · shares: Securities vest on the earlier of January 4, 2022 and the date of the Company's 2021 annual meeting, subject to the reporting person's continued service on the vesting date.

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November 30, 2020 Filed Dec 3, 2020 00:37 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 464 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000127 · wf-form4_160695586189185.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,407

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 4,276 unvested stock units and 38,131 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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October 15, 2020 Filed Oct 19, 2020 20:13 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 5,501 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-002067 · primary_01.xml · derivative · entry 2

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,501 shares

Expires 2020-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on October 15, 2019.

F3 · derivative.exercise_date: The restricted stock units vested on October 15, 2020.

F3 · derivative.expiration_date: The restricted stock units vested on October 15, 2020.

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October 15, 2020 Filed Oct 19, 2020 20:13 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 GrantCommon Stock 5,501 $10.36 $56,990.36
Disclosure

SEC source: 0001593968-20-002067 · primary_01.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect

Disclosed balance after: 5,501

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

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August 31, 2020 Filed Sep 2, 2020 22:46 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000106 · wf-form4_159908676225262.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,697

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 5,999 unvested stock units and 36,698 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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August 18, 2020 Filed Aug 19, 2020 16:30 UTC NEXTGEN HEALTHCARE, INC. NXGN · Entity 108396 GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047496 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,946

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June 09, 2020 Filed Jun 12, 2020 01:40 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 7,055 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000084 · wf-form4_159192601337870.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,830

F1 · shares: Grant of restricted stock units under the Issuer's 2009 Performance Incentive Plan. The units vest in equal monthly installments beginning July 9, 2020 and ending on the earlier of June 8, 2020 or the day before the date of the next annual stockholders' meeting.

F2 · balance_after: Consists of 7,055 unvested stock units and 35,775 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 01, 2020 Filed Jun 2, 2020 22:30 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 8,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-008856 · wf-form4_159113700128431.xml · derivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,303

Underlying: Common Stock · 8,303 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

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May 29, 2020 Filed Jun 2, 2020 20:33 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 390 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000068 · wf-form4_159113000153784.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,775

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 532 unvested stock units and 35,243 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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February 28, 2020 Filed Mar 4, 2020 00:29 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000038 · wf-form4_158328174842252.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,875

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 2,085 unvested stock units and 33,790 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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December 31, 2019 Filed Jan 2, 2020 23:18 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0001510192-20-000003 · wf-form4_157800709136826.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,480

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or December 31, 2024.

F2 · balance_after: Consists of 3,058 unvested stock units and 32,422 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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November 29, 2019 Filed Dec 4, 2019 00:27 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000144 · wf-form4_157541923010582.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,844

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 3,568 unvested stock units and 31,276 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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October 15, 2019 Filed Oct 17, 2019 19:14 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 5,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012369 · wf-form4_157133961156225.xml · derivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,501

Underlying: Common Stock · 5,501 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

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September 30, 2019 Filed Oct 1, 2019 21:41 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000126 · wf-form4_156996606381150.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,505

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or September 30, 2024.

F2 · balance_after: Consists of 4,497 unvested stock units and 30,008 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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August 30, 2019 Filed Sep 4, 2019 22:07 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 343 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000114 · wf-form4_156763485883520.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,085

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Consists of 4,998 unvested stock units and 29,087 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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August 15, 2019 Filed Aug 16, 2019 17:49 UTC NEXTGEN HEALTHCARE, INC. NXGN · Entity 108396 GrantCommon Stock 14,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046385 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 85,240

F1 · ownership.nature: The Barbarosh Family Trust established May 29, 2007

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July 18, 2019 Filed Jul 18, 2019 23:40 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 Disposition to issuerStock Option (Right to Buy) · Derivative 7,500 Not disclosed Strike: $4.80 Not disclosed
Disclosure

SEC source: 0001209191-19-042716 · doc4.xml · derivative · entry 3

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F4 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

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July 18, 2019 Filed Jul 18, 2019 23:40 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 Disposition to issuerStock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $5.34 Not disclosed
Disclosure

SEC source: 0001209191-19-042716 · doc4.xml · derivative · entry 2

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of each outstanding Company option was accelerated in full and each such option was net exercised and immediately cancelled and terminated. Each holder of such a Company option was treated as holding the number of shares of Company common stock issuable upon exercise of the option in full multiplied by the Net Exercise Ratio (as defined in the Merger Agreement), and received the right to the Merger Consideration with respect to such shares.

