organization · Reporting owner
SC XII MANAGEMENT LLC
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Airbnb, Inc.ABNB · Entity 2189 | 10% owner | August 05, 2022 | August 10, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Airbnb, Inc.
Report date August 05, 2022 · Filed August 10, 2022
Jointly reported with SC US (TTGP), LTD., SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P, SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, LEONE DOUGLAS M, BOTHA ROELOF, GOETZ JAMES J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 3,485,943 |
Reported balance
After 2022-08-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-08-05 · Conversion · Acquired 2,975,439 · Balance 3,485,943 F1: Represents the conversion of Class B Common Stock to Class A Common Stock in the following amounts: 713,925 shares held by Sequoia Capital Global Growth Fund, LP ("GGF"), 24,871 shares held by Sequoia Capital Global Growth Principals Fund, LP("GGF PF"), 8,534,781 shares held by Sequoia Capital XII, L.P. ("SC XII"), 454,385 shares held by Sequoia Technology Partners XII, L.P. ("STP XII"), 1,297,852 shares held by Sequoia Capital XII Principals Fund, LLC ("SC XII PF"), 227,044 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 3,498 shares held by Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"), 82,568 shares held by Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"), and 7,675 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF"). F2: Includes shares of Class A Common Stock in the following amounts: 713,925 shares held by GGF, 24,871 shares held by GGF PF, 8,534,781 shares held by SC XII, 454,385 shares held by STP XII, 1,297,852 shares held by SC XII PF, 729,802 shares held by GGF II, 11,244 shares held by GGF II PF, 82,568 shares held by US GF VII and 7,675 shares held by US GF VII PF. F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds"). F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable. F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2022-08-05 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-08-05 · Other · Disposed 3,485,943 · Balance 0 F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F3: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 713,925 shares from GGF, 24,871 shares from GGF PF, 8,534,781 shares from SC XII, 454,385 shares from STP XII, 1,297,852 shares from SC XII PF, 729,802 shares from GGF II, 11,244 shares from GGF II PF, 82,568 shares from US GF VII and 7,675 shares from US GF VII PF. F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds"). F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable. F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Grove II, LLC | 0 |
Last balance in matching sequence
After 2022-08-05 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2022-08-05 · Conversion · Acquired 91,889 · Balance 91,889 F8: Represents the conversion of 91,889 shares of Class B Common Stock of the Issuer to Class A Common Stock. F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Row 4 · 2022-08-05 · Other · Disposed 91,889 · Balance 0 F9: Represents a pro rata distribution of 91,889 shares of Class A Common Stock of the Issuer to partners and members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital Fund, LP | 774,456 |
Reported balance
After 2022-08-05 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-08-05 · Other · Acquired 468,272 · Balance 774,456 F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital Fund Parallel, LLC | 87,559 |
Reported balance
After 2022-08-05 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-08-05 · Other · Acquired 46,765 · Balance 87,559 F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnotes | 8,371,160 |
Reported balance
After 2022-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-08-05 · Conversion · Disposed 2,975,439 · Balance 8,371,160 F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F1: Represents the conversion of Class B Common Stock to Class A Common Stock in the following amounts: 713,925 shares held by Sequoia Capital Global Growth Fund, LP ("GGF"), 24,871 shares held by Sequoia Capital Global Growth Principals Fund, LP("GGF PF"), 8,534,781 shares held by Sequoia Capital XII, L.P. ("SC XII"), 454,385 shares held by Sequoia Technology Partners XII, L.P. ("STP XII"), 1,297,852 shares held by Sequoia Capital XII Principals Fund, LLC ("SC XII PF"), 227,044 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 3,498 shares held by Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"), 82,568 shares held by Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"), and 7,675 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF"). F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds"). F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable. F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2022-08-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-08-05 · Other · Disposed 8,371,160 · Balance 0 F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds"). F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable. F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Grove II, LLC | 0 |
Reported balance
After 2022-08-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-08-05 · Conversion · Disposed 91,889 · Balance 0 F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F8: Represents the conversion of 91,889 shares of Class B Common Stock of the Issuer to Class A Common Stock. F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSequoia Capital Fund, LP | 38,595,826 |
Reported balance
After 2022-08-05 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-08-05 · Other · Acquired 8,038,703 · Balance 38,595,826 F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSequoia Capital Fund Parallel, LLC | 7,565,967 |
Reported balance
After 2022-08-05 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-08-05 · Other · Acquired 1,526,135 · Balance 7,565,967 F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B Common Stock to Class A Common Stock in the following amounts: 713,925 shares held by Sequoia Capital Global Growth Fund, LP ("GGF"), 24,871 shares held by Sequoia Capital Global Growth Principals Fund, LP("GGF PF"), 8,534,781 shares held by Sequoia Capital XII, L.P. ("SC XII"), 454,385 shares held by Sequoia Technology Partners XII, L.P. ("STP XII"), 1,297,852 shares held by Sequoia Capital XII Principals Fund, LLC ("SC XII PF"), 227,044 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 3,498 shares held by Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"), 82,568 shares held by Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"), and 7,675 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF").
