Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | Director · Chief Executive Officer | May 15, 2024 | May 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date May 15, 2024 · Filed May 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 664,684 |
Ending reported balance
After 2024-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-15 · Sale · Disposed 4,495 · Balance 665,189 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023. F2: Represents the weighted average of multiple sale transactions ranging in price from $56.66 to $57.65. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Row 2 · 2024-05-15 · Sale · Disposed 505 · Balance 664,684 F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023. F3: Represents the weighted average of multiple sale transactions ranging in price from $57.80 to $58.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2023.
F2: Represents the weighted average of multiple sale transactions ranging in price from $56.66 to $57.65. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of multiple sale transactions ranging in price from $57.80 to $58.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2021 Filed Jan 19, 2021 23:54 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 3,005 | $91.74 | $275,668.48 |
DisclosureSEC source: 0001562180-21-000363 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,988 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $91.31 to $92.24. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| January 19, 2021 Filed Jan 19, 2021 23:54 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 1,057 | $90.97 | $96,153.28 |
DisclosureSEC source: 0001562180-21-000363 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,993 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $90.31 to $91.25. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 23:55 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 100 | $73.85 | $7,385.00 |
DisclosureSEC source: 0001562180-20-007316 · primarydocument.xml · nonDerivative · entry 3 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,050 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 23:55 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 1,700 | $72.49 | $123,229.94 |
DisclosureSEC source: 0001562180-20-007316 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,150 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $72.34 to $73.16. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| December 16, 2020 Filed Dec 16, 2020 23:55 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 6,700 | $71.96 | $482,105.87 |
DisclosureSEC source: 0001562180-20-007316 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,850 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $71.34 to $72.33. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 26,350 | $0.00 Strike: $13.99 | $0.00 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · derivative · entry 8 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,350 shares Expires 2024-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options fully vested on August 16, 2019. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 26,350 | $64.13 | $1,689,767.53 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 5 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,550 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $64.00 to $64.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 26,350 | $13.99 | $368,636.50 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 4 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 16,540 | $0.00 Strike: $13.99 | $0.00 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · derivative · entry 7 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,350 Underlying: Common Stock · 16,540 shares Expires 2024-08-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options fully vested on August 16, 2019. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 8,460 | $0.00 Strike: $19.37 | $0.00 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · derivative · entry 6 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,460 shares Expires 2023-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options fully vested on August 17, 2018. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 25,000 | $62.18 | $1,554,537.50 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 3 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,550 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $62.00 to $62.71. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 16,540 | $13.99 | $231,394.60 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 20:51 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 8,460 | $19.37 | $163,870.20 |
DisclosureSEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 19,600 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 12 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,600 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options fully vested on August 20, 2016. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 47,550 | $0.00 Strike: $18.93 | $0.00 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 11 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,550 shares Expires 2022-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options fully vested on August 18, 2017. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 32,850 | $0.00 Strike: $19.37 | $0.00 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 10 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,460 Underlying: Common Stock · 32,850 shares Expires 2023-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options fully vested on August 17, 2018. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 900 | $61.10 | $54,993.96 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 8 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,550 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $61.07 to $61.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 80,497 | $60.57 | $4,875,791.84 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 7 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,450 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $60.07 to $61.06. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 57,506 | $59.78 | $3,437,760.44 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 6 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,947 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $59.07 to $60.04. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 32,850 | $19.37 | $636,304.50 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 5 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 47,550 | $18.93 | $900,121.50 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 4 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 19,600 | $17.53 | $343,588.00 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 3 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to buy) · Derivative | 50,000 | $0.00 Strike: $17.53 | $0.00 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 9 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 50,000 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options fully vested on August 20, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 109,597 | $59.63 | $6,535,575.98 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,453 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:07 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 50,000 | $17.53 | $876,500.00 |
DisclosureSEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:17 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 2,843 | $42.28 | $120,202.04 |
DisclosureSEC source: 0001343837-20-000001 · primary_doc.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,050 F2 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 14:17 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 71,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001343837-20-000001 · primary_doc.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,893 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 28,391 | $46.21 | $1,311,948.11 |
