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Antara Capital LP

Disclosed activity across 5 companies

Tapewire entity
91162
SEC CIK
0001750183

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aedis Energy Inc.CLIN · Entity 877610% ownerMay 30, 2023June 10, 2023
EVO Transportation & Energy Services, Inc.EVOA · Entity 10920310% ownerDecember 31, 2020February 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aedis Energy Inc.

Report date May 30, 2023 · Filed June 10, 2023

Jointly reported with Antara Capital GP LLC, Gulati Himanshu

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stock, $0.0001 par value per shareSEC Table I · non-derivativeIndirectSee Footnotes1,000,000 Reported balance Holding disclosure · report date 2023-05-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,000,000

F1: This Form 3 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") relating to the shares of Class A Common Stock held directly by Antara Capital Total Return SPAC Master Fund LP, a Cayman Islands exempted limited partnership ("SPAC Master Fund").

F2: Antara Capital serves as the investment manager of SPAC Master Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the managing member of Antara GP. Because of the foregoing relationships each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by SPAC Master Fund and each disclaims beneficial ownership of all such securities except to the extent of their respective pecuniary interest therein.

F3: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") relating to the shares of Class A Common Stock held directly by Antara Capital Total Return SPAC Master Fund LP, a Cayman Islands exempted limited partnership ("SPAC Master Fund").

F2: Antara Capital serves as the investment manager of SPAC Master Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the managing member of Antara GP. Because of the foregoing relationships each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by SPAC Master Fund and each disclaims beneficial ownership of all such securities except to the extent of their respective pecuniary interest therein.

F3: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

EVO Transportation & Energy Services, Inc.

Report date December 31, 2020 · Filed February 17, 2022 · Amendment

Jointly reported with Antara Capital GP LLC, Gulati Himanshu

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,138,505 Last balance in matching sequence After 2021-01-03 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-01-03 · Other · Acquired 1,066,732 · Balance 1,066,732

F1: These shares of Common Stock of EVO Transportation & Energy Services, Inc. ("EVO") were issued pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent in settlement of defaults under loan documents.

F2: The total number of shares of Common Stock beneficially owned by the Reporting Persons (defined below) after the transactions described in this Form 4 consists of (i) 1,066,732 shares held directly by Antara Master Fund (as defined below) and (ii) 71,773 shares held by a managed account for which Antara Capital (defined below) serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Row 2 · 2021-01-03 · Other · Acquired 71,773 · Balance 1,138,505

F1: These shares of Common Stock of EVO Transportation & Energy Services, Inc. ("EVO") were issued pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent in settlement of defaults under loan documents.

F2: The total number of shares of Common Stock beneficially owned by the Reporting Persons (defined below) after the transactions described in this Form 4 consists of (i) 1,066,732 shares held directly by Antara Master Fund (as defined below) and (ii) 71,773 shares held by a managed account for which Antara Capital (defined below) serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2030-12-31IndirectSee Footnotes9,814,564 Reported balance After 2020-12-31 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2020-12-31 · Other · Acquired 908,012 · Balance 9,814,564

F5: The warrants were issued pursuant to the terms of the Omnibus Amendment in settlement of defaults under loan documents.

F6: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,466,655 warrants held directly by Antara Master Fund and (ii) 409,003 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2030-12-31IndirectSee Footnotes9,875,658 Reported balance After 2020-12-31 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2020-12-31 · Other · Acquired 61,094 · Balance 9,875,658

F5: The warrants were issued pursuant to the terms of the Omnibus Amendment in settlement of defaults under loan documents.

F6: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,466,655 warrants held directly by Antara Master Fund and (ii) 409,003 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock of EVO Transportation & Energy Services, Inc. ("EVO") were issued pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent in settlement of defaults under loan documents.

F2: The total number of shares of Common Stock beneficially owned by the Reporting Persons (defined below) after the transactions described in this Form 4 consists of (i) 1,066,732 shares held directly by Antara Master Fund (as defined below) and (ii) 71,773 shares held by a managed account for which Antara Capital (defined below) serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F5: The warrants were issued pursuant to the terms of the Omnibus Amendment in settlement of defaults under loan documents.