F2: Includes shares of Class A Common Stock in the following amounts: 713,925 shares held by GGF, 24,871 shares held by GGF PF, 8,534,781 shares held by SC XII, 454,385 shares held by STP XII, 1,297,852 shares held by SC XII PF, 729,802 shares held by GGF II, 11,244 shares held by GGF II PF, 82,568 shares held by US GF VII and 7,675 shares held by US GF VII PF.
F3: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 713,925 shares from GGF, 24,871 shares from GGF PF, 8,534,781 shares from SC XII, 454,385 shares from STP XII, 1,297,852 shares from SC XII PF, 729,802 shares from GGF II, 11,244 shares from GGF II PF, 82,568 shares from US GF VII and 7,675 shares from US GF VII PF.
F4: SC XII Management, LLC ("SC XII LLC") is the general partner of each of SC XII and STP XII, and the managing member of SC XII PF. As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII.
F5: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the "SC US GF VII Funds"); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of GGF and GGF PF (collectively, the "SC GGF Funds"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the "SC GGF II Funds").
F6: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds. In addition, the directors and stockholders of SC US(TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable.
F7: cont'd) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by the SC US GF VII Funds, the SC GGF Funds, and the SC GGF II Funds, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by SC XII, SC XII PF and STP XII, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F8: Represents the conversion of 91,889 shares of Class B Common Stock of the Issuer to Class A Common Stock.
F9: Represents a pro rata distribution of 91,889 shares of Class A Common Stock of the Issuer to partners and members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.
F10: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F11: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP ("SCF") and Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F12: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.
F13: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DROPBOX, INC.
Report date May 11, 2020 · Filed May 14, 2020
Jointly reported with SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P
Section 16 reporting ended · disclosed 2020-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII, LP | 3,808,957 |
Reported balance
After 2020-05-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-11 · Conversion · Acquired 3,808,957 · Balance 3,808,957 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII, LP | 3,808,957 |
Reported balance
After 2020-05-13 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-05-13 · Conversion · Acquired 3,808,957 · Balance 3,808,957 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII, LP | 0 |
Reported balance
After 2020-05-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-05-11 · Other · Disposed 3,808,957 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members pursuant to a Rule 10b5-1 trading plan. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII, LP | 0 |
Reported balance
After 2020-05-13 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-05-13 · Other · Disposed 3,808,957 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members pursuant to a Rule 10b5-1 trading plan. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XII, LP | 142,525 |
Reported balance
After 2020-05-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-05-11 · Conversion · Acquired 142,525 · Balance 142,525 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XII, LP | 142,525 |
Reported balance
After 2020-05-13 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-05-13 · Conversion · Acquired 142,525 · Balance 142,525 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XII, LP | 0 |
Reported balance
After 2020-05-11 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2020-05-11 · Other · Disposed 142,525 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members pursuant to a Rule 10b5-1 trading plan. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XII, LP | 0 |
Reported balance
After 2020-05-13 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2020-05-13 · Other · Disposed 142,525 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members pursuant to a Rule 10b5-1 trading plan. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII Principals Fund, LLC | 407,090 |
Reported balance
After 2020-05-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-05-11 · Conversion · Acquired 407,090 · Balance 407,090 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII Principals Fund, LLC | 407,090 |
Reported balance
After 2020-05-13 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-05-13 · Conversion · Acquired 407,090 · Balance 407,090 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII Principals Fund, LLC | 0 |
Reported balance
After 2020-05-11 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2020-05-11 · Other · Disposed 407,090 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members pursuant to a Rule 10b5-1 trading plan. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII Principals Fund, LLC | 0 |
Reported balance
After 2020-05-13 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2020-05-13 · Other · Disposed 407,090 · Balance 0 F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members pursuant to a Rule 10b5-1 trading plan. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII, LP | 26,662,701 |
Reported balance
After 2020-05-11 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-05-11 · Conversion · Disposed 3,808,957 · Balance 26,662,701 F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII, LP | 22,853,744 |
Reported balance
After 2020-05-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-05-13 · Conversion · Disposed 3,808,957 · Balance 22,853,744 F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Technology Partners XII, LP | 997,671 |
Reported balance
After 2020-05-11 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-05-11 · Conversion · Disposed 142,525 · Balance 997,671 F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Technology Partners XII, LP | 855,146 |
Reported balance
After 2020-05-13 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-05-13 · Conversion · Disposed 142,525 · Balance 855,146 F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII Principals Fund, LLC | 2,849,632 |
Reported balance
After 2020-05-11 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-05-11 · Conversion · Disposed 407,090 · Balance 2,849,632 F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital XII Principals Fund, LLC | 2,442,542 |
Reported balance
After 2020-05-13 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-05-13 · Conversion · Disposed 407,090 · Balance 2,442,542 F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members pursuant to a Rule 10b5-1 trading plan.
