Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Grove Collaborative Holdings, Inc.GROV · Entity 135 | Chief Marketing Officer | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Grove Collaborative Holdings, Inc.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 195,086 |
Ending reported balance
After 2024-05-15 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2024-05-15 · Exercise / conversion · Acquired 13,364 · Balance 177,573 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 2 · 2024-05-15 · Tax withholding · Disposed 5,259 · Balance 172,314 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 3 · 2024-05-15 · Exercise / conversion · Acquired 7,096 · Balance 179,410 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 4 · 2024-05-15 · Tax withholding · Disposed 2,793 · Balance 176,617 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 5 · 2024-05-15 · Exercise / conversion · Acquired 16,339 · Balance 192,956 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 6 · 2024-05-15 · Tax withholding · Disposed 6,430 · Balance 186,526 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 7 · 2024-05-15 · Exercise / conversion · Acquired 14,114 · Balance 200,640 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Row 8 · 2024-05-15 · Tax withholding · Disposed 5,554 · Balance 195,086 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,007 |
Reported balance
After 2024-05-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-05-15 · Exercise / conversion · Disposed 13,364 · Balance 147,007 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3: 1/12th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,630 |
Reported balance
After 2024-05-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-05-15 · Exercise / conversion · Disposed 7,096 · Balance 17,630 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 114,382 |
Reported balance
After 2024-05-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-05-15 · Exercise / conversion · Disposed 16,339 · Balance 114,382 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. F4: The RSUs have no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 70,574 |
Reported balance
After 2024-05-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-05-15 · Exercise / conversion · Disposed 14,114 · Balance 70,574 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F7: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date. F4: The RSUs have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: 1/12th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date.
F4: The RSUs have no expiration date.
F5: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
F6: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason.
F7: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 32,149 | $0.49 | $15,833.38 |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 8 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,364 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 81,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 7 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 1,802 | $0.49 | $887.49 |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 6 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,814 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 4,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 5 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 19,145 | $0.49 | $9,428.91 |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 4 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,038 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 48,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 3 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 13,963 | $0.49 | $6,876.78 |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 2 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,532 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 15, 2023 Filed May 17, 2023 22:23 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 35,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-016020 · form4.xml · nonDerivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 18:44 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 705,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-008215 · form4.xml · derivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,723 Underlying: Class A Common Stock · 705,723 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F2 · derivative.exercise_date: 1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning with the first quarterly vesting date in the next calendar quarter following the Vesting Commencement Date. F3 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 58,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · derivative · entry 15 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 58,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F6 · derivative.exercise_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 48,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · derivative · entry 14 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,651 Underlying: Class A Common Stock · 48,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 18,309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · derivative · entry 13 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,614 Underlying: Class A Common Stock · 18,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 17,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · derivative · entry 12 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,248 Underlying: Class A Common Stock · 17,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F5 · derivative.exercise_date: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 4,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · derivative · entry 11 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,578 Underlying: Class A Common Stock · 4,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock F3 · derivative.exercise_date: These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date F4 · derivative.expiration_date: The RSUs have no expiration date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 17,670 | $0.41 | $7,209.36 |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 10 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,012 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 58,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 9 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 14,620 | $0.41 | $5,964.96 |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 8 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,881 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 48,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 7 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 5,502 | $0.41 | $2,244.82 |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 6 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,850 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 18,309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 5 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 5,162 | $0.41 | $2,106.10 |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 4 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,043 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 17,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 3 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 1,376 | $0.41 | $561.41 |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 2 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,030 F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 02:22 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 4,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-005711 · form4.xml · nonDerivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 02:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 980,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-045311 · form4.xml · derivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980,392 Underlying: Class A Common Stock · 980,392 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date. F2 · derivative.expiration_date: These RSUs will vest in twelve equal installments on each February 15th, May 15th, August 15th and November 15th of each year (provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or the Reporting Person resigns for good reason. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 01:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 141,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042148 · form4.xml · derivative · entry 4 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,804 Underlying: Class A Common Stock · 141,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 212,912 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 354,833 RSUs, 35,487 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F3 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 212,912 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 354,833 RSUs, 35,487 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 01:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionRestricted Stock Units · Derivative | 176,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042148 · form4.xml · derivative · entry 3 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,801 Underlying: Class A Common Stock · 176,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These 235,208 RSUs vest approximately in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. 176,407 of these RSUs settled on November 15, 2022. The RSUs have no expiration date. F2 · derivative.expiration_date: These 235,208 RSUs vest approximately in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. 176,407 of these RSUs settled on November 15, 2022. The RSUs have no expiration date. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 01:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Tax withholdingClass A Common Stock | 77,520 | $1.20 | $93,024.00 |