F6: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,466,655 warrants held directly by Antara Master Fund and (ii) 409,003 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F7: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AMC ENTERTAINMENT HOLDINGS, INC.

Report date June 28, 2023 · Filed June 29, 2023

Jointly reported with Antara Capital Fund GP LLC, Antara Capital Master Fund LP, Antara Capital GP LLC, Gulati Himanshu

Section 16 reporting ended · disclosed 2023-06-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
AMC Preferred Equity UnitsSEC Table I · non-derivativeIndirectSee Footnotes93,911,906 Last balance in matching sequence After 2023-06-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2023-06-28 · Sale · Disposed 1,326,500 · Balance 100,578,806

F1: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3: The securities are held directly by Antara Master Fund.

F4: This report shall not be deemed an admission that the Reporting Persons or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Row 2 · 2023-06-28 · Sale · Disposed 6,666,900 · Balance 93,911,906

F1: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3: The securities are held directly by Antara Master Fund.

F4: This report shall not be deemed an admission that the Reporting Persons or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Put Option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2023-09-15IndirectSee Footnotes61,264 Reported balance After 2023-06-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-06-28 · Purchase · Acquired 7,284 · Balance 61,264

F1: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3: The securities are held directly by Antara Master Fund.

F4: This report shall not be deemed an admission that the Reporting Persons or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Put Option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2023-08-18IndirectSee Footnotes52,014 Reported balance After 2023-06-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-06-28 · Purchase · Acquired 7,284 · Balance 52,014

F1: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3: The securities are held directly by Antara Master Fund.

F4: This report shall not be deemed an admission that the Reporting Persons or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Put Option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2023-07-28IndirectSee Footnotes7,621 Reported balance After 2023-06-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-06-28 · Purchase · Acquired 5,227 · Balance 7,621

F1: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3: The securities are held directly by Antara Master Fund.

F4: This report shall not be deemed an admission that the Reporting Persons or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3: The securities are held directly by Antara Master Fund.

F4: This report shall not be deemed an admission that the Reporting Persons or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Section 16 reporting ended · disclosed 2024-05-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee Footnotes477,500 Reported balance After 2023-04-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-04-27 · Sale · Disposed 477,600 · Balance 477,500

F1: The sale reported in this Form 4 occurred on April 27, 2023, in an open market by Antara Capital Master Fund LP ("Antara Master Fund").

F2: Following the reported transaction, 477,500 shares of Class A Common Stock were held directly by Antara Capital Total Return SPAC Master Fund LP ("Antara SPAC Fund").

F3: This Form 4 is being filed on behalf of (i) Antara Master Fund, a Cayman Islands exempted limited partnership, (ii) Antara SPAC Fund, a Cayman Islands exempted limited partnership, (iii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iv) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (v) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP"), (vi) Antara Capital Total Return SPAC Fund GP LLC, a Delaware limited liability company ("SPAC Fund GP"), and (vi) Himanshu Gulati (collectively, the "Reporting Persons").

F4: Antara Capital serves as the investment manager of Antara Master Fund and Antara SPAC Fund. Antara Fund GP is the general partner of Antara Master Fund, SPAC Fund GP is the general partner of Antara SPAC Fund, and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP, SPAC Fund GP, and Antara GP. Because of the foregoing relationships each of Antara Capital and as a result of the sales reported under (1) and (2), Antara GP, Antara Fund GP, SPAC Fund GP and Himanshu Gulati may no longer be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and/or Antara SPAC Fund.

F5: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 occurred on April 27, 2023, in an open market by Antara Capital Master Fund LP ("Antara Master Fund").

F2: Following the reported transaction, 477,500 shares of Class A Common Stock were held directly by Antara Capital Total Return SPAC Master Fund LP ("Antara SPAC Fund").

F3: This Form 4 is being filed on behalf of (i) Antara Master Fund, a Cayman Islands exempted limited partnership, (ii) Antara SPAC Fund, a Cayman Islands exempted limited partnership, (iii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iv) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (v) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP"), (vi) Antara Capital Total Return SPAC Fund GP LLC, a Delaware limited liability company ("SPAC Fund GP"), and (vi) Himanshu Gulati (collectively, the "Reporting Persons").