F3: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
MOBILEIRON, INC.
Report date May 24, 2017 · Filed May 26, 2017
Jointly reported with SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P, SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, SCGF IV MANAGEMENT LP, SEQUOIA CAPITAL US GROWTH FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP, SC US (TTGP), LTD.
Section 16 reporting ended · disclosed 2017-05-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII, L.P. | 7,175,634 |
Reported balance
After 2017-05-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-05-24 · Sale · Disposed 404,414 · Balance 7,175,634 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII Principals Fund, LLC | 766,910 |
Reported balance
After 2017-05-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-05-24 · Sale · Disposed 43,222 · Balance 766,910 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XII, L.P. | 268,500 |
Reported balance
After 2017-05-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-24 · Sale · Disposed 15,133 · Balance 268,500 F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital U.S. Growth Fund IV, L.P. | 632,728 |
Reported balance
After 2017-05-24 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-05-24 · Sale · Disposed 35,660 · Balance 632,728 F2: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital USGF Principals Fund IV, L.P. | 27,875 |
Reported balance
After 2017-05-24 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-05-24 · Sale · Disposed 1,571 · Balance 27,875 F2: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Natera, Inc.
Report date August 09, 2019 · Filed August 14, 2019
Jointly reported with SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P
Section 16 reporting ended · disclosed 2019-08-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII, L.P. | 4,737,523 |
Last balance in matching sequence
After 2019-08-13 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-08-09 · Other · Disposed 1,015,184 · Balance 5,752,707 F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 2 · 2019-08-13 · Other · Disposed 1,015,184 · Balance 4,737,523 F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XII Principals Fund, LLC | 506,331 |
Last balance in matching sequence
After 2019-08-13 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2019-08-09 · Other · Disposed 108,499 · Balance 614,830 F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2019-08-13 · Other · Disposed 108,499 · Balance 506,331 F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XII, L.P. | 177,268 |
Last balance in matching sequence
After 2019-08-13 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2019-08-09 · Other · Disposed 37,986 · Balance 215,254 F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2019-08-13 · Other · Disposed 37,986 · Balance 177,268 F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Unity Software Inc.
Report date May 14, 2024 · Filed May 17, 2024
Jointly reported with SC US (TTGP), LTD., Sequoia Capital Global Growth Fund III - Endurance Partners, L.P., SCGGF III - Endurance Partners Management, L.P., SCGGF MANAGEMENT, L.P., SEQUOIA CAPITAL GLOBAL GROWTH FUND, L.P., SEQUOIA CAPITAL GLOBAL GROWTH PRINCIPALS FUND, L.P., SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P
Section 16 reporting ended · disclosed 2024-05-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital XII, L.P. | 0 |
Reported balance
After 2024-05-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-05-14 · Other · Disposed 6,019,273 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital XII Principals Fund, LLC | 0 |
Reported balance
After 2024-05-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-05-14 · Other · Disposed 915,328 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Technology Partners XII, L.P. | 0 |
Reported balance
After 2024-05-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-05-14 · Other · Disposed 320,464 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital Global Growth Fund, L.P. | 0 |
Reported balance
After 2024-05-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2024-05-14 · Other · Disposed 3,933,670 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital Global Growth Principals Fund, L.P. | 0 |
Reported balance
After 2024-05-14 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2024-05-14 · Other · Disposed 142,661 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital Global Growth Fund III - Endurance Partners, L.P. | 0 |
Reported balance
After 2024-05-14 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2024-05-14 · Other · Disposed 4,501,181 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth Fund VI, L.P. | 0 |
Reported balance
After 2024-05-14 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2024-05-14 · Other · Disposed 1,684,939 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth VI Principals Fund, L.P. | 0 |
Reported balance
After 2024-05-14 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2024-05-14 · Other · Disposed 120,542 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P. F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds, F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Grove II, LLC | 0 |
Reported balance
After 2024-05-14 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2024-05-14 · Other · Disposed 777,578 · Balance 0 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital Fund, LP | 28,746,492 |
Reported balance
After 2024-05-14 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2024-05-14 · Other · Acquired 12,695,003 · Balance 28,746,492 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member of Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital Fund Parallel, LLC | 3,618,670 |
Last balance in matching sequence
After 2024-05-16 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 11 · 2024-05-14 · Other · Acquired 1,479,681 · Balance 3,620,981 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member of Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 12 · 2024-05-16 · Other · Disposed 2,311 · Balance 3,618,670 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member of Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.