DisclosureSEC source: 0001140361-22-042148 · form4.xml · nonDerivative · entry 2 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,828 Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 01:47 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Exercise / conversionClass A Common Stock | 318,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-042148 · form4.xml · nonDerivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerClass B Common Stock · Derivative | 73,674 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-039221 · form4.xml · derivative · entry 3 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,191 Underlying: Class A Common Stock · 73,674 shares Expires not disclosed F7 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F6 · kind: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 73,674 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 8 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 9 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness. F8 · kind: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022. F9 · kind: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F6 · price: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 73,674 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 8 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 9 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness. F8 · price: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022. F9 · price: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F7 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F7 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F10 · balance_after: This amount consists entirely of 45,191 Earnout Shares, which are subject to the Milestones described in footnote 9 above. F11 · balance_after: This amount reflects an additional 24,141 Earnout Shares that the Reporting Person received in connection with the redistribution of forfeited Earnout Shares, pursuant to the terms of the Merger Agreement, to other holders of Earnout Shares on a pro rata basis based upon the allocation of Earnout Shares as of the closing of the Business Combination. Such pro rata redistribution of Earnout Shares is exempt from Section 16 pursuant to Rule 16a-9 under the Securities Exchange Act of 1934. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 567,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-039221 · form4.xml · derivative · entry 2 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,745 Underlying: Class A Common Stock · 567,745 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F5 · derivative.exercise_date: In accordance with the terms of the Tender Offer, (i) with respect to the 212,912 new RSUs exchanged for 308,722 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 354,833 new RSUs exchanged for 514,507 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. F5 · derivative.expiration_date: In accordance with the terms of the Tender Offer, (i) with respect to the 212,912 new RSUs exchanged for 308,722 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 354,833 new RSUs exchanged for 514,507 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. Read SEC document |
| October 27, 2022 Filed Nov 1, 2022 00:30 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerStock Option (Right to Buy) · Derivative | 823,229 | Not disclosed Strike: $3.77 | Not disclosed |
DisclosureSEC source: 0001140361-22-039221 · form4.xml · derivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 823,229 shares Expires 2031-02-14 F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022. F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $3.77, received 1 RSU per each 1.45 options in the Exchange. F3 · derivative.exercise_date: This option was scheduled to vest 25% on February 8, 2022, and then vest quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 235,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-026719 · form4.xml · derivative · entry 4 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,208 Underlying: Class A Common Stock · 235,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units ("RSUs") vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. F1 · kind: The Reporting Person has elected to convert these securities from Class B Common Stock to Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units ("RSUs") vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. F3 · derivative.expiration_date: These restricted stock units ("RSUs") vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionRestricted Stock Units · Derivative | 235,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-026719 · form4.xml · derivative · entry 3 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 235,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These restricted stock units ("RSUs") vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. F1 · kind: The Reporting Person has elected to convert these securities from Class B Common Stock to Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units ("RSUs") vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. F3 · derivative.expiration_date: These restricted stock units ("RSUs") vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 823,229 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001140361-22-026719 · form4.xml · derivative · entry 2 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,229 Underlying: Class A Common Stock · 823,229 shares Expires 2031-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person has elected to convert these securities from Class B Common Stock to Class A Common Stock. F2 · derivative.exercise_date: This option vested 25% on February 8, 2022, and then vests quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:31 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | ConversionStock Option (Right to Buy) · Derivative | 823,229 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001140361-22-026719 · form4.xml · derivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 823,229 shares Expires 2031-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person has elected to convert these securities from Class B Common Stock to Class A Common Stock. F2 · derivative.exercise_date: This option vested 25% on February 8, 2022, and then vests quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:39 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantRestricted Stock Units · Derivative | 235,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023766 · form4.xml · derivative · entry 3 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,208 Underlying: Class B Common Stock · 235,208 shares Expires not disclosed F7 · derivative.exercise_price: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F7 · derivative.exercise_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. F7 · derivative.expiration_date: These RSUs vest in four quarterly installments starting on May 15, 2022, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. The RSUs have no expiration date. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:39 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantStock Option (Right to Buy) · Derivative | 823,229 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001140361-22-023766 · form4.xml · derivative · entry 2 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,229 Underlying: Class B Common Stock · 823,229 shares Expires 2031-02-14 F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F6 · derivative.exercise_date: This option vested 25% on February 8, 2022, and then vests quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or she resigns for good reason. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:39 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantClass B Common Stock · Derivative | 94,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-023766 · form4.xml · derivative · entry 1 Perry Jennie · CIK 0001930562 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,724 Underlying: Class A Common Stock · 94,724 shares Expires not disclosed F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F1 · kind: These securities were issued upon closing of the mergers (the "Business Combination") contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022, (the "Merger Agreement") by and among Virgin Group Acquisition Corp. II, a Cayman Islands exempted company ("VGAC II"), Treehouse Merger Sub, Inc., a Delaware corporation and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub I"), Treehouse Merger Sub II, LLC, a Delaware limited liability company and wholly owned direct subsidiary of VGAC II ("VGAC II Merger Sub II"), and Grove Collaborative, Inc., a Delaware public benefit corporation ("Grove"), in exchange for Grove securities. F2 · kind: Upon closing of the Business Combination, VGAC II was renamed Grove Collaborative Holdings, Inc. (the "Issuer"), and each share of Grove common stock and preferred stock (on an as-converted-to-common-stock basis) and each restricted stock unit ("RSU"), option and warrant to acquire Grove common stock was converted into the right to receive a share of the Issuer's Class B common stock ("Class B Common Stock") and an RSU, option and warrant to acquire Class B Common Stock, respectively, based on an exchange ratio set forth in the Merger Agreement ("Exchange Ratio"), plus a number of Earnout Shares (defined in footnote 5 below) calculated pursuant to the terms of the Merger Agreement. The Exchange Ratio calculates to approximately 1.176 shares of Class B Common Stock per share of Grove common stock. F4 · shares: This amount consists entirely of 94,724 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · shares: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. F4 · derivative.underlying_shares: This amount consists entirely of 94,724 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · derivative.underlying_shares: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. F4 · balance_after: This amount consists entirely of 94,724 restricted shares of Class B Common Stock that the Reporting Person received in connection with the Business Combination that will vest upon the achievement of certain earnout thresholds ("Milestones") prior to the tenth anniversary of the closing of the Business Combination (the "Earnout Shares"). The Milestones are described in footnote 5 below. F5 · balance_after: The Milestones are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis. 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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.