F4: Antara Capital serves as the investment manager of Antara Master Fund and Antara SPAC Fund. Antara Fund GP is the general partner of Antara Master Fund, SPAC Fund GP is the general partner of Antara SPAC Fund, and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP, SPAC Fund GP, and Antara GP. Because of the foregoing relationships each of Antara Capital and as a result of the sales reported under (1) and (2), Antara GP, Antara Fund GP, SPAC Fund GP and Himanshu Gulati may no longer be deemed to indirectly beneficially own the securities held directly by Antara Master Fund and/or Antara SPAC Fund.

F5: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

United Homes Group, Inc.

Report date June 23, 2023 · Filed June 26, 2023

Jointly reported with Antara Capital GP LLC, Gulati Himanshu

Section 16 reporting ended · disclosed 2023-06-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,126,872 Reported balance After 2023-06-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-06-23 · Sale · Disposed 123,128 · Balance 1,126,872

F1: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares of Class A Common Stock held by Antara Capital Total Return SPAC Master Fund LP, a Cayman Islands exempted limited partnership ("SPAC Master Fund"). Antara GP is the general partner of Antara Capital. Antara Capital serves as the investment manager of the SPAC Master Fund. Himanshu Gulati is the sole member of Antara GP.

F2: Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the shares of Class A Common Stock held directly by the SPAC Master Fund and each disclaims beneficial ownership of all such shares of Class A Common Stock except to the extent of any indirect pecuniary interest therein.

F3: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares of Class A Common Stock held by Antara Capital Total Return SPAC Master Fund LP, a Cayman Islands exempted limited partnership ("SPAC Master Fund"). Antara GP is the general partner of Antara Capital. Antara Capital serves as the investment manager of the SPAC Master Fund. Himanshu Gulati is the sole member of Antara GP.

F2: Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the shares of Class A Common Stock held directly by the SPAC Master Fund and each disclaims beneficial ownership of all such shares of Class A Common Stock except to the extent of any indirect pecuniary interest therein.

F3: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2023 Filed Feb 22, 2023 01:36 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherPut Option (obligation to buy) · Derivative 34,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-007876 · form4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,000 shares

Expires 2023-02-21

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 01:36 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherPut Option (obligation to buy) · Derivative 33,500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001140361-23-007876 · form4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,500 shares

Expires 2023-02-21

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:01 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleTotal Return Swap · Derivative 100,000 $5.84 $584,000.00
Disclosure

SEC source: 0001140361-23-008312 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherPut Option (obligation to buy) · Derivative 87,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-017833 · form4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,750,000 shares

Expires 2023-02-21

F7 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 4 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherPut Option (obligation to buy) · Derivative 34,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-017833 · form4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,400,000 shares

Expires 2023-02-21

F6 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 21, 2023 Filed Apr 11, 2023 22:08 UTC Amendment AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherPut Option (obligation to buy) · Derivative 33,500 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001140361-23-017833 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,350,000 shares

Expires 2023-02-21

F5 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 21, 2023. This line amends and restates Table II, Line 2 of the Form 4 to correct the amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:36 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleTotal Return Swap · Derivative 200,000 $5.33 $1,066,000.00
Disclosure

SEC source: 0001140361-23-007876 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 600,000

Underlying: Class A Common Stock · 200,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleTotal Return Swap · Derivative 83,333 $5.28 $439,998.24
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 11

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 800,000

Underlying: Class A Common Stock · 83,333 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleTotal Return Swap · Derivative 20,000 $5.24 $104,800.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 10

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 883,333

Underlying: Class A Common Stock · 200,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleTotal Return Swap · Derivative 316,667 $4.93 $1,561,168.31
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 9

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,083,333

Underlying: Class A Common Stock · 12,100 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleTotal Return Swap · Derivative 100,000 $4.62 $462,000.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 8

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,400,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleAMC Preferred Equity Units 879,600 $2.46 $2,163,816.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · nonDerivative · entry 6