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July 18, 2019 Filed Jul 18, 2019 23:40 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 Disposition to issuerCommon Stock 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-042716 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On July 18, 2019, pursuant to that certain Agreement and Plan of Merger dated April 26, 2019 (the "Merger Agreement") among Aratana Therapeutics, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Elanco Athens, Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Elanco Athens"), Elanco Athens merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Elanco. Pursuant to the Merger Agreement, each outstanding share of Company common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive (A) 0.1481 validly issued, fully paid and non-assessable shares of Elanco common stock (the "Stock Consideration"), having a market value of $4.91 on the effective date of the Merger, (B) one contingent value right, which represents the contractual right to receive a contingent cash (continued in footnote 2)

F2 · shares: (continued from footnote 1) payment of $0.25 per share of Company common stock if a specified milestone is achieved within agreed time periods, subject to and in accordance with the CVR Agreement, dated July 18, 2019, by and among Elanco, Broadridge Corporate Issuer Solutions, Inc., and UMB Bank, National Association (together with the Stock Consideration, the "Merger Consideration").

F3 · shares: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Merger, the vesting of all outstanding unvested Company restricted stock awards was accelerated in full and each such restricted stock award was cancelled and terminated as of the effective time of the Merger. Each holder of a Company restricted stock award received the right to the Merger Consideration due with respect to the shares of Company common stock received in exchange for such accelerated restricted stock awards.

F1 · price: On July 18, 2019, pursuant to that certain Agreement and Plan of Merger dated April 26, 2019 (the "Merger Agreement") among Aratana Therapeutics, Inc. (the "Company"), Elanco Animal Health Incorporated ("Elanco") and Elanco Athens, Inc., a Delaware corporation and a direct wholly owned subsidiary of Elanco ("Elanco Athens"), Elanco Athens merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Elanco. Pursuant to the Merger Agreement, each outstanding share of Company common stock (other than certain excluded shares as described in the Merger Agreement) was converted into the right to receive (A) 0.1481 validly issued, fully paid and non-assessable shares of Elanco common stock (the "Stock Consideration"), having a market value of $4.91 on the effective date of the Merger, (B) one contingent value right, which represents the contractual right to receive a contingent cash (continued in footnote 2)

F2 · price: (continued from footnote 1) payment of $0.25 per share of Company common stock if a specified milestone is achieved within agreed time periods, subject to and in accordance with the CVR Agreement, dated July 18, 2019, by and among Elanco, Broadridge Corporate Issuer Solutions, Inc., and UMB Bank, National Association (together with the Stock Consideration, the "Merger Consideration").

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June 28, 2019 Filed Jul 4, 2019 01:37 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 1,269 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000092 · wf-form4_156220426465393.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,742

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or June 28, 2024.

F2 · balance_after: Consists of 5,876 unvested stock units and 27,866 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 21, 2019 Filed Jun 25, 2019 18:19 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 5,876 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000075 · wf-form4_156148676589419.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,018

F1 · shares: Grant of restricted stock units under the Issuer's 2009 Performance Incentive Plan. The units vest in equal monthly installments beginning July 21, 2019 and ending on the earlier of June 20, 2020 or the day before the date of the next annual stockholders' meeting.

F2 · balance_after: Consists of 5,876 unvested stock units and 27,142 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 06, 2019 Filed Jun 7, 2019 21:47 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001209191-19-035627 · doc4.xml · derivative · entry 2

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-06-05

F1 · derivative.exercise_date: Vests on the earlier of (i) the first anniversary of the date of grant and (ii) the day immediately preceding the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to continued service as a member of the Board of Directors of the Issuer through such vesting date.

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June 06, 2019 Filed Jun 7, 2019 21:47 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035627 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
May 31, 2019 Filed Jun 4, 2019 23:18 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000067 · wf-form4_155969027776924.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,266

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 446 unvested stock units and 26,696 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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March 29, 2019 Filed Apr 1, 2019 21:20 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 1,284 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000048 · wf-form4_155415359544475.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,026

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or March 29, 2024.