F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. (GFVI) and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (GFVI PF) (collectively, the GFVI Funds); (ii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, LP (GGF) and Sequoia Capital Global Growth Principals Fund, LP (GGF PF) (collectively, the GGF Funds); and (iii) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. (GGF III). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVI Funds, GGF III and the GGF Funds. SC XII Management, LLC is the general partner of each of Sequoia Capital XII, L.P. (XII) and Sequoia Technology Partners XII, L.P.
F3: (continued from footnote 2) (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (XII PF) (collectively the XII Funds). As a result, and by virtue of the relationships described in this paragraph, SC XII Management, LLC may be deemed to share beneficial ownership with respect to the shares held by the XII Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF Funds are Douglas Leone and James Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF III are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and James Goetz may be deemed to share voting and dispositive power with respect to the shares held by the GGF Funds,
F4: (continued from footnote 3) and Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by GGF III. Each of the reporting persons disclaims beneficial ownership of the shares held by the XII Funds, the GFVI Funds, the GGF Funds, and GGF III, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F6: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member of Sequoia Capital Fund Parallel, LLC (SCFP). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of the reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · derivative · entry 17 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 1,852,819 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · derivative · entry 15 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 49,516,445 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 12 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 10 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 8 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 6 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 4 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 2 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · derivative · entry 18 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 5,699,266 Underlying: Class A Common Stock · 407,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · derivative · entry 16 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 1,995,344 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · derivative · entry 14 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 53,325,402 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 11 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 9 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 7 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 5 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 3 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 01:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015692 · doc4.xml · nonDerivative · entry 1 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · derivative · entry 10 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 6,106,357 Underlying: Class A Common Stock · 407,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · derivative · entry 9 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 2,137,869 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · derivative · entry 8 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 57,134,359 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · nonDerivative · entry 6 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · nonDerivative · entry 5 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · nonDerivative · entry 4 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · nonDerivative · entry 3 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · nonDerivative · entry 2 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 23:16 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006750 · doc4.xml · nonDerivative · entry 1 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · derivative · entry 10 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 6,513,448 Underlying: Class A Common Stock · 407,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · derivative · entry 9 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 2,280,394 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · derivative · entry 8 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 60,943,316 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,524 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · nonDerivative · entry 7 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. Disclosed balance after: 14,104 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · nonDerivative · entry 6 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · nonDerivative · entry 5 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · nonDerivative · entry 4 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · nonDerivative · entry 3 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · nonDerivative · entry 2 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:07 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-005297 · doc4.xml · nonDerivative · entry 1 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · derivative · entry 10 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 6,920,539 Underlying: Class A Common Stock · 407,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · derivative · entry 9 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 2,422,919 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · derivative · entry 8 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 64,752,273 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · nonDerivative · entry 6 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · nonDerivative · entry 5 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · nonDerivative · entry 4 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · nonDerivative · entry 3 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 407,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · nonDerivative · entry 2 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 142,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 02:05 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029981 · doc4.xml · nonDerivative · entry 1 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 3,808,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 02:51 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029785 · doc4.xml · derivative · entry 10 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 7,327,630 Underlying: Class A Common Stock · 407,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 02:51 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029785 · doc4.xml · derivative · entry 9 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 2,565,444 Underlying: Class A Common Stock · 142,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 02:51 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 3,808,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029785 · doc4.xml · derivative · entry 8 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII, LP Disclosed balance after: 68,561,230 Underlying: Class A Common Stock · 3,808,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 02:51 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 407,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029785 · doc4.xml · nonDerivative · entry 6 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 02:51 UTC | DROPBOX, INC. DBX · Entity 1121 | OtherClass A Common Stock | 142,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029785 · doc4.xml · nonDerivative · entry 5 SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XII, LP Disclosed balance after: 0 F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.