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 227,232,507

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleAMC Preferred Equity Units 16,677,800 $2.46 $41,027,388.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · nonDerivative · entry 5

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 228,112,107

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 14, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleClass A Common Stock 287,789 $4.56 $1,312,548.07
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · nonDerivative · entry 5

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 14, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleTotal Return Swap · Derivative 500,000 $4.47 $2,235,000.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · derivative · entry 7

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,500,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2024-02-03

F5 · security: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F5 · derivative.exercise_price: Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 14, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleAMC Preferred Equity Units 2,965,910 $2.40 $7,118,184.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · nonDerivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 244,789,907

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 14, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleAMC Preferred Equity Units 488,650 $2.39 $1,167,873.50
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · nonDerivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 247,755,817

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 14, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleAMC Preferred Equity Units 488,650 $2.40 $1,172,760.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · nonDerivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 248,244,467

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 14, 2023 Filed Feb 17, 2023 01:27 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleAMC Preferred Equity Units 977,300 $2.41 $2,355,293.00
Disclosure

SEC source: 0001140361-23-007534 · form4.xml · nonDerivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 248,733,117

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherPut Option · Derivative 37,908 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · derivative · entry 9

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 37,908 shares

Expires 2023-02-13

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 13, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleClass A Common Stock 401,589 $4.66 $1,871,605.53
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · nonDerivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 287,789

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 13, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleClass A Common Stock 671,633 $4.72 $3,172,928.62
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · nonDerivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 689,378

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 13, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleAMC Preferred Equity Units 2,973,400 $2.42 $7,195,628.00
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · nonDerivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 249,710,417

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 13, 2023 Filed Apr 11, 2023 22:01 UTC Amendment AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherPut Option (obligation to buy) · Derivative 37,908 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001140361-23-017830 · form4.xml · derivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,790,800 shares

Expires 2023-02-13

F8 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 14, 2023. This line amends and restates Table II, Line 4 of the Form 4 to correct the title of the derivative security and amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 SaleClass A Common Stock 3,638,989 $4.79 $17,428,210.02
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · nonDerivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,361,011

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 09, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherCall Option · Derivative 12,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · derivative · entry 8

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,100 shares

Expires 2023-02-09

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 09, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherCall Option · Derivative 10,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · derivative · entry 7

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2023-02-09

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 09, 2023 Filed Feb 15, 2023 02:28 UTC AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherCall Option · Derivative 30,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001140361-23-007095 · form4.xml · derivative · entry 6

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2023-02-09

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
February 09, 2023 Filed Apr 11, 2023 22:01 UTC Amendment AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherCall Option (obligation to sell) · Derivative 12,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001140361-23-017830 · form4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,210,000 shares

Expires 2023-02-09

F7 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 14, 2023. This line amends and restates Table II, Line 3 of the Form 4 to correct the title of the derivative security and amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 09, 2023 Filed Apr 11, 2023 22:01 UTC Amendment AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherCall Option (obligation to sell) · Derivative 10,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001140361-23-017830 · form4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000,000 shares

Expires 2023-02-09

F6 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 14, 2023. This line amends and restates Table II, Line 2 of the Form 4 to correct the title of the derivative security and amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 09, 2023 Filed Apr 11, 2023 22:01 UTC Amendment AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE · Entity 4413 OtherCall Option (obligation to sell) · Derivative 30,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001140361-23-017830 · form4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,000,000 shares

Expires 2023-02-09

F5 · derivative.underlying_shares: This filing amends the Form 4, which was originally filed on February 14, 2023. This line amends and restates Table II, Line 1 of the Form 4 to correct the title of the derivative security and amount of securities underlying the derivative security.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").

F2 · ownership.nature: Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The securities are held directly by Antara Master Fund.