F2 · balance_after: Includes 1,310 unvested stock units and 25,592 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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February 28, 2019 Filed Mar 5, 2019 02:49 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000031 · wf-form4_155175414922869.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,742

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 1,749 unvested stock units and 24,429 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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December 31, 2018 Filed Jan 4, 2019 01:46 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 1,213 $0.00 $0.00
Disclosure

SEC source: 0001510192-19-000009 · wf-form4_154656634379495.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,490

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or December 31, 2023.

F2 · balance_after: Includes 2,562 unvested stock units and 23,364 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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November 30, 2018 Filed Dec 4, 2018 18:21 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001510192-18-000128 · wf-form4_154394766946613.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,277

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 2,990 unvested stock units and 22,320 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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September 28, 2018 Filed Oct 2, 2018 16:33 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 865 $0.00 $0.00
Disclosure

SEC source: 0001510192-18-000113 · wf-form4_153849798903472.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,047

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or September 28, 2023.

F2 · balance_after: Includes 3,758 unvested stock units and 21,322 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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August 31, 2018 Filed Sep 5, 2018 22:21 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001510192-18-000100 · wf-form4_153618608580225.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,182

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 4,176 unvested stock units and 20,718 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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August 14, 2018 Filed Aug 15, 2018 16:57 UTC NEXTGEN HEALTHCARE, INC. QSII · Entity 108396 GrantCommon Stock 8,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046841 · doc4.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 71,053

F1 · ownership.nature: The Barbarosh Family Trust established May 29, 2007

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June 29, 2018 Filed Jul 3, 2018 21:29 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 920 $0.00 $0.00
Disclosure

SEC source: 0001510192-18-000086 · wf-form4_153065337862610.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,998

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or June 29, 2023.

F2 · balance_after: Includes 4,918 unvested stock units and 19,792 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 21, 2018 Filed Jun 21, 2018 23:41 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 4,918 $0.00 $0.00
Disclosure

SEC source: 0001510192-18-000077 · wf-form4_152962448318883.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,078

F1 · shares: Grant of restricted stock units under the Issuer's 2009 Performance Incentive Plan. The units vest in equal monthly installments beginning July 21, 2018 and ending on the earlier of June 20, 2019 or the day before the date of the next annual stockholders' meeting.

F2 · balance_after: Includes 4,918 unvested stock units and 19,470 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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May 31, 2018 Filed Jun 5, 2018 01:57 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001510192-18-000061 · wf-form4_152816385585397.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,160

F1 · shares: Represents stock units credited to the reporting person in the form of dividend equivalent payments on stock units previously granted to the reporting person that are outstanding under the Issuer's 2009 Performance Incentive Plan, calculated on the basis of the market value of the Issuer's common stock on the dividend payment date. These units will vest and become payable on the same terms as the original stock units to which they relate.

F2 · balance_after: Includes 395 unvested stock units and 19,075 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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May 18, 2018 Filed May 22, 2018 21:37 UTC ARATANA THERAPEUTICS, INC. PETX · Entity 155913 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $5.34 $0.00
Disclosure

SEC source: 0001209191-18-032373 · doc4.xml · derivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-05-17

F1 · derivative.exercise_date: Vests in four equal installments on each of the first four anniversaries of the grant date, subject to continued service to the Issuer through the applicable vesting dates.

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March 30, 2018 Filed Apr 3, 2018 13:31 UTC Sabra Health Care REIT, Inc. SBRA · Entity 886 GrantCommon Stock 1,133 $0.00 $0.00
Disclosure

SEC source: 0001510192-18-000049 · wf-form4_152276225566017.xml · nonDerivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,059

F1 · shares: Represents stock units received by the reporting person in lieu of quarterly director fees pursuant to an election under the Issuer's Non-Employee Directors Stock-For-Fees Program. The units are fully vested and are payable in an equivalent number of shares of the Issuer's Common Stock on or within sixty (60) days following the earlier of the reporting person's separation from service or March 30, 2023.

F2 · balance_after: Includes 1,163 unvested stock units and 18,206 stock units that have vested but the payment of which has been deferred. Each stock unit represents the right to receive one share of the Issuer's Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.