DisclosureSEC source: 0001562180-20-005599 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,143 F3 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:32 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 64,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005599 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,534 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2017. F2 · balance_after: Includes 742 shares acquired in a non-reportable transaction through II-VI Incorporated's employee stock purchase plan and 13 shares acquired on September 24, 2019 in exchange for shares of Finisar Corporation beneficially owned by the reporting person upon consummation of II-VI Incorporated's acquisition of Finisar Corporation. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 01:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 18,100 | $0.00 Strike: $16.86 | $0.00 |
DisclosureSEC source: 0001562180-20-003211 · primarydocument.xml · derivative · entry 3 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,100 shares Expires 2020-08-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The grant of these options previously was reported as covering 9,050 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F2 · shares: The grant of these options previously was reported as covering 9,050 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F3 · derivative.exercise_date: The options fully vested August 21, 2015. F2 · balance_after: The grant of these options previously was reported as covering 9,050 shares at an exercise price of $33.71 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 01:32 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 18,100 | $35.00 | $633,500.00 |
DisclosureSEC source: 0001562180-20-003211 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,651 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 01:32 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 18,100 | $16.86 | $305,075.50 |
DisclosureSEC source: 0001562180-20-003211 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:45 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 29,000 | $0.00 Strike: $13.17 | $0.00 |
DisclosureSEC source: 0001562180-20-000851 · primarydocument.xml · derivative · entry 3 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,000 shares Expires 2020-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options fully vested February 10, 2015. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:45 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 29,000 | $33.65 | $975,939.90 |
DisclosureSEC source: 0001562180-20-000851 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,651 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2019. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $33.37 to $33.90. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:45 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 29,000 | $13.17 | $381,785.00 |
DisclosureSEC source: 0001562180-20-000851 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 22:35 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 97,936 | $0.00 Strike: $36.08 | $0.00 |
DisclosureSEC source: 0001562180-20-000703 · primarydocument.xml · derivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,936 Underlying: Common Stock · 97,936 shares Expires 2030-01-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on January 28, 2021. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 22:35 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 39,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000703 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,651 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on January 28, 2021. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 20:17 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 2,843 | $36.28 | $103,144.04 |
DisclosureSEC source: 0001562180-19-004541 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,483 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 93,948 | $39.24 | $3,686,519.52 |
DisclosureSEC source: 0001562180-19-004446 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,326 F2 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:06 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 229,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004446 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,274 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2016. Read SEC document |
| August 18, 2019 Filed Aug 20, 2019 22:04 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 3,155 | $38.26 | $120,710.30 |
DisclosureSEC source: 0001562180-19-004415 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,010 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 17:09 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 1,973 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001562180-19-002244 · primarydocument.xml · derivative · entry 3 MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,973 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F2 · shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F3 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 15, 2010. F2 · derivative.underlying_shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 17:09 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 1,973 | $40.00 | $78,920.00 |
DisclosureSEC source: 0001562180-19-002244 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,165 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018. Read SEC document |
| April 08, 2019 Filed Apr 9, 2019 17:09 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 1,973 | $12.08 | $23,823.98 |
DisclosureSEC source: 0001562180-19-002244 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 19:27 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionOption (Right to Buy) · Derivative | 13,827 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001562180-19-002210 · primarydocument.xml · derivative · entry 3 MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Underlying: Common Stock · 13,827 shares Expires 2019-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F3 · shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. F4 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 15, 2010. F3 · derivative.underlying_shares: The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 19:27 UTC | COHERENT CORP. IIVI · Entity 1179 | SaleCommon Stock | 13,827 | $40.10 | $554,401.86 |
DisclosureSEC source: 0001562180-19-002210 · primarydocument.xml · nonDerivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,165 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $40.0000 to $40.2400. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 19:27 UTC | COHERENT CORP. IIVI · Entity 1179 | Exercise / conversionCommon Stock | 13,827 | $12.08 | $166,961.03 |
DisclosureSEC source: 0001562180-19-002210 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 14:10 UTC | COHERENT CORP. IIVI · Entity 1179 | Tax withholdingCommon Stock | 8,970 | $34.49 | $309,375.30 |
DisclosureSEC source: 0001562180-18-004647 · primarydocument.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,165 F1 · shares: These shares were withheld by the Company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 13:11 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantOption (Right to Buy) · Derivative | 54,180 | $0.00 Strike: $49.90 | $0.00 |
DisclosureSEC source: 0001343837-18-000006 · primary_doc.xml · derivative · entry 2 MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,180 Underlying: Common Stock · 54,180 shares Expires 2028-08-28 F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2019. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 13:11 UTC | COHERENT CORP. IIVI · Entity 1179 | GrantCommon Stock | 21,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001343837-18-000006 · primary_doc.xml · nonDerivative · entry 1 MATTERA VINCENT D JR · CIK 0001343837 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,135 F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.