F4 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 31, 2021 Filed Feb 9, 2021 17:32 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 PurchaseWarrants to Purchase Common Stock · Derivative 118,833 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-21-005489 · doc4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,406,553

Underlying: Common Stock · 118,833 shares

Expires 2024-09-16

F6 · price: On January 31, 2021, EVO Transportation & Energy Services, Inc. ("EVO"), Antara Master Fund and the Managed Fund amended and restated the warrants described in this Form 4 to provide that such warrants were exercisable as of January 31, 2021. Prior to such amendment and restatement, the warrants were subject to reduction and cancelation if EVO achieved certain performance metrics prior to September 30, 2021 (and were only exercisable thereafter).

F4 · derivative.underlying_shares: The warrants are held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund").

F5 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,939,810 warrants held directly by Antara Master Fund and (ii) 466,743 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F4 · ownership.nature: The warrants are held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund").

F5 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,939,810 warrants held directly by Antara Master Fund and (ii) 466,743 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 31, 2021 Filed Feb 9, 2021 17:32 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 PurchaseWarrants to Purchase Common Stock · Derivative 1,381,167 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-21-005489 · doc4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,287,720

Underlying: Common Stock · 1,381,167 shares

Expires 2024-09-16

F6 · price: On January 31, 2021, EVO Transportation & Energy Services, Inc. ("EVO"), Antara Master Fund and the Managed Fund amended and restated the warrants described in this Form 4 to provide that such warrants were exercisable as of January 31, 2021. Prior to such amendment and restatement, the warrants were subject to reduction and cancelation if EVO achieved certain performance metrics prior to September 30, 2021 (and were only exercisable thereafter).

F3 · derivative.underlying_shares: The warrants are held directly by Antara Master Fund.

F5 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,939,810 warrants held directly by Antara Master Fund and (ii) 466,743 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The warrants are held directly by Antara Master Fund.

F5 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,939,810 warrants held directly by Antara Master Fund and (ii) 466,743 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 03, 2021 Filed Feb 17, 2022 17:33 UTC Amendment EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 OtherCommon Stock 71,773 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-006831 · doc4a.xml · nonDerivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,138,505

F1 · price: These shares of Common Stock of EVO Transportation & Energy Services, Inc. ("EVO") were issued pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent in settlement of defaults under loan documents.

F2 · balance_after: The total number of shares of Common Stock beneficially owned by the Reporting Persons (defined below) after the transactions described in this Form 4 consists of (i) 1,066,732 shares held directly by Antara Master Fund (as defined below) and (ii) 71,773 shares held by a managed account for which Antara Capital (defined below) serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 03, 2021 Filed Feb 17, 2022 17:33 UTC Amendment EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 OtherCommon Stock 1,066,732 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-006831 · doc4a.xml · nonDerivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,066,732

F1 · price: These shares of Common Stock of EVO Transportation & Energy Services, Inc. ("EVO") were issued pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent in settlement of defaults under loan documents.

F2 · balance_after: The total number of shares of Common Stock beneficially owned by the Reporting Persons (defined below) after the transactions described in this Form 4 consists of (i) 1,066,732 shares held directly by Antara Master Fund (as defined below) and (ii) 71,773 shares held by a managed account for which Antara Capital (defined below) serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 PurchaseWarrants to Purchase Common Stock · Derivative 30,547 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 8

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,906,553

Underlying: Common Stock · 30,547 shares

Expires 2030-12-31

F7 · price: The warrants were issued pursuant to the terms of the Omnibus Amendment.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F8 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 PurchaseWarrants to Purchase Common Stock · Derivative 454,006 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 7

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,876,006

Underlying: Common Stock · 454,006 shares

Expires 2030-12-31

F7 · price: The warrants were issued pursuant to the terms of the Omnibus Amendment.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The warrants are held directly by Antara Master Fund.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F8 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 PurchaseWarrants to Purchase Common Stock · Derivative 51,970 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 6

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,422,000

Underlying: Common Stock · 51,970 shares

Expires 2024-09-16

F6 · price: On December 31, 2020, EVO and the Managed Fund entered into a Warrant Exchange Agreement (the "Managed Fund Exchange Agreement") pursuant to which the Managed Fund exchanged a warrants to purchase 81,203 shares of Common Stock with an exercise price of $2.50 per share for warrants to purchase 51,970 shares of Common Stock at an exercise price of $0.01. The Managed Fund Exchange Agreement was entered into pursuant to the terms of the Omnibus Amendment.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F8 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 PurchaseWarrants to Purchase Common Stock · Derivative 5,020,030 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 5

