Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARMONIC INC.HLIT · Entity 4789 | Director · President and CEO | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARMONIC INC.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 792,598 |
Ending reported balance
After 2024-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-15 · Exercise / conversion · Acquired 26,160 · Balance 806,553 Row 2 · 2024-05-15 · Tax withholding · Disposed 13,955 · Balance 792,598 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-02-15 | Direct | 41,051 |
Reported balance
After 2024-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-15 · Exercise / conversion · Disposed 13,684 · Balance 41,051 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-02-15 | Direct | 87,338 |
Reported balance
After 2024-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-05-15 · Exercise / conversion · Disposed 12,476 · Balance 87,338 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 20:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 12,476 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061797 · ownership.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,338 Underlying: Common Stock · 12,476 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 13,684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061797 · ownership.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,051 Underlying: Common Stock · 13,684 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 13,955 | $11.30 | $157,691.50 |
DisclosureSEC source: 0000950170-24-061797 · ownership.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 792,598 Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 26,160 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061797 · ownership.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 806,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 221,953 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 8 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,953 Underlying: Common Stock · 221,953 shares Expires 2027-02-15 F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F4 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 49,908 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 7 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,814 Underlying: Common Stock · 49,908 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 13,684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,735 Underlying: Common Stock · 13,684 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 42,757 | $13.67 | $584,488.19 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,393 F2 · balance_after: Reflects an adjustment of 35,532 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 80,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 858,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 159,199 | $13.67 | $2,176,250.33 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778,535 Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 02:56 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 297,989 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 937,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance-based restricted stock units ("PRSUs") were grated on February 16, 2021, with vesting based on the total stockholder return ("TSR") to holders of Company common stock during a three-year performance period that concluded on February 14, 2023. Based on the TSR over the the performance period, 150% of the shares underlying the PRSUs, or 297,989 shares, vested in accordance with the terms set forth in DEF 14A filed by the Company with the U.S. Securities and Exchange Commission on April 29, 2022, upon the approval of the Compensation Committee of the Board of Directors of the Company on February 15, 2024. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:00 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 13,683 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055862 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,419 Underlying: Common Stock · 13,683 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:00 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055862 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,555 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:00 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 15,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055862 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 639,745 F1 · balance_after: Reflects an adjustment of 408 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:00 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055862 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 656,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 01:40 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 13,684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046473 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,102 Underlying: Common Stock · 13,684 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 01:40 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046473 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,110 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 01:40 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 15,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046473 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 625,835 F1 · balance_after: Reflects an adjustment of 449 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. Read SEC document |
| August 15, 2023 Filed Aug 18, 2023 01:40 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046473 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 13,683 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,786 Underlying: Common Stock · 13,683 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,665 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 15,920 | $16.49 | $262,520.80 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611,965 F1 · balance_after: Reflects an adjustment of 500 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:13 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-030148 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 16:15 UTC | HARMONIC INC. HLIT · Entity 4789 | OtherCommon Stock | 74,452 | $13.18 | $981,277.36 |
DisclosureSEC source: 0001209191-23-013574 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,803 F1 · acquired: Transfer of 74,452 shares of common stock to the reporting person's ex-spouse pursuant to the terms of a marital settlement agreement. The reporting person does not report as beneficially owned any securities owned by his ex-spouse. F1 · balance_after: Transfer of 74,452 shares of common stock to the reporting person's ex-spouse pursuant to the terms of a marital settlement agreement. The reporting person does not report as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| February 24, 2023 Filed Mar 8, 2023 22:43 UTC Amendment | HARMONIC INC. HLIT · Entity 4789 | OtherCommon Stock | 56,108 | $13.18 | $739,503.44 |
DisclosureSEC source: 0001209191-23-017287 · doc4a.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,147 F1 · shares: Form 4A filed to correct an error on the original Form 4 of the number of shares transferred. F2 · acquired: Transfer of 56,108 shares of common stock to the reporting person's ex-spouse pursuant to the terms of a marital settlement agreement. The reporting person does not report as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:52 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 149,722 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011234 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,722 Underlying: Common Stock · 149,722 shares Expires 2026-02-15 F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F3 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 144,389 | $13.57 | $1,959,358.73 |
DisclosureSEC source: 0001209191-23-011234 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,255 Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 21:52 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 274,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011234 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance-based restricted stock units ("PRSUs") were granted on February 24, 2020, with vesting based on the total stockholder return ("TSR") to holders of Company common stock during a three-year performance period that concluded on February 14, 2023. Based on the TSR over the the performance period, 150% of the shares underlying the PRSUs, or 274,245 shares, vested in accordance with the terms set forth in DEF 14A filed by the Company with the U.S. Securities and Exchange Commission on April 28, 2021, upon the approval of the Compensation Committee of the Board of Directors of the Company on February 17, 2023. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 54,735 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,469 Underlying: Common Stock · 54,735 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,220 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 45,769 | $14.03 | $642,139.07 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,399 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:21 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 86,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010787 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 20:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to Buy · Derivative | 24,041 | $3.14 Strike: $3.14 | $75,488.74 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,041 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 20:18 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 15,179 | $14.19 | $215,388.49 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,642 Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 20:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 24,041 | $3.14 | $75,488.74 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to Buy · Derivative | 109,292 | $3.14 Strike: $3.14 | $343,176.88 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,041 Underlying: Common Stock · 109,292 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:18 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 69,090 | $13.35 | $922,075.14 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,780 Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 109,292 | $3.14 | $343,176.88 |
DisclosureSEC source: 0001209191-22-061378 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 19:59 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 6,040 | $13.41 | $81,008.48 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,578 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. F3 · balance_after: Reflects an adjustment of 2,609 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,775 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,236 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 16,737 | $13.66 | $228,627.42 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,227 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 31,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057478 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:43 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 150,000 | $12.00 | $1,800,000.00 |
DisclosureSEC source: 0001209191-22-050736 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,173 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 21:18 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 6,040 | $11.39 | $68,799.83 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,173 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. F3 · balance_after: Reflects an adjustment of 2,609 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,330 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,472 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:18 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 16,737 | $11.46 | $191,806.02 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,822 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.