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,370,030

Underlying: Common Stock · 5,020,030 shares

Expires 2024-09-16

F5 · price: On December 31, 2020, EVO Transportation & Energy Services, Inc. ("EVO") and Antara Master Fund entered into a Warrant Exchange Agreement (the "Antara Exchange Agreement"), pursuant to which Antara Master Fund exchanged certain warrants to purchase, in the aggregate, 7,843,797 shares of Common Stock with an exercise price of $2.50 per share for warrants to purchase 5,020,030 shares of Common Stock at an exercise price of $0.01. The Antara Exchange Agreement was entered into pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The warrants are held directly by Antara Master Fund.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F6 · ownership.nature: On December 31, 2020, EVO and the Managed Fund entered into a Warrant Exchange Agreement (the "Managed Fund Exchange Agreement") pursuant to which the Managed Fund exchanged a warrants to purchase 81,203 shares of Common Stock with an exercise price of $2.50 per share for warrants to purchase 51,970 shares of Common Stock at an exercise price of $0.01. The Managed Fund Exchange Agreement was entered into pursuant to the terms of the Omnibus Amendment.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 SaleWarrants to Purchase Common Stock · Derivative 81,203 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,350,000

Underlying: Common Stock · 81,203 shares

Expires 2029-09-16

F6 · price: On December 31, 2020, EVO and the Managed Fund entered into a Warrant Exchange Agreement (the "Managed Fund Exchange Agreement") pursuant to which the Managed Fund exchanged a warrants to purchase 81,203 shares of Common Stock with an exercise price of $2.50 per share for warrants to purchase 51,970 shares of Common Stock at an exercise price of $0.01. The Managed Fund Exchange Agreement was entered into pursuant to the terms of the Omnibus Amendment.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F8 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 SaleWarrants to Purchase Common Stock · Derivative 3,250,000 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,431,203

Underlying: Common Stock · 3,250,000 shares

Expires 2030-05-29

F5 · price: On December 31, 2020, EVO Transportation & Energy Services, Inc. ("EVO") and Antara Master Fund entered into a Warrant Exchange Agreement (the "Antara Exchange Agreement"), pursuant to which Antara Master Fund exchanged certain warrants to purchase, in the aggregate, 7,843,797 shares of Common Stock with an exercise price of $2.50 per share for warrants to purchase 5,020,030 shares of Common Stock at an exercise price of $0.01. The Antara Exchange Agreement was entered into pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The warrants are held directly by Antara Master Fund.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F8 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 SaleWarrants to Purchase Common Stock · Derivative 3,650,000 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 2

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,681,203

Underlying: Common Stock · 3,650,000 shares

Expires 2030-02-27

F5 · price: On December 31, 2020, EVO Transportation & Energy Services, Inc. ("EVO") and Antara Master Fund entered into a Warrant Exchange Agreement (the "Antara Exchange Agreement"), pursuant to which Antara Master Fund exchanged certain warrants to purchase, in the aggregate, 7,843,797 shares of Common Stock with an exercise price of $2.50 per share for warrants to purchase 5,020,030 shares of Common Stock at an exercise price of $0.01. The Antara Exchange Agreement was entered into pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The warrants are held directly by Antara Master Fund.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F8 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Jan 25, 2021 16:57 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 SaleWarrants to Purchase Common Stock · Derivative 943,797 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0000899243-21-003179 · doc4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,331,203

Underlying: Common Stock · 943,797 shares

Expires 2029-09-16

F5 · price: On December 31, 2020, EVO Transportation & Energy Services, Inc. ("EVO") and Antara Master Fund entered into a Warrant Exchange Agreement (the "Antara Exchange Agreement"), pursuant to which Antara Master Fund exchanged certain warrants to purchase, in the aggregate, 7,843,797 shares of Common Stock with an exercise price of $2.50 per share for warrants to purchase 5,020,030 shares of Common Stock at an exercise price of $0.01. The Antara Exchange Agreement was entered into pursuant to the terms of the Second Amendment to Forbearance Agreement and Omnibus Amendment to Loan Documents, dated as of October 20, 2020 (the "Omnibus Amendment"), by and among EVO, each subsidiary of EVO, various lenders under the loan documents and Cortland Capital Market Services LLC, as administrative agent and collateral agent.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The warrants are held directly by Antara Master Fund.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 8,558,643 warrants held directly by Antara Master Fund and (ii) 347,910 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F8 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Feb 17, 2022 17:33 UTC Amendment EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 OtherWarrants to Purchase Common Stock · Derivative 61,094 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-22-006831 · doc4a.xml · derivative · entry 4

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,875,658

Underlying: Common Stock · 61,094 shares

Expires 2030-12-31

F5 · price: The warrants were issued pursuant to the terms of the Omnibus Amendment in settlement of defaults under loan documents.

F6 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,466,655 warrants held directly by Antara Master Fund and (ii) 409,003 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 31, 2020 Filed Feb 17, 2022 17:33 UTC Amendment EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 OtherWarrants to Purchase Common Stock · Derivative 908,012 Not disclosed Strike: $0.01 Not disclosed
Disclosure

SEC source: 0000899243-22-006831 · doc4a.xml · derivative · entry 3

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,814,564

Underlying: Common Stock · 908,012 shares

Expires 2030-12-31

F5 · price: The warrants were issued pursuant to the terms of the Omnibus Amendment in settlement of defaults under loan documents.

F6 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons after the transactions described in this Form 4 consists of (i) 9,466,655 warrants held directly by Antara Master Fund and (ii) 409,003 warrants held by the Managed Fund. The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F3 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (ii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), and (iii) Himanshu Gulati (collectively, the "Reporting Persons") related to the shares and warrants held by Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund") and the Managed Fund. Antara Capital serves as the investment manager of Antara Master Fund and as an investment manager of the Managed Fund. Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara GP and the entity that serves as the general partner of the Master Fund.

F4 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP and Himanshu Gulati may be deemed to indirectly beneficially own the Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F7 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 15:32 UTC EVO Transportation & Energy Services, Inc. EVOA · Entity 109203 PurchaseWarrants to Purchase Common Stock · Derivative 3,650,000 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0000899243-20-006452 · doc4.xml · derivative · entry 1

Antara Capital LP · CIK 0001750183 · 10% owner

Antara Capital Master Fund LP · CIK 0001789567 · 10% owner

Antara Capital GP LLC · CIK 0001789582 · 10% owner

Antara Capital Fund GP LLC · CIK 0001789581 · 10% owner

Gulati Himanshu · CIK 0001789562 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,025,000

Underlying: Common Stock · 3,650,000 shares

Expires 2030-02-27

F5 · price: The warrants were issued in consideration for entering to that certain Forbearance Agreement and Incremental Amendment to Financing Agreement, dated as of February 27, 2020, by and among the EVO Transportation & Energy Services, Inc. ("EVO"), Antara Master Fund, Cortland Capital Market Services LLC, as administrative agent and collateral agent, and other entities from time to time party thereto.

F4 · balance_after: The total number of derivative securities beneficially owned by the Reporting Persons consists of (i) 7,678,404 warrants held directly by Antara Master Fund and (ii) 346,596 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.direct: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.direct: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.direct: The warrants are held directly by Antara Master Fund.

F4 · ownership.direct: The total number of derivative securities beneficially owned by the Reporting Persons consists of (i) 7,678,404 warrants held directly by Antara Master Fund and (ii) 346,596 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F1 · ownership.nature: This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.

F2 · ownership.nature: (continued from footnote 1) Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.

F3 · ownership.nature: The warrants are held directly by Antara Master Fund.

F4 · ownership.nature: The total number of derivative securities beneficially owned by the Reporting Persons consists of (i) 7,678,404 warrants held directly by Antara Master Fund and (ii) 346,596 warrants held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of warrants held by the Managed Fund except to the extent of the Reporting Persons' pecuniary interest therein.

F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.